0001445305-20-000026.txt : 20200205
0001445305-20-000026.hdr.sgml : 20200205
20200205162529
ACCESSION NUMBER: 0001445305-20-000026
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200203
FILED AS OF DATE: 20200205
DATE AS OF CHANGE: 20200205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Banarjee Mithun
CENTRAL INDEX KEY: 0001701596
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36773
FILM NUMBER: 20579110
MAIL ADDRESS:
STREET 1: 2900 UNIVERSITY BOULEVARD
CITY: AMES
STATE: IA
ZIP: 50010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WORKIVA INC
CENTRAL INDEX KEY: 0001445305
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 472509828
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2900 UNIVERSITY BLVD.
CITY: AMES
STATE: IA
ZIP: 50010
BUSINESS PHONE: (515) 817-6100
MAIL ADDRESS:
STREET 1: 2900 UNIVERSITY BLVD.
CITY: AMES
STATE: IA
ZIP: 50010
FORMER COMPANY:
FORMER CONFORMED NAME: WORKIVA INC.
DATE OF NAME CHANGE: 20141212
FORMER COMPANY:
FORMER CONFORMED NAME: WORKIVA LLC
DATE OF NAME CHANGE: 20140701
FORMER COMPANY:
FORMER CONFORMED NAME: WEBFILINGS LLC
DATE OF NAME CHANGE: 20091013
4
1
wf-form4_158093791243943.xml
FORM 4
X0306
4
2020-02-03
0
0001445305
WORKIVA INC
WK
0001701596
Banarjee Mithun
2900 UNIVERSITY BOULEVARD
AMES
IA
50010
0
1
0
0
EVP and Chief Customer Officer
Class A Common Stock
2020-02-03
4
A
0
30329
46.16
A
168598
D
Class A Common Stock
2020-02-03
4
F
0
2498
46.16
D
166100
D
Employee Stock Option to Purchase Class A Common Stock
16.66
2017-01-04
2026-01-03
Class A Common Stock
5000.0
5000
D
Employee Stock Option to Purchase Class A Common Stock
14.28
2017-07-01
2026-07-31
Class A Common Stock
8789.0
8789
D
Employee Stock Option to Purchase Class A Common Stock
13.55
2018-01-03
2027-01-02
Class A Common Stock
11000.0
11000
D
Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.
Vests in three equal annual installments commencing on the first anniversary of the grant date.
Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted.
Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.
/s/ Troy M. Calkins as attorney-in-fact for Mithun Banarjee
2020-02-05