0001445305-24-000027.txt : 20240220 0001445305-24-000027.hdr.sgml : 20240220 20240220164402 ACCESSION NUMBER: 0001445305-24-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240215 FILED AS OF DATE: 20240220 DATE AS OF CHANGE: 20240220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klindt Jill CENTRAL INDEX KEY: 0001626102 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36773 FILM NUMBER: 24654287 MAIL ADDRESS: STREET 1: 2900 UNIVERSITY BLVD CITY: AMES STATE: IA ZIP: 50010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WORKIVA INC CENTRAL INDEX KEY: 0001445305 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 472509828 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2900 UNIVERSITY BLVD. CITY: AMES STATE: IA ZIP: 50010 BUSINESS PHONE: (515) 817-6100 MAIL ADDRESS: STREET 1: 2900 UNIVERSITY BLVD. CITY: AMES STATE: IA ZIP: 50010 FORMER COMPANY: FORMER CONFORMED NAME: WORKIVA INC. DATE OF NAME CHANGE: 20141212 FORMER COMPANY: FORMER CONFORMED NAME: WORKIVA LLC DATE OF NAME CHANGE: 20140701 FORMER COMPANY: FORMER CONFORMED NAME: WEBFILINGS LLC DATE OF NAME CHANGE: 20091013 4 1 wk-form4_1708465434.xml FORM 4 X0508 4 2024-02-15 0 0001445305 WORKIVA INC WK 0001626102 Klindt Jill 2900 UNIVERSITY BOULEVARD AMES IA 50010 0 1 0 0 EVP, CFO & Treasurer 0 Class A Common Stock 2024-02-15 4 A 0 2060 0 A 104538 D Class A Common Stock 2024-02-15 4 A 0 4419 0 A 108957 D Class A Common Stock 2024-02-15 4 F 0 2920 94.11 D 106037 D Employee Stock Option to Purchase Class A Common Stock 18.60 2018-07-03 2027-07-02 Class A Common Stock 25000 25000 D Represents shares of issuer common stock earned in connection with performance restricted stock units ("PSUs") granted to the Reporting Person on February 1, 2022. The Compensation Committee certified the performance conditions and the PSUs were earned and vested at 80% of the target for the 2022-2023 performance period. Subject to the continued employment of the Reporting Person and achievement of applicable annual revenue growth rate goals, additional PSUs will vest following the completion of the remaining calendar year in the three-year performance period. Represents shares of issuer common stock earned in connection with performance restricted stock units ("PSUs") granted to the Reporting Person on February 1, 2023. The Compensation Committee certified the performance conditions and the PSUs were earned and vested at 100% of the target for the 2023 performance period. Subject to the continued employment of the Reporting Person and achievement of applicable annual revenue growth rate goals, additional PSUs will vest following the completion of the remaining calendar years in the three-year performance period. Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of PSUs previously granted. Granted pursuant to the 2014 Equity Incentive Plan. Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter. /s/ Brandon E. Ziegler as attorney-in-fact for Jill E. Klindt 2024-02-20