0001104659-22-036134.txt : 20220321 0001104659-22-036134.hdr.sgml : 20220321 20220321163020 ACCESSION NUMBER: 0001104659-22-036134 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220317 FILED AS OF DATE: 20220321 DATE AS OF CHANGE: 20220321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Epstein David R CENTRAL INDEX KEY: 0001445826 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38901 FILM NUMBER: 22756009 MAIL ADDRESS: STREET 1: INTERNATIONAL FLAVORS & FRAGRANCES INC. STREET 2: 521 W. 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Axcella Health Inc. CENTRAL INDEX KEY: 0001633070 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 840 MEMORIAL DRIVE STREET 2: THIRD FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 617-868-0949 MAIL ADDRESS: STREET 1: 840 MEMORIAL DRIVE STREET 2: THIRD FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02139 FORMER COMPANY: FORMER CONFORMED NAME: Pronutria Biosciences, Inc. DATE OF NAME CHANGE: 20150206 4 1 tm229468-6_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-03-17 0 0001633070 Axcella Health Inc. AXLA 0001445826 Epstein David R C/O AXCELLA HEALTH INC. 840 MEMORIAL DRIVE CAMBRIDGE MA 02139 1 0 0 0 Common Stock 2022-03-18 4 M 0 1535 A 162697 D Stock Option (Right to Buy) 2.51 2022-03-17 4 A 0 50000 0.00 A 2032-03-16 Common Stock 50000 50000 D Restricted Stock Units 2022-03-18 4 M 0 1535 0.00 D Common Stock 1535 0 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of AXLA common stock. The shares underlying this option shall vest and become exercisable in full upon the earlier of (i) May 19, 2023 and (ii) the date of the 2023 Annual Meeting of Stockholders, subject to the Reporting Person's continued service at such time. The RSUs are fully vested as of the date hereof. By: /s/ Paul Fehlner, Attorney-in-Fact 2022-03-21