0001062993-23-001067.txt : 20230119 0001062993-23-001067.hdr.sgml : 20230119 20230119120525 ACCESSION NUMBER: 0001062993-23-001067 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230119 DATE AS OF CHANGE: 20230119 EFFECTIVENESS DATE: 20230119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eagle Ridge Investment Management CENTRAL INDEX KEY: 0001445891 IRS NUMBER: 232730112 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13340 FILM NUMBER: 23536613 BUSINESS ADDRESS: STREET 1: 4 HIGH RIDGE PARK STREET 2: 3RD FLOOR CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 2032274515 MAIL ADDRESS: STREET 1: 4 HIGH RIDGE PARK STREET 2: 3RD FLOOR CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001445891 XXXXXXXX 12-31-2022 12-31-2022 Eagle Ridge Investment Management

4 HIGH RIDGE PARK 3RD FLOOR STAMFORD CT 06905

13F HOLDINGS REPORT 028-13340 N John J. Knox III 203-227-4515 John J. Knox III Stamford CT 01-12-2023 0 151 857379160 true INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 3M CO COM 88579Y101 1324396 11044 SH SOLE 11044 0 0 ABBOTT LABS COM 002824100 11512351 104858 SH SOLE 104858 0 0 ABBVIE INC COM 00287Y109 11878146 73499 SH SOLE 73499 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 803188 3010 SH SOLE 3010 0 0 ALPHABET INC CAP STK CL A 02079K305 19943862 226044 SH SOLE 215349 0 10695 ALPHABET INC CAP STK CL C 02079K107 2362525 26626 SH SOLE 26366 0 260 ALTIMMUNE INC COM NEW 02155H200 170636 10373 SH SOLE 10373 0 0 AMAZON COM INC COM 023135106 294504 3506 SH SOLE 3506 0 0 AMERICAN ELEC PWR CO INC COM 025537101 224652 2366 SH SOLE 2366 0 0 AMERICAN EXPRESS CO COM 025816109 447535 3029 SH SOLE 3029 0 0 AMGEN INC COM 031162100 219304 835 SH SOLE 835 0 0 APPLE INC COM 037833100 6135064 47218 SH SOLE 31571 0 15647 ARISTA NETWORKS INC COM 040413106 325703 2684 SH SOLE 2684 0 0 BANK AMERICA CORP COM 060505104 8888216 268364 SH SOLE 268364 0 0 BECTON DICKINSON & CO COM 075887109 495183 1947 SH SOLE 1947 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 468711 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 14757698 47775 SH SOLE 43805 0 3970 BEST BUY INC COM 086516101 307365 3832 SH SOLE 3832 0 0 BLACKROCK INC COM 09247X101 12611530 17797 SH SOLE 17797 0 0 BROADCOM INC COM 11135F101 15569022 27845 SH SOLE 23330 0 4515 BROWN FORMAN CORP CL B 115637209 246300 3750 SH SOLE 3750 0 0 CANADIAN NATL RY CO COM 136375102 264389 2224 SH SOLE 2224 0 0 CARLISLE COS INC COM 142339100 2038854 8652 SH SOLE 8652 0 0 SCHWAB CHARLES CORP COM 808513105 29873771 358801 SH SOLE 339460 0 19341 CISCO SYS INC COM 17275R102 734990 15428 SH SOLE 15428 0 0 CME GROUP INC COM 12572Q105 9547116 56774 SH SOLE 51737 0 5037 COCA COLA CO COM 191216100 1062923 16710 SH SOLE 16710 0 0 COLGATE PALMOLIVE CO COM 194162103 1304526 16557 SH SOLE 6900 0 9657 CONOCOPHILLIPS COM 20825C104 325208 2756 SH SOLE 2756 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 387012 2996 SH SOLE 2996 0 0 CORTEVA INC COM 22052L104 287493 4891 SH SOLE 1850 0 3041 CVS HEALTH CORP COM 126650100 7600976 81564 SH SOLE 81564 0 0 DEERE & CO COM 244199105 986148 2300 SH SOLE 2300 0 0 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 296727 12221 SH SOLE 12221 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 271027 1521 SH SOLE 1521 0 0 DOMINION ENERGY INC COM 25746U109 511102 8335 SH SOLE 8335 0 0 DOVER CORP COM 260003108 764931 5649 SH SOLE 5649 0 0 DOW INC COM 260557103 247213 4906 SH SOLE 1850 0 3056 DUPONT DE NEMOURS INC COM 26614N102 258872 3772 SH SOLE 541 0 3231 EBAY INC. COM 278642103 273536 6596 SH SOLE 6596 0 0 ECOLAB INC COM 278865100 2794606 19199 SH SOLE 19199 0 0 EMERSON ELEC CO COM 291011104 1124574 11707 SH SOLE 11707 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 409919 16995 SH SOLE 16995 0 0 EQUIFAX INC COM 294429105 549650 2828 SH SOLE 2828 0 0 EVGO INC CL A COM 30052F100 63760 14264 SH SOLE 14264 0 0 EXXON MOBIL CORP COM 30231G102 474290 4300 SH SOLE 4300 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 225617 6597 SH SOLE 6597 0 0 FIRST FINL BANCORP OH COM 320209109 201860 8331 SH SOLE 8331 0 0 FIRST SOLAR INC COM 336433107 460155 3072 SH SOLE 1272 0 1800 FLEX LTD ORD Y2573F102 624851 29117 SH SOLE 29117 0 0 GARMIN LTD SHS H2906T109 7321366 79330 SH SOLE 71468 0 7862 GENTHERM INC COM 37253A103 364579 5584 SH SOLE 5584 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 950026 12479 SH SOLE 12468 0 11 GRUPO AEROPUERTO DEL PACIFIC SPON ADR B 400506101 10397894 72303 SH SOLE 65418 0 6885 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 526039 3872 SH SOLE 3872 0 0 HOLOGIC INC COM 436440101 13758756 183916 SH SOLE 162657 0 21259 HOME DEPOT INC COM 437076102 14817445 46911 SH SOLE 46911 0 0 HONEYWELL INTL INC COM 438516106 306449 1430 SH SOLE 1430 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 12417043 53828 SH SOLE 53828 0 0 ILLINOIS TOOL WKS INC COM 452308109 1214073 5511 SH SOLE 5511 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 302398 3079 SH SOLE 3079 0 0 INTEL CORP COM 458140100 11922915 451113 SH SOLE 423604 0 27509 INTUIT COM 461202103 224191 576 SH SOLE 576 0 0 IRON MTN INC DEL COM 46284V101 982145 19702 SH SOLE 19702 0 0 ISHARES TR CALIF MUN BD ETF 464288356 625627 11150 SH SOLE 10410 0 740 ISHARES TR CORE S&P500 ETF 464287200 585152 1523 SH SOLE 1523 0 0 ISHARES TR CORE S&P MCP ETF 464287507 382670 1582 SH SOLE 1582 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 10673961 212080 SH SOLE 208842 0 3238 ISHARES TR MBS ETF 464288588 17539396 189104 SH SOLE 186119 0 2985 ISHARES TR NEW YORK MUN ETF 464288323 2134881 40742 SH SOLE 40742 0 0 ISHARES TR RUS 1000 ETF 464287622 667348 3170 SH SOLE 3170 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 15184736 145629 SH SOLE 143994 0 1635 ISHARES TR TIPS BD ETF 464287176 9854125 92579 SH SOLE 91387 0 1192 ISHARES TR SHORT TREAS BD 464288679 444297 4042 SH SOLE 4042 0 0 ITT INC COM 45073V108 11982816 147754 SH SOLE 133182 0 14572 JOHNSON & JOHNSON COM 478160104 7881843 44618 SH SOLE 41733 0 2885 JPMORGAN CHASE & CO COM 46625H100 10352606 77201 SH SOLE 77201 0 0 KULICKE & SOFFA INDS INC COM 501242101 268924 6076 SH SOLE 6076 0 0 LAMB WESTON HLDGS INC COM 513272104 268080 3000 SH SOLE 3000 0 0 LILLY ELI & CO COM 532457108 700584 1915 SH SOLE 1915 0 0 LOCKHEED MARTIN CORP COM 539830109 650924 1338 SH SOLE 1338 0 0 LOWES COS INC COM 548661107 3961090 19881 SH SOLE 19881 0 0 MARATHON PETE CORP COM 56585A102 1089876 9364 SH SOLE 9364 0 0 MASTERCARD INCORPORATED CL A 57636Q104 12103090 34806 SH SOLE 34806 0 0 MCDONALDS CORP COM 580135101 968736 3676 SH SOLE 3676 0 0 MERCK & CO INC COM 58933Y105 884715 7974 SH SOLE 7974 0 0 META PLATFORMS INC CL A 30303M102 11051063 91832 SH SOLE 83866 0 7966 MICROSOFT CORP COM 594918104 36362238 151623 SH SOLE 142929 0 8694 NATIONAL BANKSHARES INC VA COM 634865109 284317 7055 SH SOLE 7055 0 0 NIKE INC CL B 654106103 432469 3696 SH SOLE 3696 0 0 NORFOLK SOUTHN CORP COM 655844108 12028992 48815 SH SOLE 48815 0 0 NOVA LTD COM M7516K103 282123 3454 SH SOLE 3454 0 0 NOVO-NORDISK A S ADR 670100205 213161 1575 SH SOLE 1575 0 0 ORACLE CORP COM 68389X105 359656 4400 SH SOLE 4400 0 0 ORANGE CNTY BANCORP INC COM 68417L107 661436 14200 SH SOLE 14200 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 35359793 41894 SH SOLE 39191 0 2703 PAYPAL HLDGS INC COM 70450Y103 15710562 220592 SH SOLE 207484 0 13108 PEPSICO INC COM 713448108 786067 4351 SH SOLE 4351 0 0 PFIZER INC COM 717081103 1577833 30793 SH SOLE 30793 0 0 PROCTER AND GAMBLE CO COM 742718109 1632907 10774 SH SOLE 10774 0 0 PUBLIC STORAGE COM 74460D109 13284648 47413 SH SOLE 41829 0 5584 RAYTHEON TECHNOLOGIES CORP COM 75513E101 12221008 121096 SH SOLE 121096 0 0 RELX PLC SPONSORED ADR 759530108 8277857 298624 SH SOLE 275084 0 23540 REYNOLDS CONSUMER PRODS INC COM 76171L106 10594842 353397 SH SOLE 315683 0 37714 ROPER TECHNOLOGIES INC COM 776696106 5160019 11942 SH SOLE 11942 0 0 SANOFI SPONSORED ADR 80105N105 16892868 348810 SH SOLE 330751 0 18059 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2459917 32564 SH SOLE 32564 0 0 SEMPRA COM 816851109 11328400 73304 SH SOLE 73304 0 0 SIMPSON MFG INC COM 829073105 10199092 115036 SH SOLE 104505 0 10531 SOUTHERN CO COM 842587107 10941790 153225 SH SOLE 142717 0 10508 SPDR SER TR PORTFOLIO S&P500 78464A854 1478718 32875 SH SOLE 32875 0 0 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 1128008 12332 SH SOLE 12332 0 0 SPDR SER TR NUVEEN BLMBRG MU 78468R721 1609428 35279 SH SOLE 35279 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 27516620 936577 SH SOLE 923242 0 13335 SPDR SER TR PORTFOLIO SH TSR 78468R101 489974 16960 SH SOLE 16960 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 228311 597 SH SOLE 597 0 0 STANLEY BLACK & DECKER INC COM 854502101 282526 3761 SH SOLE 3761 0 0 STRYKER CORPORATION COM 863667101 22764953 93112 SH SOLE 90261 0 2851 PRICE T ROWE GROUP INC COM 74144T108 1232269 11299 SH SOLE 11299 0 0 TARGET CORP COM 87612E106 1032102 6925 SH SOLE 6925 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 560976 4508 SH SOLE 4508 0 0 TESLA INC COM 88160R101 338375 2747 SH SOLE 2747 0 0 TEXAS INSTRS INC COM 882508104 845761 5119 SH SOLE 5119 0 0 TRAVELERS COMPANIES INC COM 89417E109 262673 1401 SH SOLE 1401 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 723056 1313 SH SOLE 1313 0 0 THOR INDS INC COM 885160101 7516615 99571 SH SOLE 86164 0 13407 TJX COS INC NEW COM 872540109 12173228 152930 SH SOLE 152930 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 7596801 117307 SH SOLE 110922 0 6385 TRACTOR SUPPLY CO COM 892356106 14801901 65795 SH SOLE 65795 0 0 TRIMBLE INC COM 896239100 7098371 140395 SH SOLE 140395 0 0 UFP TECHNOLOGIES INC COM 902673102 326437 2769 SH SOLE 2769 0 0 UNION PAC CORP COM 907818108 1291703 6238 SH SOLE 3038 0 3200 UNITED PARCEL SERVICE INC CL B 911312106 9609117 55276 SH SOLE 55276 0 0 UNITEDHEALTH GROUP INC COM 91324P102 36279687 68429 SH SOLE 63679 0 4750 URSTADT BIDDLE PPTYS INC CL A 917286205 381653 20140 SH SOLE 20140 0 0 US BANCORP DEL COM NEW 902973304 10781221 247219 SH SOLE 221731 0 25488 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 227511 3227 SH SOLE 3227 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 344562 6872 SH SOLE 6872 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 420497 10019 SH SOLE 10019 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 327429 5906 SH SOLE 5906 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 214170 2848 SH SOLE 2848 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 8035988 172040 SH SOLE 169301 0 2739 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 41487932 717536 SH SOLE 709638 0 7898 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 10946941 221195 SH SOLE 219410 0 1785 VANGUARD INDEX FDS TOTAL STK MKT 922908769 373012 1951 SH SOLE 1951 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 24420475 619809 SH SOLE 584998 0 34811 VISA INC COM CL A 92826C839 16025983 77137 SH SOLE 70873 0 6264 WALGREENS BOOTS ALLIANCE INC COM 931427108 1729768 46300 SH SOLE 46300 0 0 WALMART INC COM 931142103 502504 3544 SH SOLE 3544 0 0 DISNEY WALT CO COM 254687106 7864403 90520 SH SOLE 81421 0 9099 BERKLEY W R CORP COM 084423102 341660 4708 SH SOLE 4708 0 0