0001062993-21-003727.txt : 20210419 0001062993-21-003727.hdr.sgml : 20210419 20210419165942 ACCESSION NUMBER: 0001062993-21-003727 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210419 DATE AS OF CHANGE: 20210419 EFFECTIVENESS DATE: 20210419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eagle Ridge Investment Management CENTRAL INDEX KEY: 0001445891 IRS NUMBER: 232730112 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13340 FILM NUMBER: 21835245 BUSINESS ADDRESS: STREET 1: 5 HIGH RIDGE PARK STREET 2: 2ND FLOOR CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 2032274515 MAIL ADDRESS: STREET 1: 5 HIGH RIDGE PARK STREET 2: 2ND FLOOR CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001445891 XXXXXXXX 03-31-2021 03-31-2021 Eagle Ridge Investment Management

5 HIGH RIDGE PARK 2ND FLOOR STAMFORD CT 06905

13F HOLDINGS REPORT 028-13340 N John J. Knox III 203-227-4515 /s/ John J. Knox III Stamford CT 04-14-2021 0 138 827119 true INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE BROWN FORMAN CORP CL B 115637209 259 3750 SH SOLE 3750 0 0 CVS HEALTH CORP COM 126650100 5991 79637 SH SOLE 78838 0 799 CARLISLE COS INC COM 142339100 1581 9607 SH SOLE 9607 0 0 COCA COLA CO COM 191216100 832 15776 SH SOLE 15546 0 230 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 6242 79903 SH SOLE 79123 0 780 COLGATE PALMOLIVE CO COM 194162103 1315 16688 SH SOLE 7031 0 9657 DIGITAL RLTY TR INC COM 253868103 207 1469 SH SOLE 1469 0 0 DISNEY WALT CO COM 254687106 14798 80195 SH SOLE 72159 0 8036 DOVER CORP COM 260003108 775 5649 SH SOLE 5649 0 0 ECOLAB INC COM 278865100 8607 40208 SH SOLE 39859 0 349 EMERSON ELEC CO COM 291011104 1151 12753 SH SOLE 12753 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 428 19440 SH SOLE 19440 0 0 EQUIFAX INC COM 294429105 530 2928 SH SOLE 2928 0 0 FEDERATED HERMES INC CL B 314211103 10165 324769 SH SOLE 289417 0 35352 FIRST FINL BANCORP OH COM 320209109 200 8331 SH SOLE 8331 0 0 FIRST SOLAR INC COM 336433107 264 3022 SH SOLE 1222 0 1800 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 811 10252 SH SOLE 10241 0 11 GRUPO AEROPUERTO DEL PACIFIC SPON ADR B 400506101 7664 72861 SH SOLE 65000 0 7861 HOLOGIC INC COM 436440101 13704 184243 SH SOLE 162864 0 21379 HOME DEPOT INC COM 437076102 14612 47868 SH SOLE 47441 0 427 HUNTINGTON INGALLS INDS INC COM 446413106 8778 42644 SH SOLE 42251 0 393 ILLINOIS TOOL WKS INC COM 452308109 869 3924 SH SOLE 3924 0 0 INTEL CORP COM 458140100 22770 350789 SH SOLE 330630 0 20159 ISHARES INC MSCI EMERG MRKT 464286533 231 3654 SH SOLE 3654 0 0 ISHARES TR TIPS BD ETF 464287176 9997 79659 SH SOLE 78433 0 1226 ISHARES TR CORE S&P MCP ETF 464287507 301 1156 SH SOLE 1112 0 44 ISHARES TR RUS 1000 ETF 464287622 507 2267 SH SOLE 2264 0 3 ISHARES TR NEW YORK MUN ETF 464288323 1620 28079 SH SOLE 28079 0 0 ISHARES TR CALIF MUN BD ETF 464288356 446 7172 SH SOLE 6557 0 615 ISHARES TR MBS ETF 464288588 681 6280 SH SOLE 6280 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 595 10880 SH SOLE 10880 0 0 JOHNSON & JOHNSON COM 478160104 3453 21011 SH SOLE 17726 0 3285 KULICKE & SOFFA INDS INC COM 501242101 531 10818 SH SOLE 10818 0 0 LAMB WESTON HLDGS INC COM 513272104 240 3100 SH SOLE 3100 0 0 LILLY ELI & CO COM 532457108 320 1715 SH SOLE 1715 0 0 LOCKHEED MARTIN CORP COM 539830109 1751 4738 SH SOLE 4738 0 0 LOWES COS INC COM 548661107 1146 6027 SH SOLE 6027 0 0 MCDONALDS CORP COM 580135101 956 4267 SH SOLE 4267 0 0 MICROSOFT CORP COM 594918104 40831 173180 SH SOLE 163098 0 10082 NATIONAL BANKSHARES INC VA COM 634865109 268 7555 SH SOLE 7555 0 0 NEW YORK TIMES CO CL A 650111107 215 4250 SH SOLE 4250 0 0 NIKE INC CL B 654106103 15491 116572 SH SOLE 106277 0 10295 NORFOLK SOUTHN CORP COM 655844108 13562 50505 SH SOLE 50058 0 447 PEPSICO INC COM 713448108 683 4831 SH SOLE 4806 0 25 PFIZER INC COM 717081103 935 25801 SH SOLE 25801 0 0 PROCTER AND GAMBLE CO COM 742718109 2023 14935 SH SOLE 13670 0 1265 RELX PLC SPONSORED ADR 759530108 6581 261558 SH SOLE 238018 0 23540 SCHWAB CHARLES CORP COM 808513105 24514 376100 SH SOLE 354780 0 21320 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2227 30534 SH SOLE 30534 0 0 SEMPRA ENERGY COM 816851109 6641 50091 SH SOLE 49642 0 449 SIMPSON MFG INC COM 829073105 13784 132886 SH SOLE 119225 0 13661 SOUTHERN CO COM 842587107 8623 138730 SH SOLE 128347 0 10383 STRYKER CORPORATION COM 863667101 22611 92828 SH SOLE 89739 0 3089 TJX COS INC NEW COM 872540109 10595 160161 SH SOLE 158724 0 1437 TEXAS INSTRS INC COM 882508104 1043 5519 SH SOLE 5519 0 0 THOR INDS INC COM 885160101 12384 91909 SH SOLE 78547 0 13362 TORONTO DOMINION BK ONT COM NEW 891160509 6633 101710 SH SOLE 95904 0 5806 TRACTOR SUPPLY CO COM 892356106 12967 73226 SH SOLE 72563 0 663 TRIMBLE INC COM 896239100 11126 143026 SH SOLE 141614 0 1412 UFP TECHNOLOGIES INC COM 902673102 280 5624 SH SOLE 5624 0 0 US BANCORP DEL COM NEW 902973304 13123 237262 SH SOLE 211774 0 25488 UNILEVER PLC SPON ADR NEW 904767704 219 3920 SH SOLE 3920 0 0 UNION PAC CORP COM 907818108 1320 5990 SH SOLE 2790 0 3200 UNITED PARCEL SERVICE INC CL B 911312106 9719 57175 SH SOLE 56635 0 540 URSTADT BIDDLE PPTYS INC CL A 917286205 359 21540 SH SOLE 21540 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 256 4226 SH SOLE 4215 0 11 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 10218 187005 SH SOLE 186315 0 690 VANGUARD INDEX FDS TOTAL STK MKT 922908769 293 1417 SH SOLE 1417 0 0 VIRTU FINL INC CL A 928254101 359 11555 SH SOLE 11555 0 0 WALMART INC COM 931142103 570 4200 SH SOLE 4200 0 0 AT&T INC COM 00206R102 322 10638 SH SOLE 10638 0 0 ABBOTT LABS COM 002824100 13150 109732 SH SOLE 108753 0 979 ABBVIE INC COM 00287Y109 8489 78443 SH SOLE 77789 0 654 ADOBE SYSTEMS INCORPORATED COM 00724F101 304 639 SH SOLE 639 0 0 ALPHABET INC CAP STK CL C 02079K107 2946 1424 SH SOLE 1408 0 16 ALPHABET INC CAP STK CL A 02079K305 29391 14250 SH SOLE 13624 0 626 AMAZON COM INC COM 023135106 777 251 SH SOLE 251 0 0 AMERICAN EXPRESS CO COM 025816109 452 3199 SH SOLE 3199 0 0 AMGEN INC COM 031162100 418 1679 SH SOLE 1661 0 18 APPLE INC COM 037833100 6105 49976 SH SOLE 30504 0 19472 APPLIED MATLS INC COM 038222105 267 2000 SH SOLE 2000 0 0 ATRION CORP COM 049904105 248 387 SH SOLE 387 0 0 BK OF AMERICA CORP COM 060505104 10430 269578 SH SOLE 267172 0 2406 BECTON DICKINSON & CO COM 075887109 255 1047 SH SOLE 1047 0 0 BERKLEY W R CORP COM 084423102 260 3450 SH SOLE 3450 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1543 4 SH SOLE 1 0 3 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 11679 45717 SH SOLE 45379 0 338 BLACKROCK INC COM 09247X101 13659 18116 SH SOLE 17961 0 155 BOOKING HOLDINGS INC COM 09857L108 8082 3469 SH SOLE 3436 0 33 BROADCOM INC COM 11135F101 13168 28401 SH SOLE 23884 0 4517 CME GROUP INC COM 12572Q105 10938 53557 SH SOLE 48465 0 5092 CISCO SYS INC COM 17275R102 270 5218 SH SOLE 5118 0 100 COSTCO WHSL CORP NEW COM 22160K105 209 594 SH SOLE 594 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 266 1621 SH SOLE 1621 0 0 DOLBY LABORATORIES INC COM CL A 25659T107 12473 126344 SH SOLE 113431 0 12913 DOMINION ENERGY INC COM 25746U109 424 5583 SH SOLE 5583 0 0 ESSENTIAL UTILS INC COM 29670G102 300 6701 SH SOLE 6701 0 0 FACEBOOK INC CL A 30303M102 315 1069 SH SOLE 1069 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 12327 242759 SH SOLE 238345 0 4414 ISHARES TR MSCI EAFE MIN VL 46429B689 256 3514 SH SOLE 3514 0 0 JPMORGAN CHASE & CO COM 46625H100 11367 74673 SH SOLE 73957 0 716 MARATHON PETE CORP COM 56585A102 501 9364 SH SOLE 9364 0 0 MASTERCARD INCORPORATED CL A 57636Q104 12923 36296 SH SOLE 35971 0 325 MERCK & CO. INC COM 58933Y105 378 4900 SH SOLE 4698 0 202 OREILLY AUTOMOTIVE INC COM 67103H107 25718 50701 SH SOLE 47637 0 3064 ORACLE CORP COM 68389X105 529 7544 SH SOLE 7544 0 0 PRICE T ROWE GROUP INC COM 74144T108 2014 11736 SH SOLE 11736 0 0 PUBLIC STORAGE COM 74460D109 11991 48592 SH SOLE 42694 0 5898 RAYTHEON TECHNOLOGIES CORP COM 75513E101 10032 129825 SH SOLE 128662 0 1163 SPDR S&P 500 ETF TR TR UNIT 78462F103 460 1161 SH SOLE 1161 0 0 SPDR SER TR BLOMBRG BRC EMRG 78464A391 3186 122435 SH SOLE 119992 0 2443 SPDR SER TR PORTFOLIO SHORT 78464A474 22741 726307 SH SOLE 713119 0 13188 SPDR SER TR PORTFOLIO SH TSR 78468R101 2563 83600 SH SOLE 83600 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 499 5450 SH SOLE 5450 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 3482 67409 SH SOLE 67409 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 8181 165077 SH SOLE 162777 0 2300 SPDR SER TR MSCI USA STRTGIC 78468R812 204 1834 SH SOLE 1834 0 0 SANOFI SPONSORED ADR 80105N105 16229 328117 SH SOLE 308773 0 19344 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 456 3902 SH SOLE 3902 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 504 2996 SH SOLE 2996 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 225 6597 SH SOLE 6597 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 303 3079 SH SOLE 3079 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 599 4508 SH SOLE 4508 0 0 TARGET CORP COM 87612E106 1228 6201 SH SOLE 6201 0 0 TESLA INC COM 88160R101 668 1000 SH SOLE 1000 0 0 3M CO COM 88579Y101 2294 11905 SH SOLE 11827 0 78 TRAVELERS COMPANIES INC COM 89417E109 321 2135 SH SOLE 2135 0 0 UNITEDHEALTH GROUP INC COM 91324P102 31544 84780 SH SOLE 79040 0 5740 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 38187 620717 SH SOLE 612626 0 8091 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 641 7764 SH SOLE 7764 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 235 1271 SH SOLE 1271 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 23797 445891 SH SOLE 438503 0 7388 VISA INC COM CL A 92826C839 16174 76388 SH SOLE 70164 0 6224 AMDOCS LTD SHS G02602103 10088 143808 SH SOLE 130265 0 13543 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 816 2955 SH SOLE 2955 0 0 GARMIN LTD SHS H2906T109 9821 74489 SH SOLE 66627 0 7862 KAMADA LTD SHS M6240T109 151 24330 SH SOLE 24330 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 565 6204 SH SOLE 6204 0 0