Chief Compliance Officer

0000913849-17-000339.txt : 20171114 0000913849-17-000339.hdr.sgml : 20171114 20171114161847 ACCESSION NUMBER: 0000913849-17-000339 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001447578 IRS NUMBER: 271560688 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13256 FILM NUMBER: 171201687 BUSINESS ADDRESS: STREET 1: 325 N. LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-832-0409 MAIL ADDRESS: STREET 1: 325 N. LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, INC. DATE OF NAME CHANGE: 20081009 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001447578 XXXXXXXX 09-30-2017 09-30-2017 false RIVERNORTH CAPITAL MANAGEMENT, LLC

325 N. LASALLE STREET SUITE 645 CHICAGO IL 60654

13F HOLDINGS REPORT 028-13256 N Marcus Collins Chief Compliance Officer 312-445-2251 /s/Marcus Collins Chicago IL 11-14-2017 0 129 1255191 INFORMATION TABLE 2 infotable.xml ABERDEEN EMERGING MKTS SMALL COM 00301T102 1049 75076 SH SOLE 75076 0 0 ABERDEEN GTR CHINA FD INC COM 003031101 1152 98208 SH SOLE 98208 0 0 ABERDEEN INDONESIA FD INC COM 00305P106 754 97156 SH SOLE 97156 0 0 ABERDEEN LATIN AMER EQTY FD COM 00306K106 832 30392 SH SOLE 30392 0 0 ADAMS DIVERSIFIED EQUITY FD COM 006212104 14773 965586 SH SOLE 965586 0 0 ADVENT CLAY CONV SEC INC FD COM 007639107 3521 564285 SH SOLE 564285 0 0 ADVENT CLAYMORE CV SECS & IN COM 00764C109 7959 490383 SH SOLE 490383 0 0 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 2971 343920 SH SOLE 343920 0 0 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 4737 340090 SH SOLE 340090 0 0 ALLIANZGI EQUITY & CONV INCO COM 018829101 6138 296535 SH SOLE 296535 0 0 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 8630 644996 SH SOLE 644996 0 0 ALPINE TOTAL DYNAMIC DIVID F COM 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