0001445305-20-000025.txt : 20200205 0001445305-20-000025.hdr.sgml : 20200205 20200205162508 ACCESSION NUMBER: 0001445305-20-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200203 FILED AS OF DATE: 20200205 DATE AS OF CHANGE: 20200205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Calkins Troy M. CENTRAL INDEX KEY: 0001623840 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36773 FILM NUMBER: 20579107 MAIL ADDRESS: STREET 1: 55 WEST MONROE STREET 2: SUITE 3150 CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WORKIVA INC CENTRAL INDEX KEY: 0001445305 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 472509828 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2900 UNIVERSITY BLVD. CITY: AMES STATE: IA ZIP: 50010 BUSINESS PHONE: (515) 817-6100 MAIL ADDRESS: STREET 1: 2900 UNIVERSITY BLVD. CITY: AMES STATE: IA ZIP: 50010 FORMER COMPANY: FORMER CONFORMED NAME: WORKIVA INC. DATE OF NAME CHANGE: 20141212 FORMER COMPANY: FORMER CONFORMED NAME: WORKIVA LLC DATE OF NAME CHANGE: 20140701 FORMER COMPANY: FORMER CONFORMED NAME: WEBFILINGS LLC DATE OF NAME CHANGE: 20091013 4 1 wf-form4_158093789160009.xml FORM 4 X0306 4 2020-02-03 0 0001445305 WORKIVA INC WK 0001623840 Calkins Troy M. 2900 UNIVERSITY BOULEVARD AMES IA 50010 0 1 0 0 EVP, CLO & Corp Secretary Class A Common Stock 2020-02-03 4 A 0 25997 46.16 A 293132 D Class A Common Stock 2020-02-03 4 F 0 4483 46.16 D 288649 D Employee Stock Option to Purchase Class A Common Stock 15.86 2015-02-25 2024-02-24 Class A Common Stock 45080.0 45080 D Employee Stock Option to Purchase Class A Common Stock 15.83 2015-08-12 2024-08-11 Class A Common Stock 39600.0 39600 D Employee Stock Option to Purchase Class A Common Stock 15.86 2015-03-27 2024-03-26 Class A Common Stock 9900.0 9900 D Employee Stock Option to Purchase Class A Common Stock 12.4 2018-02-01 2027-01-31 Class A Common Stock 37407.0 37407 D Employee Stock Option to Purchase Class A Common Stock 14.74 2017-02-01 2026-01-31 Class A Common Stock 31469.0 31469 D Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. Vests in three equal annual installments commencing on the first anniversary of the grant date. Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. Granted pursuant to 2009 Unit Incentive Plan. Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter. Grant of stock option pursuant to the 2014 Equity Incentive Plan. /s/ Troy M. Calkins 2020-02-05