0001445305-20-000026.txt : 20200205 0001445305-20-000026.hdr.sgml : 20200205 20200205162529 ACCESSION NUMBER: 0001445305-20-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200203 FILED AS OF DATE: 20200205 DATE AS OF CHANGE: 20200205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banarjee Mithun CENTRAL INDEX KEY: 0001701596 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36773 FILM NUMBER: 20579110 MAIL ADDRESS: STREET 1: 2900 UNIVERSITY BOULEVARD CITY: AMES STATE: IA ZIP: 50010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WORKIVA INC CENTRAL INDEX KEY: 0001445305 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 472509828 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2900 UNIVERSITY BLVD. CITY: AMES STATE: IA ZIP: 50010 BUSINESS PHONE: (515) 817-6100 MAIL ADDRESS: STREET 1: 2900 UNIVERSITY BLVD. CITY: AMES STATE: IA ZIP: 50010 FORMER COMPANY: FORMER CONFORMED NAME: WORKIVA INC. DATE OF NAME CHANGE: 20141212 FORMER COMPANY: FORMER CONFORMED NAME: WORKIVA LLC DATE OF NAME CHANGE: 20140701 FORMER COMPANY: FORMER CONFORMED NAME: WEBFILINGS LLC DATE OF NAME CHANGE: 20091013 4 1 wf-form4_158093791243943.xml FORM 4 X0306 4 2020-02-03 0 0001445305 WORKIVA INC WK 0001701596 Banarjee Mithun 2900 UNIVERSITY BOULEVARD AMES IA 50010 0 1 0 0 EVP and Chief Customer Officer Class A Common Stock 2020-02-03 4 A 0 30329 46.16 A 168598 D Class A Common Stock 2020-02-03 4 F 0 2498 46.16 D 166100 D Employee Stock Option to Purchase Class A Common Stock 16.66 2017-01-04 2026-01-03 Class A Common Stock 5000.0 5000 D Employee Stock Option to Purchase Class A Common Stock 14.28 2017-07-01 2026-07-31 Class A Common Stock 8789.0 8789 D Employee Stock Option to Purchase Class A Common Stock 13.55 2018-01-03 2027-01-02 Class A Common Stock 11000.0 11000 D Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. Vests in three equal annual installments commencing on the first anniversary of the grant date. Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted. Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter. /s/ Troy M. Calkins as attorney-in-fact for Mithun Banarjee 2020-02-05