0001209191-15-026618.txt : 20150316
0001209191-15-026618.hdr.sgml : 20150316
20150316180001
ACCESSION NUMBER: 0001209191-15-026618
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150304
FILED AS OF DATE: 20150316
DATE AS OF CHANGE: 20150316
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TEKMIRA PHARMACEUTICALS Corp
CENTRAL INDEX KEY: 0001447028
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 980597776
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100-8900 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 5J8
BUSINESS PHONE: 604-419-3200
MAIL ADDRESS:
STREET 1: 100-8900 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 5J8
FORMER COMPANY:
FORMER CONFORMED NAME: TEKMIRA PHARMACEUTICALS CORP
DATE OF NAME CHANGE: 20081003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sofia Michael J.
CENTRAL INDEX KEY: 0001635324
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34949
FILM NUMBER: 15704334
MAIL ADDRESS:
STREET 1: C/O ONCORE BIOPHARMA, INC.
STREET 2: 3805 OLD EASTON ROAD
CITY: DOYLESTOWN
STATE: PA
ZIP: 18902
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2015-03-04
0
0001447028
TEKMIRA PHARMACEUTICALS Corp
TKMR
0001635324
Sofia Michael J.
C/O TEKMIRA PHARMACEUTICALS CORPORATION
100-8900 GLENLYON PARKWAY
BURNABY
A1
V5J 5J8
BRITISH COLUMBIA, CANADA
0
1
0
0
Chief Scientific Officer
Common Stock
1563403
D
Common Stock
201412
I
By Trust
The reporting person held 1,552,440 shares of common stock of OnCore Biopharma, Inc. ("OnCore"). Pursuant to that certain Agreement and Plan of Merger and Reorganization, dated January 11, 2015, by and among the issuer, TKM Acquisition Corporation and OnCore (the "Merger"), each issued and outstanding share of OnCore common stock was converted into 1.007062 common shares (rounded down) of the issuer. The closing of the Merger occurred on March 4, 2015.
These shares are owned by the Irrevocable Deed of Trust of Michael J. Sofia dated December 23, 2014 (the "Trust"). The reporting person's wife and adult children are both the Trustees and the beneficiaries of the Trust. The Trust held 200,000 shares of common stock of OnCore prior to the Merger. In connection with the Merger, the Trust acquired shares of the issuer at the same conversion rate as described in footnote (1) herein. The reporting person disclaims beneficial ownership of the shares owned by the Trust and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Exhibit List - Exhibit 24 - Power of Attorney
/s/Alison Haggerty, Attorney-in-Fact
2015-03-16
EX-24.3_571314
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
(For Executing Form ID and Forms 3, 4 and 5)
Know all by these presents that the undersigned hereby constitutes and appoints
each of Div Gupta and Alison Haggerty of Cooley LLP, signing individually, the
undersigned's true and lawful attorney-in-fact and agents to:
(1) Prepare, execute in the undersigned's name and on the undersigned's behalf,
and submit to the Securities and Exchange Commission (the "SEC") a Form ID,
including amendments thereto, and any other documents necessary or appropriate
to obtain codes and passwords enabling the undersigned to make electronic
filings with the SEC of reports required by Section 16(a) of the Securities
Exchange Act of 1934, as amended (the "Exchange Act"), or any rule or regulation
thereunder;
(2) Prepare, execute in the undersigned's name and on the undersigned's behalf,
and submit to the SEC Forms 3, 4 and 5 (including amendments thereto and joint
filing agreements in connection therewith) in accordance with Section 16(a) of
the Exchange Act and the rules thereunder;
(3) Do and perform any and all acts for and on behalf of the undersigned that
may be necessary or desirable to prepare, complete and execute any such Form 3,
4 or 5 (including amendments thereto and joint filing agreements in connection
therewith) and timely file such forms with the SEC and any stock exchange,
self-regulatory association or any other authority; and
(4) Take any other action of any type whatsoever in connection with the
foregoing that, in the opinion of any such attorney-in-fact, may be necessary or
desirable in connection with the foregoing authority, it being understood that
the documents executed by any such attorney-in-fact on behalf of the undersigned
pursuant to this Power of Attorney shall be in such form and shall contain such
terms and conditions as the attorney-in-fact may approve in the
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in- fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this Power of Attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in-fact, and
their substitutes, in serving in such capacity at the request of the
undersigned, are not assuming any of the undersigned's responsibilities to
comply with Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5, unless earlier
revoked by the undersigned in a signed writing delivered to the
attorneys-in-fact or, as to any attorney-in-fact individually, such
attorney-in-fact is no longer affiliated with Cooley LLP, as applicable. This
Power of Attorney revokes any other power of attorney that the undersigned has
previously granted to representatives of Cooley LLP. This Power of Attorney may
be filed with the SEC as a confirming statement of the authority granted herein.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of the date written below.
Dated: February 26, 2015
By:/s/Michael J. Sofia
Name: Michael J. Sofia