0001445305-20-000002.txt : 20200106
0001445305-20-000002.hdr.sgml : 20200106
20200106161915
ACCESSION NUMBER: 0001445305-20-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200102
FILED AS OF DATE: 20200106
DATE AS OF CHANGE: 20200106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herz Robert H
CENTRAL INDEX KEY: 0001523753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36773
FILM NUMBER: 20509943
MAIL ADDRESS:
STREET 1: C/O FANNIE MAE
STREET 2: 1100 15TH STREET, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WORKIVA INC
CENTRAL INDEX KEY: 0001445305
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 472509828
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2900 UNIVERSITY BLVD.
CITY: AMES
STATE: IA
ZIP: 50010
BUSINESS PHONE: (515) 817-6100
MAIL ADDRESS:
STREET 1: 2900 UNIVERSITY BLVD.
CITY: AMES
STATE: IA
ZIP: 50010
FORMER COMPANY:
FORMER CONFORMED NAME: WORKIVA INC.
DATE OF NAME CHANGE: 20141212
FORMER COMPANY:
FORMER CONFORMED NAME: WORKIVA LLC
DATE OF NAME CHANGE: 20140701
FORMER COMPANY:
FORMER CONFORMED NAME: WEBFILINGS LLC
DATE OF NAME CHANGE: 20091013
4
1
wf-form4_157834553764814.xml
FORM 4
X0306
4
2020-01-02
0
0001445305
WORKIVA INC
WK
0001523753
Herz Robert H
2900 UNIVERSITY BOULEVARD
AMES
IA
50010
1
0
0
0
Class A Common Stock
2020-01-02
4
M
0
20000
2.53
A
96643
D
Class A Common Stock
2020-01-02
4
S
0
1243
42.29
D
95400
D
Employee Stock Option to Purchase Class A Common Stock
2.53
2020-01-02
4
M
0
20000
42.29
D
2012-03-15
2021-03-14
Class A Common Stock
20000.0
19600
D
The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2019.
/s/ Troy M. Calkins as attorney-in-fact for Robert H. Herz
2020-01-06