0001062993-22-016485.txt : 20220719 0001062993-22-016485.hdr.sgml : 20220719 20220719153005 ACCESSION NUMBER: 0001062993-22-016485 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220719 DATE AS OF CHANGE: 20220719 EFFECTIVENESS DATE: 20220719 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eagle Ridge Investment Management CENTRAL INDEX KEY: 0001445891 IRS NUMBER: 232730112 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13340 FILM NUMBER: 221091476 BUSINESS ADDRESS: STREET 1: 4 HIGH RIDGE PARK STREET 2: 3RD FLOOR CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 2032274515 MAIL ADDRESS: STREET 1: 4 HIGH RIDGE PARK STREET 2: 3RD FLOOR CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001445891 XXXXXXXX 06-30-2022 06-30-2022 Eagle Ridge Investment Management

4 HIGH RIDGE PARK 3RD FLOOR STAMFORD CT 06905

13F HOLDINGS REPORT 028-13340 N John J. Knox III 203-227-4515 John J. Knox III Stamford CT 07-14-2022 0 149 830143 true INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 3M CO COM 88579Y101 1455 11244 SH SOLE 11244 0 0 ABBOTT LABS COM 002824100 11491 105763 SH SOLE 105763 0 0 ABBVIE INC COM 00287Y109 10920 71301 SH SOLE 71301 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 836 3010 SH SOLE 3010 0 0 ALPHABET INC CAP STK CL A 02079K305 24769 11366 SH SOLE 10828 0 538 ALPHABET INC CAP STK CL C 02079K107 3025 1383 SH SOLE 1370 0 13 ALTIMMUNE INC COM NEW 02155H200 121 10373 SH SOLE 10373 0 0 AMAZON COM INC COM 023135106 416 3920 SH SOLE 3920 0 0 AMDOCS LTD SHS G02602103 12877 154572 SH SOLE 141069 0 13503 AMERICAN ELEC PWR CO INC COM 025537101 227 2366 SH SOLE 2366 0 0 AMERICAN EXPRESS CO COM 025816109 407 2939 SH SOLE 2939 0 0 AMGEN INC COM 031162100 203 835 SH SOLE 835 0 0 APPLE INC COM 037833100 6584 48153 SH SOLE 32506 0 15647 ARISTA NETWORKS INC COM 040413106 252 2684 SH SOLE 2684 0 0 ATRION CORP COM 049904105 253 402 SH SOLE 402 0 0 BK OF AMERICA CORP COM 060505104 8323 267359 SH SOLE 267359 0 0 BECTON DICKINSON & CO COM 075887109 387 1570 SH SOLE 1570 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1636 4 SH SOLE 1 0 3 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 12008 43983 SH SOLE 43983 0 0 BEST BUY INC COM 086516101 239 3665 SH SOLE 3665 0 0 BLACKROCK INC COM 09247X101 10800 17733 SH SOLE 17733 0 0 BOOKING HOLDINGS INC COM 09857L108 5891 3368 SH SOLE 3368 0 0 BROADCOM INC COM 11135F101 13612 28020 SH SOLE 23483 0 4537 BROWN FORMAN CORP CL B 115637209 263 3750 SH SOLE 3750 0 0 CARLISLE COS INC COM 142339100 2099 8797 SH SOLE 8797 0 0 SCHWAB CHARLES CORP COM 808513105 22977 363670 SH SOLE 344320 0 19350 CISCO SYS INC COM 17275R102 656 15388 SH SOLE 15388 0 0 CME GROUP INC COM 12572Q105 11538 56365 SH SOLE 51328 0 5037 COCA COLA CO COM 191216100 1168 18560 SH SOLE 18560 0 0 COLGATE PALMOLIVE CO COM 194162103 1327 16557 SH SOLE 6900 0 9657 CONOCOPHILLIPS COM 20825C104 243 2706 SH SOLE 2706 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 412 2996 SH SOLE 2996 0 0 CORTEVA INC COM 22052L104 275 5081 SH SOLE 1850 0 3231 CVS HEALTH CORP COM 126650100 7592 81929 SH SOLE 81929 0 0 DEERE & CO COM 244199105 689 2300 SH SOLE 2300 0 0 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 285 12221 SH SOLE 12221 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 265 1521 SH SOLE 1521 0 0 DOMINION ENERGY INC COM 25746U109 699 8753 SH SOLE 8753 0 0 DOVER CORP COM 260003108 685 5649 SH SOLE 5649 0 0 DOW INC COM 260557103 253 4906 SH SOLE 1850 0 3056 DUPONT DE NEMOURS INC COM 26614N102 254 4563 SH SOLE 1332 0 3231 EBAY INC. COM 278642103 264 6327 SH SOLE 6327 0 0 ECOLAB INC COM 278865100 8577 55781 SH SOLE 55781 0 0 EMERSON ELEC CO COM 291011104 921 11573 SH SOLE 11573 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 414 16995 SH SOLE 16995 0 0 EQUIFAX INC COM 294429105 517 2828 SH SOLE 2828 0 0 EXXON MOBIL CORP COM 30231G102 363 4240 SH SOLE 4240 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 207 6597 SH SOLE 6597 0 0 FIRST SOLAR INC COM 336433107 206 3022 SH SOLE 1222 0 1800 FLEX LTD ORD Y2573F102 421 29117 SH SOLE 29117 0 0 GARMIN LTD SHS H2906T109 7585 77198 SH SOLE 69336 0 7862 GENTHERM INC COM 37253A103 369 5905 SH SOLE 5905 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 799 10659 SH SOLE 10648 0 11 GRUPO AEROPUERTO DEL PACIFIC SPON ADR B 400506101 10290 73723 SH SOLE 65882 0 7841 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 497 3872 SH SOLE 3872 0 0 HOLOGIC INC COM 436440101 12842 185307 SH SOLE 164048 0 21259 HOME DEPOT INC COM 437076102 12898 47026 SH SOLE 47026 0 0 HONEYWELL INTL INC COM 438516106 249 1430 SH SOLE 1430 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 11931 54774 SH SOLE 54774 0 0 ILLINOIS TOOL WKS INC COM 452308109 747 4097 SH SOLE 4097 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 269 3079 SH SOLE 3079 0 0 INTEL CORP COM 458140100 16172 432283 SH SOLE 413468 0 18815 INTUIT COM 461202103 222 575 SH SOLE 575 0 0 IRON MTN INC NEW COM 46284V101 959 19702 SH SOLE 19702 0 0 ISHARES TR CALIF MUN BD ETF 464288356 421 7457 SH SOLE 6842 0 615 ISHARES TR CORE S&P500 ETF 464287200 556 1466 SH SOLE 1466 0 0 ISHARES TR CORE S&P MCP ETF 464287507 269 1189 SH SOLE 1189 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 11696 234302 SH SOLE 230384 0 3918 ISHARES TR MBS ETF 464288588 18164 186321 SH SOLE 183313 0 3008 ISHARES TR NEW YORK MUN ETF 464288323 1952 37115 SH SOLE 37115 0 0 ISHARES TR RUS 1000 ETF 464287622 421 2028 SH SOLE 2028 0 0 ISHARES TR TIPS BD ETF 464287176 10162 89208 SH SOLE 88037 0 1171 ITT INC COM 45073V108 10499 156147 SH SOLE 141575 0 14572 JOHNSON & JOHNSON COM 478160104 3685 20761 SH SOLE 17876 0 2885 JPMORGAN CHASE & CO COM 46625H100 8751 77707 SH SOLE 77707 0 0 KULICKE & SOFFA INDS INC COM 501242101 349 8146 SH SOLE 8146 0 0 LAMB WESTON HLDGS INC COM 513272104 214 3000 SH SOLE 3000 0 0 LILLY ELI & CO COM 532457108 524 1615 SH SOLE 1615 0 0 LOCKHEED MARTIN CORP COM 539830109 554 1288 SH SOLE 1288 0 0 LOWES COS INC COM 548661107 3477 19904 SH SOLE 19904 0 0 MARATHON PETE CORP COM 56585A102 770 9364 SH SOLE 9364 0 0 MASTERCARD INCORPORATED CL A 57636Q104 11099 35180 SH SOLE 35180 0 0 MCDONALDS CORP COM 580135101 931 3771 SH SOLE 3771 0 0 MERCK & CO INC COM 58933Y105 326 3574 SH SOLE 3574 0 0 META PLATFORMS INC CL A 30303M102 14957 92754 SH SOLE 84983 0 7771 MICROSOFT CORP COM 594918104 39718 154648 SH SOLE 145780 0 8868 NATIONAL BANKSHARES INC VA COM 634865109 222 7055 SH SOLE 7055 0 0 NIKE INC CL B 654106103 378 3696 SH SOLE 3696 0 0 NORFOLK SOUTHN CORP COM 655844108 11217 49349 SH SOLE 49349 0 0 NOVA LTD COM M7516K103 392 4424 SH SOLE 4424 0 0 ORACLE CORP COM 68389X105 387 5540 SH SOLE 5540 0 0 ORANGE CNTY BANCORP INC COM 68417L107 539 14200 SH SOLE 14200 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 28017 44348 SH SOLE 41514 0 2834 PAYPAL HLDGS INC COM 70450Y103 16553 237016 SH SOLE 224659 0 12357 PEPSICO INC COM 713448108 700 4201 SH SOLE 4201 0 0 PFIZER INC COM 717081103 1630 31083 SH SOLE 31083 0 0 PROCTER AND GAMBLE CO COM 742718109 1549 10775 SH SOLE 10775 0 0 PUBLIC STORAGE COM 74460D109 15198 48608 SH SOLE 42931 0 5677 RAYTHEON TECHNOLOGIES CORP COM 75513E101 11899 123809 SH SOLE 123809 0 0 RELX PLC SPONSORED ADR 759530108 7861 291795 SH SOLE 268255 0 23540 REYNOLDS CONSUMER PRODS INC COM 76171L106 9680 354979 SH SOLE 317265 0 37714 ROPER TECHNOLOGIES INC COM 776696106 4713 11942 SH SOLE 11942 0 0 SANOFI SPONSORED ADR 80105N105 17107 341944 SH SOLE 324080 0 17864 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2328 32506 SH SOLE 32506 0 0 SEMPRA COM 816851109 11041 73476 SH SOLE 73476 0 0 SIMPSON MFG INC COM 829073105 13661 135782 SH SOLE 121976 0 13806 SOUTHERN CO COM 842587107 10930 153272 SH SOLE 142749 0 10523 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 499 5450 SH SOLE 5450 0 0 SPDR SER TR NUVEEN BLMBRG SH 78468R739 9049 191483 SH SOLE 189193 0 2290 SPDR SER TR NUVEEN BLMBRG MU 78468R721 2968 64719 SH SOLE 64719 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 24217 814566 SH SOLE 801966 0 12600 SPDR SER TR PORTFOLIO SH TSR 78468R101 931 31626 SH SOLE 31626 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 225 597 SH SOLE 597 0 0 STANLEY BLACK & DECKER INC COM 854502101 281 2675 SH SOLE 2675 0 0 STRYKER CORPORATION COM 863667101 18641 93706 SH SOLE 90864 0 2842 PRICE T ROWE GROUP INC COM 74144T108 1284 11299 SH SOLE 11299 0 0 TARGET CORP COM 87612E106 985 6975 SH SOLE 6975 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 573 4508 SH SOLE 4508 0 0 TESLA INC COM 88160R101 616 914 SH SOLE 914 0 0 TEXAS INSTRS INC COM 882508104 787 5119 SH SOLE 5119 0 0 TRAVELERS COMPANIES INC COM 89417E109 237 1401 SH SOLE 1401 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 696 1282 SH SOLE 1282 0 0 THOR INDS INC COM 885160101 7313 97855 SH SOLE 84448 0 13407 TJX COS INC NEW COM 872540109 8624 154413 SH SOLE 154413 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 7160 109186 SH SOLE 102801 0 6385 TRACTOR SUPPLY CO COM 892356106 12874 66410 SH SOLE 66410 0 0 TRIMBLE INC COM 896239100 8240 141508 SH SOLE 141508 0 0 UFP TECHNOLOGIES INC COM 902673102 318 3999 SH SOLE 3999 0 0 UNION PAC CORP COM 907818108 1236 5793 SH SOLE 2593 0 3200 UNITED PARCEL SERVICE INC CL B 911312106 10155 55632 SH SOLE 55632 0 0 UNITEDHEALTH GROUP INC COM 91324P102 37152 72332 SH SOLE 67038 0 5294 URSTADT BIDDLE PPTYS INC CL A 917286205 349 21540 SH SOLE 21540 0 0 US BANCORP DEL COM NEW 902973304 11149 242254 SH SOLE 216766 0 25488 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 226 3227 SH SOLE 3227 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 269 5381 SH SOLE 5381 0 0 VANGUARD TAX-MANAGED INTL FD VAN FTSE DEV MKT 921943858 408 10000 SH SOLE 10000 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 246 4651 SH SOLE 4651 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 666 8736 SH SOLE 8736 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 10495 209396 SH SOLE 205882 0 3514 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 38539 654760 SH SOLE 646692 0 8068 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 14262 285697 SH SOLE 283817 0 1880 VANGUARD INDEX FDS TOTAL STK MKT 922908769 344 1824 SH SOLE 1824 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 313 6174 SH SOLE 6174 0 0 VIRTU FINL INC CL A 928254101 227 9715 SH SOLE 9715 0 0 VISA INC COM CL A 92826C839 15435 78396 SH SOLE 72132 0 6264 WALGREENS BOOTS ALLIANCE INC COM 931427108 1755 46300 SH SOLE 46300 0 0 WALMART INC COM 931142103 433 3563 SH SOLE 3563 0 0 DISNEY WALT CO COM 254687106 8017 84924 SH SOLE 76902 0 8022 BERKLEY W R CORP COM 084423102 321 4708 SH SOLE 4708 0 0