0001445305-20-000027.txt : 20200205
0001445305-20-000027.hdr.sgml : 20200205
20200205162550
ACCESSION NUMBER: 0001445305-20-000027
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200203
FILED AS OF DATE: 20200205
DATE AS OF CHANGE: 20200205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Klindt Jill
CENTRAL INDEX KEY: 0001626102
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36773
FILM NUMBER: 20579115
MAIL ADDRESS:
STREET 1: 2900 UNIVERSITY BLVD
CITY: AMES
STATE: IA
ZIP: 50010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WORKIVA INC
CENTRAL INDEX KEY: 0001445305
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 472509828
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2900 UNIVERSITY BLVD.
CITY: AMES
STATE: IA
ZIP: 50010
BUSINESS PHONE: (515) 817-6100
MAIL ADDRESS:
STREET 1: 2900 UNIVERSITY BLVD.
CITY: AMES
STATE: IA
ZIP: 50010
FORMER COMPANY:
FORMER CONFORMED NAME: WORKIVA INC.
DATE OF NAME CHANGE: 20141212
FORMER COMPANY:
FORMER CONFORMED NAME: WORKIVA LLC
DATE OF NAME CHANGE: 20140701
FORMER COMPANY:
FORMER CONFORMED NAME: WEBFILINGS LLC
DATE OF NAME CHANGE: 20091013
4
1
wf-form4_158093793357572.xml
FORM 4
X0306
4
2020-02-03
0
0001445305
WORKIVA INC
WK
0001626102
Klindt Jill
2900 UNIVERSITY BOULEVARD
AMES
IA
50010
0
1
0
0
SVP, Treasurer & CAO
Class A Common Stock
2020-02-03
4
A
0
6499
46.16
A
34589
D
Class A Common Stock
2020-02-03
4
F
0
837
46.16
D
33752
D
Employee Stock Option to Purchase Class A Common Stock
18.6
2018-07-03
2027-07-02
Class A Common Stock
25000.0
25000
D
Employee Stock Option to Purchase Class A Common Stock
12.4
2018-02-01
2027-02-01
Class A Common Stock
10000.0
10000
D
Employee Stock Option to Purchase Class A Common Stock
14.03
2016-04-01
2025-08-31
Class A Common Stock
16000.0
16000
D
Employee Stock Option to Purchase Class A Common Stock
15.83
2015-08-12
2024-08-11
Class A Common Stock
11880.0
11880
D
Employee Stock Option to Purchase Class A Common Stock
8.48
2013-12-28
2022-12-27
Class A Common Stock
5940.0
5940
D
Employee Stock Option to Purchase Class A Common Stock
15.86
2014-01-14
2024-01-13
Class A Common Stock
911.0
911
D
Employee Stock Option to Purchase Class A Common Stock
15.86
2015-01-14
2024-01-13
Class A Common Stock
5544.0
5544
D
Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.
Vests in three equal annual installments commencing on the first anniversary of the grant date.
Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.
Granted pursuant to the 2014 Equity Incentive Plan.
Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.
Vests as to 25% of the shares on April 1, 2016 and as to 6.25% of the shares at the end of each three-month period thereafter.
Granted pursuant to the 2009 Unit Incentive Plan.
/s/ Troy M. Calkins as attorney-in-fact for Jill E. Klindt
2020-02-05