X0303 4 2010-10-01 0000053669 JOHNSON CONTROLS INC JCI 0001446436 Boyd Colin 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201 0 1 0 0 Vice President Common Stock 1047.063 I By 401(k) Plan Common Stock 2010-10-01 4 M 0 2082.767 0 A 4041.588 D Common Stock 2010-10-01 4 D 0 2082.767 30.54 D 1958.821 D Common Stock 2010-10-04 4 M 0 8.93 0 A 1967.751 D Common Stock 2010-10-04 4 D 0 8.93 30.32 D 1958.821 D Employee Stock Option (Right to Buy) 30.54 2010-10-01 4 A 0 40000 0 A 2012-10-01 2020-10-01 Common Stock 40000 40000 D Phantom Stock Units/Restricted Stock Grant 2010-10-01 4 M 0 2082.767 0 D 2010-10-01 2012-10-01 Common Stock 2082.767 2082.767 D Phantom Stock Units/Restricted Stock Grant 2010-10-04 4 M 0 8.93 0 D 2010-10-01 2012-10-01 Common Stock 8.93 2091.697 D Phantom Stock Units/Restricted Stock Grant 2011-11-02 2013-11-02 Common Stock 6615.997 6615.997 D Employee Stock Option (Right to Buy) 28.79 2010-10-01 2018-10-01 Common Stock 40000 40000 D Employee Stock Option (Right to Buy) 24.87 2011-10-01 2019-10-01 Common Stock 40000 40000 D The number of underlying securities is based on the stock fund balance on September 30, 2010. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an September 30, 2010, stock fund price of $30.50 per share. Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. The phantom stock unit balance includes 2,000 previously granted restricted stock units which vest on October 2, 2012, subject to continuous employment with the issuer. Represents phantom stock units acquired through the reinvestment of dividends on October 4, 2010 at $30.32 per phantom stock unit. These dividends accrued on the portion of the restricted stock grant that vested on October 1, 2010 and were settled in cash. The phantom stock units representing dividends which relate to restricted stock awards that were not deferred will vest when the non-deferred restricted shares vest and will be settled in cash. Includes 8.93 phantom stock units acquired through the the reinvestment of dividends on October 4, 2010 at $30.32 per phantom stock unit. The phantom stock unit balance includes 6,500 previously granted restricted stock units which vest as follows: 3,250 units on November 2, 2011, and 3,250 units on November 2, 2013, based on continuous employment with the issuer. Includes 28.246 phantom stock units acquired via dividend reinvestment on October 4, 2010. Angela M. Blair, Attorney-In-Fact for Colin Boyd 2010-10-05