UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
(Amendment No.1)
(Mark One)
For the quarterly period ended:
For the transition period from to .
Commission file number:
(Exact name of small business issuer as specified in its charter)
(
(Former Name if Changed since Last Report)
| | |
| (State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) |
| | |
| (Address of principal executive offices) | (Zip Code) |
(
(Issuer’s telephone number)
Securities registered pursuant to Section 12(b) of the Act:
| Title of Class | Trading Symbol | Name of Exchange on Which Registered |
| | |
|
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files).
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer”, “accelerated filer”, “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer ☐ Accelerated filer ☐
If an emerging growth company, indicate by check mark if the registrant has elected to not use the extended transition period for complying with any new or revisited financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ☐
The number of shares outstanding of Registrant’s Common Stock as of date: November 20, 2023:
EXPLANATORY NOTE
This Amendment No. 1 on Form 10-Q/A (“Form 10Q/A”) to the Quarterly Report on Form 10-Q for the quarter ended September 30, 2023, originally filed with the Securities and Exchange Commission on November 20, 2023 (the “Original Form 10-Q”), is being filed for the purpose of correcting an erroneously marked response on the cover page of the Original Form 10-Q.
With respect to the cover page, the “no” box was inadvertently also checked with the “yes” box when responding to whether NewStream Energy Technologies Group Inc. had (1) filed all of its reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) and (2) been subject to such filing requirements for the past 90 days. This Form 10-Q/A corrects this error by checking “yes” only in response to this question on the cover page.
Other than as expressly set forth above, this Form 10-Q/A does not, and does not purport to, amend, update or restate the information in any other item of the Original Form 10-Q, or reflect any events that have occurred after the Original Form 10-Q was originally filed.
Item 6. Exhibits
|
EXHIBIT NO. |
DESCRIPTION |
|
|
31 |
||
|
32 |
||
|
101.INS |
Inline XBRL Instance Document+ |
|
|
101.SCH |
Inline XBRL Taxonomy Extension Schema Document+ |
|
|
101.CAL |
Inline XBRL Taxonomy Extension Calculation Linkbase Document+ |
|
|
101.DEF |
Inline XBRL Taxonomy Extension Definition Linkbase Document+ |
|
|
101.LAB |
Inline XBRL Taxonomy Extension Label Linkbase Document+ |
|
|
101.PRE |
Inline XBRL Taxonomy Extension Presentation Linkbase Document+ |
|
|
104 |
Cover Page Interactive Data File (formatted as Inline XBRL) |
+ These exhibits were previously included in the Company’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2023, filed with the Securities and Exchange Commission on November 20, 2023.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
|
NewStream Technologies Group, Inc. |
|||
|
Date: December 29, 2023 |
By: |
/s/ Robin Eves |
|
|
Robin Eves |
|||
|
Chief Executive Officer |
|||