0001445305-20-000025.txt : 20200205
0001445305-20-000025.hdr.sgml : 20200205
20200205162508
ACCESSION NUMBER: 0001445305-20-000025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200203
FILED AS OF DATE: 20200205
DATE AS OF CHANGE: 20200205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Calkins Troy M.
CENTRAL INDEX KEY: 0001623840
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36773
FILM NUMBER: 20579107
MAIL ADDRESS:
STREET 1: 55 WEST MONROE
STREET 2: SUITE 3150
CITY: CHICAGO
STATE: IL
ZIP: 60603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WORKIVA INC
CENTRAL INDEX KEY: 0001445305
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 472509828
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2900 UNIVERSITY BLVD.
CITY: AMES
STATE: IA
ZIP: 50010
BUSINESS PHONE: (515) 817-6100
MAIL ADDRESS:
STREET 1: 2900 UNIVERSITY BLVD.
CITY: AMES
STATE: IA
ZIP: 50010
FORMER COMPANY:
FORMER CONFORMED NAME: WORKIVA INC.
DATE OF NAME CHANGE: 20141212
FORMER COMPANY:
FORMER CONFORMED NAME: WORKIVA LLC
DATE OF NAME CHANGE: 20140701
FORMER COMPANY:
FORMER CONFORMED NAME: WEBFILINGS LLC
DATE OF NAME CHANGE: 20091013
4
1
wf-form4_158093789160009.xml
FORM 4
X0306
4
2020-02-03
0
0001445305
WORKIVA INC
WK
0001623840
Calkins Troy M.
2900 UNIVERSITY BOULEVARD
AMES
IA
50010
0
1
0
0
EVP, CLO & Corp Secretary
Class A Common Stock
2020-02-03
4
A
0
25997
46.16
A
293132
D
Class A Common Stock
2020-02-03
4
F
0
4483
46.16
D
288649
D
Employee Stock Option to Purchase Class A Common Stock
15.86
2015-02-25
2024-02-24
Class A Common Stock
45080.0
45080
D
Employee Stock Option to Purchase Class A Common Stock
15.83
2015-08-12
2024-08-11
Class A Common Stock
39600.0
39600
D
Employee Stock Option to Purchase Class A Common Stock
15.86
2015-03-27
2024-03-26
Class A Common Stock
9900.0
9900
D
Employee Stock Option to Purchase Class A Common Stock
12.4
2018-02-01
2027-01-31
Class A Common Stock
37407.0
37407
D
Employee Stock Option to Purchase Class A Common Stock
14.74
2017-02-01
2026-01-31
Class A Common Stock
31469.0
31469
D
Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.
Vests in three equal annual installments commencing on the first anniversary of the grant date.
Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.
Granted pursuant to 2009 Unit Incentive Plan.
Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
Grant of stock option pursuant to the 2014 Equity Incentive Plan.
/s/ Troy M. Calkins
2020-02-05