0001445305-20-000002.txt : 20200106 0001445305-20-000002.hdr.sgml : 20200106 20200106161915 ACCESSION NUMBER: 0001445305-20-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200102 FILED AS OF DATE: 20200106 DATE AS OF CHANGE: 20200106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herz Robert H CENTRAL INDEX KEY: 0001523753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36773 FILM NUMBER: 20509943 MAIL ADDRESS: STREET 1: C/O FANNIE MAE STREET 2: 1100 15TH STREET, NW CITY: WASHINGTON STATE: DC ZIP: 20005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WORKIVA INC CENTRAL INDEX KEY: 0001445305 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 472509828 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2900 UNIVERSITY BLVD. CITY: AMES STATE: IA ZIP: 50010 BUSINESS PHONE: (515) 817-6100 MAIL ADDRESS: STREET 1: 2900 UNIVERSITY BLVD. CITY: AMES STATE: IA ZIP: 50010 FORMER COMPANY: FORMER CONFORMED NAME: WORKIVA INC. DATE OF NAME CHANGE: 20141212 FORMER COMPANY: FORMER CONFORMED NAME: WORKIVA LLC DATE OF NAME CHANGE: 20140701 FORMER COMPANY: FORMER CONFORMED NAME: WEBFILINGS LLC DATE OF NAME CHANGE: 20091013 4 1 wf-form4_157834553764814.xml FORM 4 X0306 4 2020-01-02 0 0001445305 WORKIVA INC WK 0001523753 Herz Robert H 2900 UNIVERSITY BOULEVARD AMES IA 50010 1 0 0 0 Class A Common Stock 2020-01-02 4 M 0 20000 2.53 A 96643 D Class A Common Stock 2020-01-02 4 S 0 1243 42.29 D 95400 D Employee Stock Option to Purchase Class A Common Stock 2.53 2020-01-02 4 M 0 20000 42.29 D 2012-03-15 2021-03-14 Class A Common Stock 20000.0 19600 D The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2019. /s/ Troy M. Calkins as attorney-in-fact for Robert H. Herz 2020-01-06