0001567619-22-020156.txt : 20221114
0001567619-22-020156.hdr.sgml : 20221114
20221114172734
ACCESSION NUMBER: 0001567619-22-020156
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221114
DATE AS OF CHANGE: 20221114
EFFECTIVENESS DATE: 20221114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Teton Advisors, Inc.
CENTRAL INDEX KEY: 0001444874
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 134008049
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13534
FILM NUMBER: 221388012
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: (914) 457-1070
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001444874
XXXXXXXX
09-30-2022
09-30-2022
true
1
RESTATEMENT
Teton Advisors, Inc.
ONE CORPORATE CENTER
RYE
NY
10580
13F HOLDINGS REPORT
028-13534
N
David Goldman
Counsel
914-921-7793
/s/ David Goldman
Rye
NY
10-20-2022
0
279
412762
false
INFORMATION TABLE
2
form13fInfoTable.xml
1 2/15/25
CONVERTIBLE BOND
44933TAB2
1098
1250000
PRN
SOLE
1250000
0
0
1 800 FLOWERS COM INC CL A
COM
68243Q106
986
152000
SH
SOLE
152000
0
0
A10 NETWORKS INC COM
COM
002121101
942
71000
SH
SOLE
71000
0
0
ACCURAY INC COM
COM
004397105
135
65000
SH
SOLE
65000
0
0
ACME UTD CORP COM
COM
004816104
1266
55000
SH
SOLE
55000
0
0
AEROJET ROCKETDYNE HOLDINGS
COM
007800105
20275
507000
SH
SOLE
507000
0
0
AGILYSYS INC
COM
00847J105
221
4000
SH
SOLE
4000
0
0
AKAM 0.375 09/01/27 CVT
CONVERTIBLE BOND
00971TAL5
281
300000
PRN
SOLE
300000
0
0
ALITHYA GROUP INC CL A SUB VTG
COM
01643B106
1395
722821
SH
SOLE
722821
0
0
ALLEGIANCE BANCSHARES INC COM
COM
01748H107
1957
47000
SH
SOLE
47000
0
0
ALLIED MOTION TECHNOLOGIES ICO
COM
019330109
3848
134460
SH
SOLE
134460
0
0
AMERICAN OUTDOOR BRANDS INC CO
COM
02875D109
1070
122000
SH
SOLE
122000
0
0
AMERICAN SOFTWARE INC CL A
COM
029683109
2206
144000
SH
SOLE
144000
0
0
AMERICAN VANGUARD CORP COM
COM
030371108
374
20000
SH
SOLE
20000
0
0
AMPCO PITTSBURGH CORP
COM
032037103
493
134016
SH
SOLE
134016
0
0
AMPCO-PITTSBURG CORP WT A EXP
WARRANT AND RIGH
032037111
13
47000
SH
SOLE
47000
0
0
ANTERIX INC COM
COM
03676C100
2250
63000
SH
SOLE
63000
0
0
APTV 5 1/2 6/15/23
CONVERTIBLE PREF
G6095L117
845
8875
SH
SOLE
8875
0
0
ARLO TECHNOLOGIES INC COM
COM
04206A101
682
147000
SH
SOLE
147000
0
0
ARTESIAN RES CORP COM CL A
COM
043113208
1666
34626
SH
SOLE
34626
0
0
ASTEC INDS INC COM
COM
046224101
6831
219000
SH
SOLE
219000
0
0
ASTRONICS CORP COM
COM
046433108
1596
203000
SH
SOLE
203000
0
0
ATLANTIC AMERN CORP COM
COM
048209100
63
22000
SH
SOLE
22000
0
0
ATLANTIC UN BANKSHARES CORP CO
COM
04911A107
1268
41744
SH
SOLE
41744
0
0
AVID TECHNOLOGY INC
COM
05367P100
698
30000
SH
SOLE
30000
0
0
AZZ INC COM
COM
002474104
621
17000
SH
SOLE
17000
0
0
BADGER METER INC COM
COM
056525108
1792
19400
SH
SOLE
19400
0
0
BALLYS CORPORATION COM
COM
05875B106
849
42964
SH
SOLE
42964
0
0
BAND 1/4 3/1/26
CONVERTIBLE BOND
05988JAB9
456
700000
PRN
SOLE
700000
0
0
BANK7 CORP COM
COM
06652N107
306
13800
SH
SOLE
13800
0
0
BASSETT FURNITURE INDS
COM
070203104
434
27700
SH
SOLE
27700
0
0
BE 2 1/2 8/15/25
CONVERTIBLE BOND
093712AH0
676
485000
PRN
SOLE
485000
0
0
BEASLEY BROADCAST GRP INC.
COM
074014101
391
362000
SH
SOLE
362000
0
0
BELLRING DISTR LLC COMMON STOC
COM
07831C103
309
15000
SH
SOLE
15000
0
0
BERKSHIRE HILLS BANCORP INC CO
COM
084680107
308
11275
SH
SOLE
11275
0
0
BIG 5 SPORTING GOODS CORP COM
COM
08915P101
172
16000
SH
SOLE
16000
0
0
BL 1/8 8/1/24
CONVERTIBLE BOND
09239BAB5
363
350000
PRN
SOLE
350000
0
0
BOYD GAMING CORP
COM
103304101
908
19051
SH
SOLE
19051
0
0
BRIDGE BANCORP INC COM
COM
25432X102
618
21111
SH
SOLE
21111
0
0
CADENCE BANK
COM
12740C103
387
15240
SH
SOLE
15240
0
0
CADIZ INC
COM
127537207
19
10000
SH
SOLE
10000
0
0
CAESARS ENTERTAINMENT INC COM
COM
12769G100
694
21500
SH
SOLE
21500
0
0
CALAVO GROWERS INC COM
COM
128246105
1683
53000
SH
SOLE
53000
0
0
CALIFORNIA WTR SVC GROUP COM
COM
130788102
1243
23600
SH
SOLE
23600
0
0
CAPITAL CITY BK GROUP INC COM
COM
139674105
2545
81800
SH
SOLE
81800
0
0
CAPITOL FEDERAL FINANCIAL INC
COM
14057J101
83
10000
SH
SOLE
10000
0
0
CARDIOVASCULAR SYS INC DEL COM
COM
141619106
491
35400
SH
SOLE
35400
0
0
CASELLA WASTE SYS INC CL A
COM
147448104
3995
52300
SH
SOLE
52300
0
0
CAVCO INDUSTRIES
COM
149568107
4885
23740
SH
SOLE
23740
0
0
CDLX 1 9/15/25
CONVERTIBLE BOND
14161WAB1
474
780000
PRN
SOLE
780000
0
0
CHASE CORP
COM
16150R104
3217
38500
SH
SOLE
38500
0
0
CHESAPEAKE UTILS CORP COM
COM
165303108
1059
9180
SH
SOLE
9180
0
0
CHRS 1 1/2 4/15/26
CONVERTIBLE BOND
19249HAB9
204
255000
PRN
SOLE
255000
0
0
CHURCHILL DOWNS INC COM
COM
171484108
735
3990
SH
SOLE
3990
0
0
CIRCOR INTL INC COM
COM
17273K109
1233
74766
SH
SOLE
74766
0
0
CITIZENS & NORTHN CORP COM
COM
172922106
400
16560
SH
SOLE
16560
0
0
CNMD 2 5/8 2/1/24
CONVERTIBLE BOND
207410AF8
383
350000
PRN
SOLE
350000
0
0
COLUMBUS MCKINNON CORP N Y COM
COM
199333105
1944
74300
SH
SOLE
74300
0
0
COMMERCIAL VEH GROUP INC COM
COM
202608105
1410
313300
SH
SOLE
313300
0
0
COMTECH TELECOMMUNICATIONS CCO
COM
205826209
1897
189500
SH
SOLE
189500
0
0
CONFORMIS INC COM
COM
20717E105
35
185000
SH
SOLE
185000
0
0
CONSOLIDATED WATER CO LTD ORD
COM
G23773107
938
61000
SH
SOLE
61000
0
0
CORE MOLDING TECH COM
COM
218683100
1663
167500
SH
SOLE
167500
0
0
CTS CORP
COM
126501105
10187
244580
SH
SOLE
244580
0
0
CUTERA INC COM
COM
232109108
11020
241660
SH
SOLE
241660
0
0
CUTR 2 1/4 3/15/26
CONVERTIBLE BOND
232109AB4
456
300000
PRN
SOLE
300000
0
0
DAKTRONICS INC COM
COM
234264109
122
45000
SH
SOLE
45000
0
0
DANA HOLDING CORP COM
COM
235825205
543
47500
SH
SOLE
47500
0
0
DAWSON GEOPHYSICAL CO NEW COM
COM
239360100
38
24000
SH
SOLE
24000
0
0
DBX 0 3/1/28
CONVERTIBLE BOND
26210CAD6
428
500000
PRN
SOLE
500000
0
0
DENNYS CORP COM
COM
24869P104
536
57000
SH
SOLE
57000
0
0
DHI GROUP INC COM
COM
23331S100
242
45000
SH
SOLE
45000
0
0
DHR 5 4/15/23
CONVERTIBLE PREF
235851409
674
500
SH
SOLE
500
0
0
DIEBOLD NIXDORF
COM
253651103
630
258000
SH
SOLE
258000
0
0
DIGI INTL INC COM
COM
253798102
2212
64000
SH
SOLE
64000
0
0
DISH 0 12/15/25
CONVERTIBLE BOND
25470MAF6
461
700000
PRN
SOLE
700000
0
0
DISTRIBUTION SOLUTIONS GROUP
COM
520776105
5226
185500
SH
SOLE
185500
0
0
DUCOMMUN INC DEL COM
COM
264147109
7160
180540
SH
SOLE
180540
0
0
EASTERN CO COM
COM
276317104
5170
298000
SH
SOLE
298000
0
0
ELECTROMED INC COM
COM
285409108
360
35142
SH
SOLE
35142
0
0
ELY 2 3/4 5/1/26
CORPORATE BONDS
131193AE4
465
360000
PRN
SOLE
360000
0
0
ENERGY RECOVERY INC
COM
29270J100
652
30000
SH
SOLE
30000
0
0
EXACT SCIENCES 0.375 03/01/28
CONVERTIBLE BOND
30063PAC9
320
500000
PRN
SOLE
500000
0
0
EXELIXIS INC COM
COM
30161Q104
956
61000
SH
SOLE
61000
0
0
EXTREME NETWORKS INC COM
COM
30226D106
1176
90000
SH
SOLE
90000
0
0
EYE 2 1/2 5/15/25
CONVERTIBLE BOND
63845RAB3
453
365000
PRN
SOLE
365000
0
0
F N B CORP PA COM
COM
302520101
858
74000
SH
SOLE
74000
0
0
FARMER BROS CO
COM
307675108
1950
415700
SH
SOLE
415700
0
0
FARMERS NATL BANC CORP COM
COM
309627107
524
40000
SH
SOLE
40000
0
0
FEDERAL SIGNAL CORP COM
COM
313855108
4105
110000
SH
SOLE
110000
0
0
FIRST INTERNET BANCORP COM
COM
320557101
895
26440
SH
SOLE
26440
0
0
FLUSHING FINL CORP COM
COM
343873105
7579
391300
SH
SOLE
391300
0
0
FOSTER L B CO COM
COM
350060109
1576
161479
SH
SOLE
161479
0
0
FOUR 0 12/15/25
CORPORATE BONDS
82452JAB5
490
565000
PRN
SOLE
565000
0
0
FREQUENCY ELECTRS INC COM
COM
358010106
68
11900
SH
SOLE
11900
0
0
FRP HLDGS INC COM
COM
30292L107
1134
20867
SH
SOLE
20867
0
0
FS BANCORP INC COM
COM
30263Y104
875
32116
SH
SOLE
32116
0
0
GAMBLING.COM GROUP LTD
COM
G3R239101
1474
194000
SH
SOLE
194000
0
0
GAN LTD ORD SHS
COM
G3728V109
62
28000
SH
SOLE
28000
0
0
GARRETT MOTION INC
COM
366505105
283
50000
SH
SOLE
50000
0
0
GENCOR INDS INC COM
COM
368678108
4289
476037
SH
SOLE
476037
0
0
GENIUS SPORTS LTD
COM
G3934V109
73
20000
SH
SOLE
20000
0
0
GENTHERM INC COM
COM
37253A103
606
12190
SH
SOLE
12190
0
0
GIBRALTER INDUSTRIES INC
COM
374689107
3827
93500
SH
SOLE
93500
0
0
GOLDEN ENTERTAINMENT INC
COM
381013101
4239
121500
SH
SOLE
121500
0
0
GORMAN RUPP CO
COM
383082104
2046
86000
SH
SOLE
86000
0
0
GRAHAM CORP COM
COM
384556106
984
112000
SH
SOLE
112000
0
0
GRAY TELEVISION, INC
COM
389375106
3453
241120
SH
SOLE
241120
0
0
GRAY TELEVISION, INC CL A
COM
389375205
1124
86600
SH
SOLE
86600
0
0
GRIFFON CORP COM
COM
398433102
8792
297840
SH
SOLE
297840
0
0
GYRODYNE LLC COM
COM
403829104
155
16138
SH
SOLE
16138
0
0
HANOVER BANCORP INC/NY
COM
410710206
287
15000
SH
SOLE
15000
0
0
HAWKINS INC COM
COM
420261109
2840
72840
SH
SOLE
72840
0
0
HERC HLDGS INC COM
COM
42704L104
623
6000
SH
SOLE
6000
0
0
HOMESTREET INC COM
COM
43785V102
787
27300
SH
SOLE
27300
0
0
I3 VERTICALS INC COM CL A
COM
46571Y107
2203
110000
SH
SOLE
110000
0
0
IAA SPINCO INC COM
COM
449253103
430
13500
SH
SOLE
13500
0
0
ICC HOLDINGS INC
COM
44931Q104
259
17000
SH
SOLE
17000
0
0
ICF INTL INC COM
COM
44925C103
2156
19780
SH
SOLE
19780
0
0
IMAX CORP COM
COM
45245E113
424
30000
SH
SOLE
30000
0
0
INDUS REALTY TRUST INC
COM
45580R103
10535
201166
SH
SOLE
201166
0
0
INFN 2 1/2 3/1/2027
CORPORATE BONDS
45667GAE3
694
750000
PRN
SOLE
750000
0
0
INFUSYSTEM HLDGS INC COM
COM
45685K102
1398
200000
SH
SOLE
200000
0
0
INGLES MKTS INC CL A
COM
457030104
840
10600
SH
SOLE
10600
0
0
INN 1 1/2 2/15/26
CONVERTIBLE BOND
866082AA8
324
385000
PRN
SOLE
385000
0
0
INNOVATE CORP
COM
45784J105
210
300000
SH
SOLE
300000
0
0
INNOVATIVE SOLUTIONS & SUPPOCO
COM
45769N105
915
106000
SH
SOLE
106000
0
0
INSPIRED ENTMT INC COM
COM
45782N108
3141
355721
SH
SOLE
355721
0
0
INTEGER HOLDINGS CORP
COM
45826H109
1352
21730
SH
SOLE
21730
0
0
INTEVAC INC COM
COM
461148108
1032
222000
SH
SOLE
222000
0
0
INVITAE CORP COM
COM
46185L103
25
10000
SH
SOLE
10000
0
0
IRIDIUM COMMUNICATIONS INC COM
COM
46269C102
333
7500
SH
SOLE
7500
0
0
ISPECIMEN INC COM
COM
45032V108
66
40000
SH
SOLE
40000
0
0
IVC 4 1/4 3/15/26
CONVERTIBLE BOND
461203AQ4
170
365000
PRN
SOLE
365000
0
0
JBLU 0 1/2 4/1/26
CONVERTIBLE BOND
477143AP6
488
680000
PRN
SOLE
680000
0
0
JOHN BEAN TECHNOLOGIES CORP CO
COM
477839104
860
10000
SH
SOLE
10000
0
0
JOHNSON OUTDOORS INC CL A
COM
479167108
257
5000
SH
SOLE
5000
0
0
KAMAN CORP
COM
483548103
3933
140830
SH
SOLE
140830
0
0
KAR AUCTION SVCS INC COM
COM
48238T109
355
31800
SH
SOLE
31800
0
0
KIMBALL ELECTRONICS INC COM
COM
49428J109
607
35400
SH
SOLE
35400
0
0
KIMBALL INTL INC CL B
COM
494274103
1591
253000
SH
SOLE
253000
0
0
KKR & CO INC CL A
COM
48251W104
2688
62500
SH
SOLE
62500
0
0
LA Z BOY CHAIR CO
COM
505336107
745
33000
SH
SOLE
33000
0
0
LANDS END INC NEW COM
COM
51509F105
154
20000
SH
SOLE
20000
0
0
LEE ENTERPRISES INC COM
COM
523768406
343
19500
SH
SOLE
19500
0
0
LEGACY HOUSING CORP COM
COM
52472M101
1384
80700
SH
SOLE
80700
0
0
LEMAITRE VASCULAR INC COM
COM
525558201
279
5500
SH
SOLE
5500
0
0
LENDINGTREE INC DTD 07/15/2 0.
CONVERTIBLE BOND
52603BAD9
178
250000
PRN
SOLE
250000
0
0
LIFETIME BRANDS INC COM
COM
53222Q103
1656
244675
SH
SOLE
244675
0
0
LIMONEIRA CO COM
COM
532746104
2676
203000
SH
SOLE
203000
0
0
LINDSAY CORP
COM
535555106
427
2980
SH
SOLE
2980
0
0
LITE 1/2 12/15/26
CONVERTIBLE BOND
55024UAD1
469
500000
PRN
SOLE
500000
0
0
LLNW 3 1/2 8/1/25
CORPORATE BONDS
53261MAB0
636
700000
PRN
SOLE
700000
0
0
LRN 1 1/8 9/1/27
CONVERTIBLE BOND
86333MAA6
1122
1100000
PRN
SOLE
1100000
0
0
LUV 1 1/4 5/1/25
CONVERTIBLE BOND
844741BG2
1150
1000000
PRN
SOLE
1000000
0
0
MANITOWOC CO INC COM NEW
COM
563571405
167
21500
SH
SOLE
21500
0
0
MARCUS CORP COM
COM
566330106
1007
72500
SH
SOLE
72500
0
0
MARINE PRODS CORP COM
COM
568427108
3384
400000
SH
SOLE
400000
0
0
MARINEMAX INC COM
COM
567908108
387
13000
SH
SOLE
13000
0
0
MATERIALISE NV SPONSORED ADS
COM
57667T100
107
10000
SH
SOLE
10000
0
0
MEDALLION FINANCIAL CORP
COM
583928106
716
102000
SH
SOLE
102000
0
0
MELI 2 8/15/28
CONVERTIBLE BOND
58733RAD4
595
300000
PRN
SOLE
300000
0
0
MESA LABS INC COM
COM
59064R109
662
4700
SH
SOLE
4700
0
0
METHODE ELECTRS INC CL A
COM
591520200
773
20800
SH
SOLE
20800
0
0
MIDDLEBY CORP COM
COM
596278101
2310
18020
SH
SOLE
18020
0
0
MIDDLESEX WTR CO COM
COM
596680108
521
6752
SH
SOLE
6752
0
0
MITEK SYS INC COM NEW
COM
606710200
1255
137000
SH
SOLE
137000
0
0
MODINE MFG CO
COM
607828100
4594
355000
SH
SOLE
355000
0
0
MONEYGRAM INTERNATIONAL INC CO
COM
60935Y208
260
25000
SH
SOLE
25000
0
0
MOTORCAR PTS & ACCESSORS INCCO
COM
620071100
274
18000
SH
SOLE
18000
0
0
MOVADO GROUP INC COM
COM
624580106
1395
49500
SH
SOLE
49500
0
0
MSA SAFETY INC COM
COM
553498106
852
7800
SH
SOLE
7800
0
0
MYERS INDS INC
COM
628464109
12416
753870
SH
SOLE
753870
0
0
MYR GROUP INC DEL COM
COM
55405W104
1923
22700
SH
SOLE
22700
0
0
NAPCO SEC SYS INC COM
COM
630402105
872
30000
SH
SOLE
30000
0
0
NATHANS FAMOUS INC NEW COM
COM
632347100
14022
220234
SH
SOLE
220234
0
0
NATURAL GROCERS BY VITAMIN CCO
COM
63888U108
173
16000
SH
SOLE
16000
0
0
NAUTILUS INC
COM
63910B102
17
10500
SH
SOLE
10500
0
0
NAVIGATOR HOLDINGS LTD SHS
COM
Y62132108
1151
100530
SH
SOLE
100530
0
0
NCLH 5 3/8 8/1/25
CORPORATE BONDS
62886HAX9
249
250000
PRN
SOLE
250000
0
0
NEOGEN CORP COM
COM
640491106
2962
212000
SH
SOLE
212000
0
0
NEOGENOMICS INC COM NEW
COM
64049M209
521
60500
SH
SOLE
60500
0
0
NEURONETICS INC COM
COM
64131A105
184
58000
SH
SOLE
58000
0
0
NICE 0 9/15/25
CONVERTIBLE BOND
653656AB4
632
680000
PRN
SOLE
680000
0
0
NICE 1 1/4 1/15/24
CONVERTIBLE BOND
65366HAB9
463
205000
PRN
SOLE
205000
0
0
OCEANFIRST FINL CORP COM
COM
675234108
361
19390
SH
SOLE
19390
0
0
OIL DRI CORP AMER COM
COM
677864100
654
27020
SH
SOLE
27020
0
0
OMNICELL INC COM
COM
68213N109
566
6500
SH
SOLE
6500
0
0
OPKO HEALTH INC COM
COM
68375N103
397
210000
SH
SOLE
210000
0
0
OPTION CARE HEALTH INC
COM
68404L201
661
21000
SH
SOLE
21000
0
0
ORTHOFIX MED INC COM
COM
68752M108
1198
62700
SH
SOLE
62700
0
0
OTONOMO TECHNOLOGIES LTD ORDIN
COM
M7571L103
18
45000
SH
SOLE
45000
0
0
PACIFIC PREMIER BANCORP COM
COM
69478X105
341
11000
SH
SOLE
11000
0
0
PAR 2 7/8 4/15/26
CONVERTIBLE BOND
698884AC7
988
1000000
PRN
SOLE
1000000
0
0
PARATEK PHARMACEUTICALS INC CO
COM
699374302
113
44000
SH
SOLE
44000
0
0
PARK AEROSPACE CORP
COM
70014A104
712
64500
SH
SOLE
64500
0
0
PARK OHIO HLDGS CORP COM
COM
700666100
2245
198500
SH
SOLE
198500
0
0
PEB 1 3/4 12/15/26
CONVERTIBLE BOND
70509VAA8
176
200000
PRN
SOLE
200000
0
0
PETQ 4 6/1/26
CORPORATE BONDS
71639TAB2
402
490000
PRN
SOLE
490000
0
0
PFSWEB INC COM NEW
COM
717098206
2433
261000
SH
SOLE
261000
0
0
PINEAPPLE ENERGY INC
COM
72303P107
33
38000
SH
SOLE
38000
0
0
PLAYAGS INC COM
COM
72814N104
1230
232000
SH
SOLE
232000
0
0
PLAYSTUDIOS INC
COM
72815G108
109
30000
SH
SOLE
30000
0
0
PODD 3/8 9/1/26 144A
CONVERTIBLE BOND
45784PAK7
1181
1000000
PRN
SOLE
1000000
0
0
POST HOLDINGS PARTNERING COR
COM
737465203
2770
285000
SH
SOLE
285000
0
0
PRIMIS FINANCIAL CORP COM
COM
74167B109
388
32000
SH
SOLE
32000
0
0
PRIMO WATER CORP
COM
74167P108
188
15000
SH
SOLE
15000
0
0
PRO 2 1/4 9/15/27
CONVERTIBLE BOND
74346YAG8
409
465000
PRN
SOLE
465000
0
0
PROGRESS SOFTWARE CORP 1.000
CONVERTIBLE BOND
743312AB6
807
860000
PRN
SOLE
860000
0
0
PRTK 4 3/4 5/1/24
CONVERTIBLE BOND
699374AB0
354
400000
PRN
SOLE
400000
0
0
PZENA INVESTMENT MGMT INC CLAS
COM
74731Q103
1232
130000
SH
SOLE
130000
0
0
READING INTERNATIONAL INC CL B
COM
755408200
1391
74400
SH
SOLE
74400
0
0
READING INTL INC CL A
COM
755408101
935
284269
SH
SOLE
284269
0
0
RENASANT CORP COM
COM
07597E111
1053
33651
SH
SOLE
33651
0
0
RGC RES INC COM
COM
74955L103
1133
53810
SH
SOLE
53810
0
0
RPC INC. COMMON
COM
749660106
416
60000
SH
SOLE
60000
0
0
RUSH ENTERPRISES INC CL A
COM
781846209
1696
38660
SH
SOLE
38660
0
0
RUSH ENTERPRISES INC CL B
COM
781846308
4168
87000
SH
SOLE
87000
0
0
RUSH STREET INTERACTIVE INC CO
COM
782011100
74
20000
SH
SOLE
20000
0
0
SANDY SPRING BANCORP INC COM
COM
800363103
934
26500
SH
SOLE
26500
0
0
SCHMITT INDS INC ORE COM NEW
COM
806870200
1228
593000
SH
SOLE
593000
0
0
SCRIPPS E W CO OHIO CL A
COM
811054402
3853
341900
SH
SOLE
341900
0
0
SILVERCREST ASSET MGMT GROUPCL
COM
828359109
1153
70500
SH
SOLE
70500
0
0
SINCLAIR BROADCAST GROUP INCCL
COM
829226109
579
32000
SH
SOLE
32000
0
0
SJW GROUP
COM
784305104
3589
62304
SH
SOLE
62304
0
0
SKYLINE CHAMPION CORPORATION
COM
830830105
3886
73500
SH
SOLE
73500
0
0
SOUTH ST CORP COM
COM
840441109
5874
74240
SH
SOLE
74240
0
0
SOUTHERN FIRST BANCSHARES INCO
COM
842873101
3125
75010
SH
SOLE
75010
0
0
SPORTSMANS WHSE HLDGS INC COM
COM
84920Y106
208
25000
SH
SOLE
25000
0
0
SRPT 1.250 09/15/27
CONVERTIBLE BOND
803607AC4
263
255000
PRN
SOLE
255000
0
0
STANDARD MTR PRODS INC CLASS A
COM
853666105
1561
48028
SH
SOLE
48028
0
0
STANDEX INTL CORP
COM
854231107
1208
14800
SH
SOLE
14800
0
0
STARRETT L S CO CL A
COM
855668109
596
67500
SH
SOLE
67500
0
0
STEEL PARTNERS HLDGS L P
COM
85814R107
3847
92700
SH
SOLE
92700
0
0
STERIS PLC
COM
G8473T100
216
1300
SH
SOLE
1300
0
0
STONERIDGE INC
COM
86183P102
1865
110000
SH
SOLE
110000
0
0
SURMODICS INC COM
COM
868873100
1520
50000
SH
SOLE
50000
0
0
S&W SEED CO COM
COM
785135104
299
410000
SH
SOLE
410000
0
0
TEAM INC COM
COM
878155100
42
40000
SH
SOLE
40000
0
0
TEJON RANCH CO DEL COM
COM
879080109
1411
98000
SH
SOLE
98000
0
0
TENNANT CO
COM
880345103
1281
22650
SH
SOLE
22650
0
0
TERRITORIAL BANCORP INC COM
COM
88145X108
556
30000
SH
SOLE
30000
0
0
TITAN INTL INC ILL COM
COM
88830M102
249
20500
SH
SOLE
20500
0
0
TITAN MACHY INC COM
COM
88830R101
3928
139000
SH
SOLE
139000
0
0
TOWNSQUARE MEDIA INC CL A
COM
892231101
1089
150000
SH
SOLE
150000
0
0
TRANSACT TECHNOLOGIES INC COM
COM
892918103
120
33000
SH
SOLE
33000
0
0
TRAVELCENTERS OF AMERICA INCCO
COM
89421B109
647
12000
SH
SOLE
12000
0
0
TREDEGAR INDS INC
COM
894650100
2530
268000
SH
SOLE
268000
0
0
TRINITY PL HLDGS INC COM
COM
89656D101
388
440000
SH
SOLE
440000
0
0
TRUSTCO BK CORP N Y COM NEW
COM
898349204
315
10010
SH
SOLE
10010
0
0
TWIN DISC INC COM
COM
901476101
1290
112500
SH
SOLE
112500
0
0
TWOU 2 1/4 5/1/25
CONVERTIBLE BOND
90214JAB7
751
1100000
PRN
SOLE
1100000
0
0
TYLER TECHNOLOGIES INC COM
COM
902252105
348
1000
SH
SOLE
1000
0
0
ULTRA CLEAN HLDGS INC COM
COM
90385V107
2395
93000
SH
SOLE
93000
0
0
ULTRALIFE BATTERIES INC COM
COM
903899102
823
171000
SH
SOLE
171000
0
0
UNITED BANKSHARES INC WEST VCO
COM
909907107
311
8701
SH
SOLE
8701
0
0
UNITED GUARDIAN INC COM
COM
910571108
801
70511
SH
SOLE
70511
0
0
UNIVERSAL TECHNICAL INST INCCO
COM
913915104
517
95000
SH
SOLE
95000
0
0
UPSTART HLDGS IND 0.25 08/15/
CORPORATE BONDS
91680MAB3
424
750000
PRN
SOLE
750000
0
0
VALLEY NATL BANCORP COM
COM
919794107
552
51152
SH
SOLE
51152
0
0
VALUE LINE INC
COM
920437100
1396
31800
SH
SOLE
31800
0
0
VERINT SYS INC 0.250 04/15/26
CORPORATE BONDS
92343XAC4
767
925000
PRN
SOLE
925000
0
0
VIAD CORP COM NEW
COM
92552R406
1679
53160
SH
SOLE
53160
0
0
VILLAGE SUPER MKT INC CL A NEW
COM
927107409
2477
128167
SH
SOLE
128167
0
0
VISHAY PRECISION GROUP INC COM
COM
92835K103
2071
70000
SH
SOLE
70000
0
0
VRNS 1 1/4 8/15/25
CONVERTIBLE BOND
922280AB8
406
365000
PRN
SOLE
365000
0
0
WABASH NATL CORP COM
COM
929566107
996
64000
SH
SOLE
64000
0
0
WASHINGTON TR BANCORP COM
COM
940610108
2040
43900
SH
SOLE
43900
0
0
WATERSTONE FINL INC MD COM
COM
94188P101
1209
74800
SH
SOLE
74800
0
0
WEBSTER FINL CORP WATERBURY CO
COM
947890109
1898
42002
SH
SOLE
42002
0
0
WESTERN NEW ENGLAND BANCORP
COM
958892101
688
84580
SH
SOLE
84580
0
0
WILLAMETTE VY VINEYARD INC COM
COM
969136100
142
23000
SH
SOLE
23000
0
0
WILLDAN GROUP INC COM
COM
96924N100
1392
94000
SH
SOLE
94000
0
0
WILLIAMS INDL SVCS GROUP INC C
COM
96951A104
19
13000
SH
SOLE
13000
0
0
WINNEBAGO INDS INC COM
COM
974637100
2059
38700
SH
SOLE
38700
0
0
WK 1 1/8 8/15/26
CONVERTIBLE BOND
98139AAB1
697
600000
PRN
SOLE
600000
0
0
WORLD WRESTLING ENTERTAINMENT
COM
98156Q108
1789
25500
SH
SOLE
25500
0
0
YORK WTR CO COM
COM
987184108
1653
43007
SH
SOLE
43007
0
0
ZS 1/8 7/1/25
CONVERTIBLE BOND
98980GAB8
867
675000
PRN
SOLE
675000
0
0