Chief Compliance Officer

0001398344-21-016330.txt : 20210816 0001398344-21-016330.hdr.sgml : 20210816 20210816163558 ACCESSION NUMBER: 0001398344-21-016330 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 EFFECTIVENESS DATE: 20210816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001447578 IRS NUMBER: 271560688 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13256 FILM NUMBER: 211179005 BUSINESS ADDRESS: STREET 1: 325 N. LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-832-0409 MAIL ADDRESS: STREET 1: 325 N. LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, INC. DATE OF NAME CHANGE: 20081009 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001447578 XXXXXXXX 06-30-2021 06-30-2021 false RIVERNORTH CAPITAL MANAGEMENT, LLC

325 N. LASALLE STREET SUITE 645 CHICAGO IL 60654

13F HOLDINGS REPORT 028-13256 N Marcus Collins Chief Compliance Officer 312-445-2251 /s/Marcus Collins Chicago IL 08-16-2021 0 484 1754538 INFORMATION TABLE 2 fp0067226_13fhr-table.xml 13F INFORMATION TABLE 10X CAPITAL VENTURE ACQU COR COM CL A 88025V107 2241 224998 SH SOLE 224998 0 0 10X CAPITAL VENTURE ACQU COR *W EXP 10/29/202 88025V115 32 17980 SH SOLE 17980 0 0 26 CAPITAL ACQUISITION CORP UNIT 12/31/2027 90138P209 246 24030 SH SOLE 24030 0 0 890 5TH AVE PARTNERS INC COM CL A 28250A105 197 19995 SH SOLE 19995 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 7008 774412 SH SOLE 774412 0 0 ABERDEEN INCOME CR STRATEGIE COM 003057106 1172 105358 SH SOLE 105358 0 0 ABG ACQUISITION CORP I CL A SHS G00496102 98 10000 SH SOLE 10000 0 0 ACCELERATE ACQUISITION CORP UNIT 99/99/9999 00439D201 949 94024 SH SOLE 94024 0 0 ACE GLOBAL BUSINESS ACQU LTD UNIT 03/26/2026 G0083E128 1033 100000 SH SOLE 100000 0 0 ACKRELL SPAC PARTNERS I CO UNIT 12/01/2026 00461L204 1023 100000 SH SOLE 100000 0 0 ADIT EDTECH ACQUISITION CORP COMMON STOCK 007024102 969 99998 SH SOLE 99998 0 0 ADIT EDTECH ACQUISITION CORP *W EXP 99/99/999 007024110 35 49999 SH SOLE 49999 0 0 AF ACQUISITION CORP UNIT 03/23/2028 001040203 1988 200000 SH SOLE 200000 0 0 AGBA ACQUISITION LTD SHS G0120M109 1602 149298 SH SOLE 149298 0 0 AGBA ACQUISITION LTD *W EXP 05/10/202 G0120M117 40 149298 SH SOLE 149298 0 0 AGBA ACQUISITION LTD RIGHT 05/10/2024 G0120M125 55 149298 SH SOLE 149298 0 0 ALBERTON ACQUISITION CORP *W EXP 04/26/202 G35006124 51 123506 SH SOLE 123506 0 0 ALBERTON ACQUISITION CORP RIGHT 10/26/2021 G35006132 86 152955 SH SOLE 152955 0 0 ALDEL FINANCIAL INC UNIT 99/99/9999 01407X203 2050 200000 SH SOLE 200000 0 0 ALKURI GLOBAL ACQUISITION CO UNIT 01/01/2028 66981N202 257 25000 SH SOLE 25000 0 0 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 11634 929948 SH SOLE 929948 0 0 ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 12286 807206 SH SOLE 807206 0 0 ALTITUDE ACQUISITION CORP COM CL A 02156Y103 192 19662 SH SOLE 19662 0 0 AMERICAN ACQUISITION OPPT IN UNIT 05/28/2026 02369M201 964 94022 SH SOLE 94022 0 0 AMERICAS TECHNOLOGY ACQSN CO SHS G0404A102 750 74998 SH SOLE 74998 0 0 AMERICAS TECHNOLOGY ACQSN CO *W EXP 12/31/202 G0404A110 24 37499 SH SOLE 37499 0 0 AMPLITUDE HLTHCRE AQUSTIN CO COM CL A 03212A105 1306 131414 SH SOLE 131414 0 0 AMPLITUDE HLTHCRE AQUSTIN CO *W EXP 12/01/202 03212A113 76 65707 SH SOLE 65707 0 0 ANDINA ACQUISITION CORP III RIGHT 10/01/2025 G04415132 99 120840 SH SOLE 120840 0 0 APOLLO STRATEGIC GROWTH CAPT SHS CL A G0411R106 1956 199998 SH SOLE 199998 0 0 APOLLO STRATEGIC GROWTH CAPT *W EXP 10/29/202 G0411R114 79 66666 SH SOLE 66666 0 0 APOLLO STRATEGIC GRWT CPTL I SHS CL A G0412A102 1948 200000 SH SOLE 200000 0 0 APOLLO TACTICAL INCOME FD IN COM 037638103 3914 250083 SH SOLE 250083 0 0 ARCHIMEDES TECH SPAC PARTNR UNIT 03/10/2026 039562202 1988 200000 SH SOLE 200000 0 0 ARES ACQUISITION CORPORATION COM CL A G33032106 5530 567200 SH SOLE 567200 0 0 ARES ACQUISITION CORPORATION UNIT 99/99/9999 G33032114 351 35123 SH SOLE 35123 0 0 ARIES I ACQUISITION CORP UNIT 03/18/2026 G0542N115 1256 125000 SH SOLE 125000 0 0 ARTISAN ACQUISITION CORP UNIT 03/26/2026 G0509L110 996 100000 SH SOLE 100000 0 0 ASTREA ACQUISITION CORP UNIT 01/28/2028 04637C205 577 57826 SH SOLE 57826 0 0 ATHLON ACQUISITION CORP COM CL A 04748A106 2106 218018 SH SOLE 218018 0 0 ATHLON ACQUISITION CORP *W EXP 01/12/202 04748A114 83 109009 SH SOLE 109009 0 0 ATLANTIC AVE ACQUISITION COR COM CL A 04906P101 1699 174998 SH SOLE 174998 0 0 ATLANTIC AVE ACQUISITION COR *W EXP 10/06/202 04906P119 77 87499 SH SOLE 87499 0 0 ATLAS CREST INVESTMENT CORP UNIT 99/99/9999 049287204 244 24332 SH SOLE 24332 0 0 AUSTERLITZ ACQUISITION CORP UNIT 99/99/9999 G0633D117 2017 195225 SH SOLE 195225 0 0 AUSTERLITZ ACQUISITION CORP COM CL A G0633U101 5823 598464 SH SOLE 598464 0 0 AUSTERLITZ ACQUISITION CORP UNIT 99/99/9999 G0633U119 2491 247338 SH SOLE 247338 0 0 B RILEY PRIN 250 MERGER CORP UNIT 04/06/2026 05602L203 100 10000 SH SOLE 10000 0 0 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 901 58919 SH SOLE 58919 0 0 BARINGS BDC INC COM 06759L103 16907 1601022 SH SOLE 1601022 0 0 BARINGS CORPORATE INVS COM 06759X107 9124 600278 SH SOLE 600278 0 0 BARINGS GLOBAL SHORT DURATIO COM 06760L100 8125 475680 SH SOLE 475680 0 0 BARINGS PARTN INVS SH BEN INT 06761A103 6103 444831 SH SOLE 444831 0 0 BENESSERE CAPITAL ACQUSTN CO COM CL A 08179B103 2000 199996 SH SOLE 199996 0 0 BENESSERE CAPITAL ACQUSTN CO *W EXP 99/99/999 08179B111 82 149997 SH SOLE 149997 0 0 BENESSERE CAPITAL ACQUSTN CO RIGHT 99/99/9999 08179B129 78 199996 SH SOLE 199996 0 0 BETTER WORLD ACQUISITION COR COM 08772B104 1624 162690 SH SOLE 162690 0 0 BETTER WORLD ACQUISITION COR *W EXP 11/15/202 08772B112 164 162690 SH SOLE 162690 0 0 BIG CYPRESS ACQUISITION CORP COM 089115109 996 99996 SH SOLE 99996 0 0 BIG CYPRESS ACQUISITION CORP *W EXP 07/25/202 089115117 46 49998 SH SOLE 49998 0 0 BIG SKY GROWTH PARTNERS INC UNIT 04/01/2026 08954L201 999 100000 SH SOLE 100000 0 0 BIOMX INC *W EXP 10/16/202 09090D111 21 35127 SH SOLE 35127 0 0 BIOTECH ACQUISITION COMPANY UNIT 11/30/2027 G1125A124 2198 218102 SH SOLE 218102 0 0 BITE ACQUISITION CORP UNIT 99/99/9999 09175K204 599 60000 SH SOLE 60000 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 13495 900266 SH SOLE 900266 0 0 BLACKROCK CAP INVT CORP NOTE 5.000% 6/1 092533AC2 29853 29441000 PRN SOLE 29441000 0 0 BLACKROCK FLOATING RATE INCO COM 09255X100 8718 657990 SH SOLE 657990 0 0 BLACKROCK MUN INCOME QUALITY COM 092479104 5563 354797 SH SOLE 354797 0 0 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 7922 302030 SH SOLE 302030 0 0 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 6554 444317 SH SOLE 444317 0 0 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 7250 490870 SH SOLE 490870 0 0 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 16802 1001319 SH SOLE 1001319 0 0 BLACKROCK MUNIHOLDINGS QUALI COM 09254C107 4773 340683 SH SOLE 340683 0 0 BLACKROCK MUNIVEST FD INC COM 09253R105 17870 1857543 SH SOLE 1857543 0 0 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 6386 414934 SH SOLE 414934 0 0 BLACKROCK MUNIYIELD CALIF QU COM 09254N103 4505 286017 SH SOLE 286017 0 0 BLACKROCK MUNIYIELD FD INC COM 09253W104 4022 266356 SH SOLE 266356 0 0 BLACKROCK MUNIYIELD N Y QUAL COM 09255E102 414 29466 SH SOLE 29466 0 0 BLACKROCK MUNIYIELD PA QLTY COM 09255G107 616 39090 SH SOLE 39090 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254E103 30166 2031351 SH SOLE 2031351 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254G108 6714 463382 SH SOLE 463382 0 0 BLACKROCK TCP CAPITAL CORP NOTE 4.625% 3/0 87238QAD5 25091 24558000 PRN SOLE 24558000 0 0 BLACKSTONE STRATEGIC CREDIT COM SHS BEN IN 09257R101 17917 1286198 SH SOLE 1286198 0 0 BLUE SAFARI GRP ACQUISITN CO UNIT 06/10/2026 G1195R122 1996 200000 SH SOLE 200000 0 0 BLUE WTR ACQUISITION CORP COM CL A 09607T104 1260 125000 SH SOLE 125000 0 0 BLUE WTR ACQUISITION CORP *W EXP 08/31/202 09607T112 94 125000 SH SOLE 125000 0 0 BNY MELLON MUN INCOME INC COM 05589T104 907 97386 SH SOLE 97386 0 0 BNY MELLON STRATEGIC MUN BD COM 09662E109 1635 198669 SH SOLE 198669 0 0 BRANDYWINEGBL GBL INCM OPP F COM 10537L104 20951 1661460 SH SOLE 1661460 0 0 BREEZE HOLDINGS ACQUISITN CO COM 106762107 1004 100000 SH SOLE 100000 0 0 BREEZE HOLDINGS ACQUISITN CO *W EXP 05/25/202 106762115 74 100000 SH SOLE 100000 0 0 BREEZE HOLDINGS ACQUISITN CO RIGHT 05/23/2022 106762123 25 100000 SH SOLE 100000 0 0 BRIGHT LIGHTS ACQUISITION CO COM CL A 10920K101 387 39998 SH SOLE 39998 0 0 BRIGHT LIGHTS ACQUISITION CO *W EXP 01/01/202 10920K119 16 19999 SH SOLE 19999 0 0 BRILLIANT ACQUISITION CORP SHS G1643W111 437 43691 SH SOLE 43691 0 0 BRILLIANT ACQUISITION CORP *W EXP 03/31/202 G1643W129 13 23887 SH SOLE 23887 0 0 BRILLIANT ACQUISITION CORP RIGHT 99/99/9999 G1643W137 16 43691 SH SOLE 43691 0 0 BROOKLINE CAP ACQUISITION CO COM 11374E104 992 99998 SH SOLE 99998 0 0 BROOKLINE CAP ACQUISITION CO *W EXP 08/31/202 11374E112 76 49999 SH SOLE 49999 0 0 BUILD ACQUISITION CORP UNIT 99/99/9999 12008J204 978 98272 SH SOLE 98272 0 0 BULL HORN HLDGS CORP SHS G1686P106 1481 150000 SH SOLE 150000 0 0 BULL HORN HLDGS CORP *W EXP 10/31/202 G1686P122 81 150000 SH SOLE 150000 0 0 BURGUNDY TECHNOLOGY ACQU COR CL A G1702T116 985 99998 SH SOLE 99998 0 0 BURGUNDY TECHNOLOGY ACQU COR *W EXP 08/31/202 G1702T124 47 49999 SH SOLE 49999 0 0 CALAMOS LNG SHR EQT DYNAMIC COM 12812C106 16813 809085 SH SOLE 809085 0 0 CAPSTAR SPL PURP ACQUISITION COM CL A 14070Y101 142 14534 SH SOLE 14534 0 0 CARTESIAN GROWTH CORP UNIT 02/26/2028 G19276123 243 24328 SH SOLE 24328 0 0 CC NEUBERGER PRIN HLDGS II SHS CL A G3166T103 10910 1103156 SH SOLE 1103156 0 0 CC NEUBERGER PRIN HLDGS II *W EXP 07/29/202 G3166T111 68 50167 SH SOLE 50167 0 0 CC NEUBERGER PRINCIPAL HOLDN SHS CL A G1992N100 984 100585 SH SOLE 100585 0 0 CC NEUBERGER PRINCIPAL HOLDN UNIT 99/99/9999 G1992N118 384 38431 SH SOLE 38431 0 0 CF ACQUISITION CORP V UNIT 01/25/2026 12520R205 255 25000 SH SOLE 25000 0 0 CF ACQUISITION CORP VIII UNIT 03/31/2028 12520C208 993 98280 SH SOLE 98280 0 0 CF FIN ACQUISITION CORP III CL A 12529D108 251 24993 SH SOLE 24993 0 0 CHARDAN HEALTHCR ACQSTN 2 CO COM 15957T107 1792 179886 SH SOLE 179886 0 0 CHARDAN HEALTHCR ACQSTN 2 CO *W EXP 03/05/202 15957T115 115 179886 SH SOLE 179886 0 0 CHURCHILL CAPITAL CORP V COM CL A 17144T107 2014 200000 SH SOLE 200000 0 0 CHURCHILL CAPITAL CORP VI COM CL A 17143W101 2959 300125 SH SOLE 300125 0 0 CHURCHILL CAPITAL CORP VI UNIT 99/99/9999 17143W200 2466 243675 SH SOLE 243675 0 0 CHURCHILL CAPITAL CORP VII COM CL A 17144M102 5935 610005 SH SOLE 610005 0 0 CHURCHILL CAPITAL CORP VII UNIT 99/99/9999 17144M201 2791 278795 SH SOLE 278795 0 0 CLARIM ACQUISITION CORP UNIT 99/99/9999 18049C207 193 19445 SH SOLE 19445 0 0 CLASS ACCELERATION CORP UNIT 99/99/9999 18274B205 242 24030 SH SOLE 24030 0 0 CLEARBRIDGE ENERGY MIDSTRM O COM 18469P209 10674 462690 SH SOLE 462690 0 0 CLOUGH GLOBAL DIVID & INCOME COM 18913Y103 518 47624 SH SOLE 47624 0 0 CLOUGH GLOBAL EQUITY FD COM 18914C100 2680 181577 SH SOLE 181577 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 438 36235 SH SOLE 36235 0 0 COHEN & STEERS MLP INCOME & COM SHS 19249B106 1356 333120 SH SOLE 333120 0 0 COHEN & STEERS TAX ADVAN PFD COM 19249X108 3114 123167 SH SOLE 123167 0 0 COLISEUM ACQUISITION CORP UNIT 04/02/2028 G2263T115 840 85000 SH SOLE 85000 0 0 COLOMBIER ACQUISITION CORP UNIT 99/99/9999 19533H207 1686 170000 SH SOLE 170000 0 0 COMPUTE HEALTH ACQUISITIN CO COM CL A 204833107 3928 400000 SH SOLE 400000 0 0 CONCORD ACQUISITION CORP COM CL A 206071102 443 44998 SH SOLE 44998 0 0 CONCORD ACQUISITION CORP *W EXP 12/28/202 206071110 22 22499 SH SOLE 22499 0 0 CONX CORP COM CL A 212873103 4496 456000 SH SOLE 456000 0 0 CORAZON CAPITAL V838 MONOCER UNIT 03/24/2026 G24237110 800 80016 SH SOLE 80016 0 0 CORNER GROWTH ACQUISITION CO CL A SHS G2425N105 243 24996 SH SOLE 24996 0 0 CORNER GROWTH ACQUISITN CORP UNIT 05/27/2026 G2426E112 2010 200000 SH SOLE 200000 0 0 CORNERSTONE STRATEGIC VALUE COM 21924B302 19078 1643262 SH SOLE 1643262 0 0 COVA ACQUISITION CORP UNIT 04/01/2021 G2554Y112 252 25000 SH SOLE 25000 0 0 DATA KNIGHTS ACQUISITION COR UNIT 05/06/2026 237699202 1550 150000 SH SOLE 150000 0 0 DD3 ACQUISITION CORP II COM CL A 23318M100 1190 119998 SH SOLE 119998 0 0 DD3 ACQUISITION CORP II *W EXP 12/10/202 23318M118 92 59999 SH SOLE 59999 0 0 DELAWARE INVTS MINN MUN INCO COM 24610V103 613 43322 SH SOLE 43322 0 0 DELAWARE INVTS NATL MUN INCO SH BEN INT 24610T108 1908 135037 SH SOLE 135037 0 0 DELWINDS INS ACQUISITION COR UNIT 99/99/9999 24803C201 1722 170000 SH SOLE 170000 0 0 DHC ACQUISITION CORP UNIT 02/25/2026 G2758T125 967 96364 SH SOLE 96364 0 0 DILA CAPITAL ACQUISITION COR UNIT 99/99/9999 254028202 2014 200000 SH SOLE 200000 0 0 DTF TAX-FREE INCOME INC COM 23334J107 5956 397036 SH SOLE 397036 0 0 DUNE ACQUISITION CORP COM CL A 265334102 733 74998 SH SOLE 74998 0 0 DUNE ACQUISITION CORP *W EXP 10/29/202 265334110 30 37499 SH SOLE 37499 0 0 DWS MUN INCOME TR COM 233368109 14459 1182239 SH SOLE 1182239 0 0 DWS STRATEGIC MUN INCOME TR COM 23342Q101 967 76809 SH SOLE 76809 0 0 EAST RES ACQUISITION CO COM CL A 274681105 976 99998 SH SOLE 99998 0 0 EAST RES ACQUISITION CO *W EXP 07/01/202 274681113 52 49999 SH SOLE 49999 0 0 EAST STONE ACQUISITION CORP SHS G2911D108 1141 113093 SH SOLE 113093 0 0 EAST STONE ACQUISITION CORP RIGHT 02/24/2027 G2911D132 43 113093 SH SOLE 113093 0 0 EATON VANCE 2021 TARGET TRM COM SHS BEN INT 27829W101 381 38684 SH SOLE 38684 0 0 EATON VANCE CALIF MUN BD FD COM 27828A100 8840 739119 SH SOLE 739119 0 0 EATON VANCE CALIF MUN INCOM SH BEN INT 27826F101 1509 107929 SH SOLE 107929 0 0 EATON VANCE FLTING RATE INC COM 278279104 23633 1642306 SH SOLE 1642306 0 0 EATON VANCE MUN BD FD COM 27827X101 28930 2114761 SH SOLE 2114761 0 0 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 617 44006 SH SOLE 44006 0 0 EATON VANCE NEW YORK MUN BD COM 27827Y109 1746 135895 SH SOLE 135895 0 0 EATON VANCE NEW YORK MUN INC SH BEN INT 27826W104 4303 287429 SH SOLE 287429 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 16353 1155714 SH SOLE 1155714 0 0 EATON VANCE SR INCOME TR SH BEN INT 27826S103 27165 3994915 SH SOLE 3994915 0 0 EDIFY ACQUISITION CORP UNIT 11/25/2025 28059Q202 983 98820 SH SOLE 98820 0 0 EDOC ACQUISITION CORP CL A G4000A102 503 50000 SH SOLE 50000 0 0 EDOC ACQUISITION CORP *W EXP 11/30/202 G4000A110 18 50000 SH SOLE 50000 0 0 EDOC ACQUISITION CORP RIGHT 11/30/2027 G4000A136 21 50000 SH SOLE 50000 0 0 EDTECHX HOLDINGS ACQU CORP I COM CL A 28139A102 496 49998 SH SOLE 49998 0 0 EDTECHX HOLDINGS ACQU CORP I *W EXP 06/15/202 28139A110 15 24999 SH SOLE 24999 0 0 EJF ACQUISITION CORP UNIT 03/10/2026 G2955B117 240 24091 SH SOLE 24091 0 0 ELLIOTT OPPORTUNITY II CORP UNIT 99/99/9999 G30092129 1001 100000 SH SOLE 100000 0 0 EMPOWER LTD CL A COM G3R39W102 500 49995 SH SOLE 49995 0 0 EMPOWER LTD *W EXP 11/30/202 G3R39W110 31 16665 SH SOLE 16665 0 0 EMPOWERMENT & INCLUSION CAPI COM CL A 29248N100 489 49998 SH SOLE 49998 0 0 EMPOWERMENT & INCLUSION CAPI *W EXP 01/12/202 29248N118 18 24999 SH SOLE 24999 0 0 EQ HEALTH ACQUISITION CORP UNIT 02/02/2028 26886A200 242 24304 SH SOLE 24304 0 0 EUCRATES BIOMEDICAL ACQU COR SHS G3141W106 985 99996 SH SOLE 99996 0 0 EUCRATES BIOMEDICAL ACQU COR *W EXP 10/23/202 G3141W122 35 33332 SH SOLE 33332 0 0 FAR PEAK ACQUISITION CORP SHS CL A G3312L103 5472 549998 SH SOLE 549998 0 0 FAR PEAK ACQUISITION CORP *W EXP 12/07/202 G3312L111 95 66666 SH SOLE 66666 0 0 FAST ACQUISITION CORP COM CL A 311875108 542 45858 SH SOLE 45858 0 0 FAST ACQUISITION CORP II UNIT 03/16/2026 311874200 942 94056 SH SOLE 94056 0 0 FG NEW AMER ACQUISITION CORP COM 30259V106 1787 174998 SH SOLE 174998 0 0 FG NEW AMER ACQUISITION CORP *W EXP 08/31/202 30259V114 192 87499 SH SOLE 87499 0 0 FINTECH ACQUISITION CORP VI UNIT 06/24/2026 31811H205 101 10000 SH SOLE 10000 0 0 FIRST EAGLE ALTR CAP BDC INC COM 26943B100 7315 1604107 SH SOLE 1604107 0 0 FIRST EAGLE SENIOR LOAN FUND COM NEW 32010E100 3687 233660 SH SOLE 233660 0 0 FIRST TR DYNAMIC EUROPE EQUI COM SHS 33740D107 370 27599 SH SOLE 27599 0 0 FIRST TR ENERGY INFRASTRCTR COM 33738C103 2653 194531 SH SOLE 194531 0 0 FIRST TR HIGH INCOME LONG / COM 33738E109 10453 663712 SH SOLE 663712 0 0 FIRST TR HIGH YIELD OPPRT 20 COM 33741Q107 6380 318206 SH SOLE 318206 0 0 FIRST TR SR FLOATING RATE 20 COM SHS 33740K101 13654 1434279 SH SOLE 1434279 0 0 FLAME ACQUISITION CORP UNIT 99/99/9999 33850F207 247 24328 SH SOLE 24328 0 0 FORESIGHT ACQUISITION CORP UNIT 01/29/2026 34552Y205 503 48662 SH SOLE 48662 0 0 FORTISTAR SUSTAINABLE SOL CO UNIT 01/14/2026 34962M205 499 48602 SH SOLE 48602 0 0 FORTRESS VALUE ACQUIS CORP I UNIT 12/31/2027 34964G206 246 24708 SH SOLE 24708 0 0 FORTRESS VALUE ACQUISI CORP UNIT 03/31/2028 34964K207 420 42000 SH SOLE 42000 0 0 FOXWAYNE ENTERPRIS AQSTN COR COM CL A 35166L109 493 50000 SH SOLE 50000 0 0 FOXWAYNE ENTERPRIS AQSTN COR *W EXP 01/12/202 35166L117 33 50000 SH SOLE 50000 0 0 FST TR NEW OPPORT MLP & ENE COM 33739M100 1955 330852 SH SOLE 330852 0 0 FTAC HERA ACQUISITION CORP CLASS A ORD SHS G3728Y103 975 100000 SH SOLE 100000 0 0 FUSION ACQUISITION CORP CL A 36118H105 199 20020 SH SOLE 20020 0 0 FUSION ACQUISITION CORP *W EXP 06/01/202 36118H113 14 10010 SH SOLE 10010 0 0 FUSION ACQUISITION CORP II UNIT 02/29/2028 36118N201 486 48644 SH SOLE 48644 0 0 G SQUARED ASCEND II INC UNIT 99/99/9999 G42041114 1001 100000 SH SOLE 100000 0 0 GALILEO ACQUISITION CORP SHS G3770A102 2350 235000 SH SOLE 235000 0 0 GALILEO ACQUISITION CORP *W EXP 10/31/202 G3770A110 275 235000 SH SOLE 235000 0 0 GDL FD COM SH BEN IT 361570104 930 102500 SH SOLE 102500 0 0 GENESIS PK ACQUISITION CORP SHS CL A G38245109 1031 99996 SH SOLE 99996 0 0 GENESIS PK ACQUISITION CORP *W EXP 05/27/202 G38245125 122 49998 SH SOLE 49998 0 0 GIGCAPITAL4 INC UNIT 99/99/9999 37518G200 767 75000 SH SOLE 75000 0 0 GIGINTERNATIONAL1 INC UNIT 05/19/2026 37518W205 2008 200000 SH SOLE 200000 0 0 GLASS HOUSES ACQUISITION COR UNIT 03/25/2028 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GUGGENHEIM INC UNIT 03/25/2028 38286Q206 419 41800 SH SOLE 41800 0 0 GORES HOLDINGS VII INC COM CL A 38286T101 453 45800 SH SOLE 45800 0 0 GORES HOLDINGS VII INC UNIT 02/12/2028 38286T200 356 35400 SH SOLE 35400 0 0 GORES METROPOULOS II INC UNIT 01/31/2028 382873206 161 15869 SH SOLE 15869 0 0 GRAF ACQUISITION CORP IV UNIT 05/31/2028 384272209 1990 200000 SH SOLE 200000 0 0 GREENROSE ACQUISITION CORP COM 395392103 1973 197484 SH SOLE 197484 0 0 GREENROSE ACQUISITION CORP *W EXP 08/11/202 395392111 142 197484 SH SOLE 197484 0 0 GREENVISION ACQUISITION CORP RIGHT 06/01/2021 39678G129 99 180454 SH SOLE 180454 0 0 GROWTH CAP ACQUISITION CORP UNIT 06/01/2027 39986V206 1251 125000 SH SOLE 125000 0 0 GUGGENHEIM ENHANCED EQT INCM COM 40167B100 15532 1803965 SH SOLE 1803965 0 0 HEALTH SCIENCES ACQ CORP 2 ORD SHS G4411D109 102 10000 SH SOLE 10000 0 0 HEALTHCARE CAPITAL CORP UNIT 12/31/2025 42228C200 240 24030 SH SOLE 24030 0 0 HEALTHCOR CATALIO ACQU CORP CL A SHS G44125105 99 10000 SH SOLE 10000 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95766M105 15844 1169312 SH SOLE 1169312 0 0 WESTERN ASSET MUN PARTNERS F COM 95766P108 1129 68581 SH SOLE 68581 0 0 WESTERN AST INFL LKD OPP & I COM 95766R104 41243 3145918 SH SOLE 3145918 0 0 YELLOWSTONE ACQUISITION CO COM CL A 98566K105 1005 99998 SH SOLE 99998 0 0 YELLOWSTONE ACQUISITION CO *W EXP 10/21/202 98566K113 39 49999 SH SOLE 49999 0 0 YUNHONG INTL CL A SHS G98882106 1340 132011 SH SOLE 132011 0 0 YUNHONG INTL *W EXP 01/31/202 G98882122 36 66005 SH SOLE 66005 0 0 YUNHONG INTL RIGHT 01/31/2027 G98882130 46 132011 SH SOLE 132011 0 0 ZANITE ACQUISITION CORP COM CL A 98907K103 754 74998 SH SOLE 74998 0 0 ZANITE ACQUISITION CORP *W EXP 10/08/202 98907K111 46 37499 SH SOLE 37499 0 0 Z-WORK ACQUISITION CORP UNIT 99/99/9999 98880C201 100 10000 SH SOLE 10000 0 0