0000913849-16-000695.txt : 20161206 0000913849-16-000695.hdr.sgml : 20161206 20161206160840 ACCESSION NUMBER: 0000913849-16-000695 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160922 FILED AS OF DATE: 20161206 DATE AS OF CHANGE: 20161206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RiverNorth Marketplace Lending Corp CENTRAL INDEX KEY: 0001644771 IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 325 NORTH LASALLE STREET, SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-832-1440 MAIL ADDRESS: STREET 1: 325 NORTH LASALLE STREET, SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001447578 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23067 FILM NUMBER: 162036393 BUSINESS ADDRESS: STREET 1: 325 N. LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-832-0409 MAIL ADDRESS: STREET 1: 325 N. LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER NAME: FORMER CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, INC. DATE OF NAME CHANGE: 20081009 4 1 form4_120616.xml OWNERSHIP DOCUMENT X0306 4 2016-09-22 0 0001644771 RiverNorth Marketplace Lending Corp RMPLX 0001447578 RIVERNORTH CAPITAL MANAGEMENT, LLC 325 N. LASALLE STREET SUITE 645 CHICAGO IL 60654 0 0 0 1 Investment Adviser Common Stock 2016-09-22 4 P 0 40000 25.00 A 40000 D /s/Marcus Collins, General Counsel and Chief Compliance Officer 2016-12-06