0001437749-23-028408.txt : 20231017 0001437749-23-028408.hdr.sgml : 20231017 20231017161018 ACCESSION NUMBER: 0001437749-23-028408 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231013 FILED AS OF DATE: 20231017 DATE AS OF CHANGE: 20231017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rispoli Michael J. CENTRAL INDEX KEY: 0001446936 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38329 FILM NUMBER: 231329711 MAIL ADDRESS: STREET 1: C/O NNN 2003 VALUE FUND, LLC STREET 2: 1551 N. TUSTIN AVENUE, SUITE 200 CITY: SANTA ANA STATE: CA ZIP: 92705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWMARK GROUP, INC. CENTRAL INDEX KEY: 0001690680 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 814467492 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128294775 MAIL ADDRESS: STREET 1: 125 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: NRE DELAWARE, INC. DATE OF NAME CHANGE: 20161122 4 1 rdgdoc.xml FORM 4 X0508 4 2023-10-13 0001690680 NEWMARK GROUP, INC. NMRK 0001446936 Rispoli Michael J. C/O NEWMARK GROUP, INC. 125 PARK AVENUE NEW YORK NY 10017 1 Chief Financial Officer 0 Newmark Holdings Exchangeable Partnership Units 2023-10-13 4 A 0 6563 A Class A common stock, par value $0.01 per share 27220 D Consists of a grant of 6,563 exchange rights with respect to 6,563 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also includes 20,657 exchangeable Holdings Units held by the reporting person prior to such grant. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Exchange Act. /s/ Michael J. Rispoli 2023-10-17