0001567619-21-010236.txt : 20210514
0001567619-21-010236.hdr.sgml : 20210514
20210514170746
ACCESSION NUMBER: 0001567619-21-010236
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210514
DATE AS OF CHANGE: 20210514
EFFECTIVENESS DATE: 20210514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Teton Advisors, Inc.
CENTRAL INDEX KEY: 0001444874
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 134008049
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13534
FILM NUMBER: 21925852
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: (914) 457-1070
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
13F-HR
1
primary_doc.xml
13F-HR
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true
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0001444874
XXXXXXXX
03-31-2021
03-31-2021
Teton Advisors, Inc.
ONE CORPORATE CENTER
RYE
NY
10580
13F HOLDINGS REPORT
028-13534
N
David Goldman
Counsel
914-921-7793
/s/ David Goldman
Rye
NY
04-20-2021
0
384
704386
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EXELIXIS INC COM
COM
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FORMFACTOR INC COM
COM
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FOSTER L B CO COM
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FREQUENCY ELECTRS INC COM
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FRP HLDGS INC COM
COM
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FS BANCORP INC COM
COM
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FTI CONSULTING INC COM
COM
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GENCOR INDS INC COM
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COM
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COM
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GRANITE CONSTR INC COM
COM
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GREENBRIER COS INC
COM
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GRIFFON CORP COM
COM
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GTY GOVTECH INC
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GYRODYNE LLC COM
COM
403829104
217
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HAIN CELESTIAL GROUP INC
COM
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427
9800
SH
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HALLMARK FINL SVCS INC ECCOM N
COM
40624Q203
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0
0
HANESBRANDS INC COM
COM
410345102
370
18800
SH
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18800
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HAWKINS INC COM
COM
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SH
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72840
0
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HC2 HLDGS INC COM
COM
404139107
1103
280000
SH
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280000
0
0
HEIDRICK & STRUGGLES INTL INCO
COM
422819102
354
9900
SH
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HEMISPHERE MEDIA GROUP INC CL
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COM
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COM
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CONVERTIBLE BOND
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SOLE
6000
0
0
HUTTIG BLDG PRODS INC COM
COM
448451104
1530
418000
SH
SOLE
418000
0
0
I3 VERTICALS INC COM CL A
COM
46571Y107
3237
104000
SH
SOLE
104000
0
0
IAA SPINCO INC COM
COM
449253103
783
14200
SH
SOLE
14200
0
0
ICC HOLDINGS INC
COM
44931Q104
251
17000
SH
SOLE
17000
0
0
ICF INTL INC COM
COM
44925C103
2036
23300
SH
SOLE
23300
0
0
ICU MEDICAL INC
COM
44930G107
366
1780
SH
SOLE
1780
0
0
IMAX CORP COM
COM
45245E109
603
30000
SH
SOLE
30000
0
0
INDUS REALTY TRUST INC
COM
45580R103
15118
251290
SH
SOLE
251290
0
0
INFINERA CORPORATION COM
COM
45667G103
963
100000
SH
SOLE
100000
0
0
INFN 2 1/2 3/1/2027
CORPORATE BONDS
45667GAE3
1097
750000
PRN
SOLE
750000
0
0
INFUSYSTEM HLDGS INC COM
COM
45685K102
3563
175000
SH
SOLE
175000
0
0
INGLES MKTS INC CL A
COM
457030104
4269
69240
SH
SOLE
69240
0
0
INN 1 1/2 2/15/26
CONVERTIBLE BOND
866082AA8
425
385000
PRN
SOLE
385000
0
0
INNOVATIVE SOLUTIONS & SUPPOCO
COM
45769N105
670
106000
SH
SOLE
106000
0
0
INSPIRED ENTMT INC COM
COM
45782N108
3281
353221
SH
SOLE
353221
0
0
INTEGER HOLDINGS CORP
COM
45826H109
2118
23000
SH
SOLE
23000
0
0
INTERSECT ENT INC COM
COM
46071F103
376
18000
SH
SOLE
18000
0
0
INTEVAC INC COM
COM
461148108
1108
155030
SH
SOLE
155030
0
0
INTRICON CORP COM
COM
46121H109
4914
191665
SH
SOLE
191665
0
0
INVESTORS BANCORP INC
COM
46146L101
716
48750
SH
SOLE
48750
0
0
INVITAE CORP COM
COM
46185L103
535
14000
SH
SOLE
14000
0
0
IRIDIUM COMMUNICATIONS INC COM
COM
46269C102
557
13500
SH
SOLE
13500
0
0
IVC 4 1/2 6/1/22
CONVERTIBLE BOND
461203AH4
375
400000
PRN
SOLE
400000
0
0
J & J SNACK FOODS CORP
COM
466032109
236
1500
SH
SOLE
1500
0
0
JOHN BEAN TECHNOLOGIES CORP CO
COM
477839104
2733
20500
SH
SOLE
20500
0
0
JOHNSON OUTDOORS INC CL A
COM
479167108
714
5000
SH
SOLE
5000
0
0
KAMAN CORP
COM
483548103
7191
140200
SH
SOLE
140200
0
0
KAMN 3 1/4 5/1/24
CONVERTIBLE BOND
483548AF0
324
300000
PRN
SOLE
300000
0
0
KAR AUCTION SVCS INC COM
COM
48238T109
1104
73600
SH
SOLE
73600
0
0
KENNAMETAL INC COM
COM
489170100
380
9500
SH
SOLE
9500
0
0
KIMBALL ELECTRONICS INC COM
COM
49428J109
980
38000
SH
SOLE
38000
0
0
KIMBALL INTL INC CL B
COM
494274103
1862
133000
SH
SOLE
133000
0
0
KINDRED BIOSCIENCES INC COM
COM
494577109
129
26000
SH
SOLE
26000
0
0
KKR & CO INC CL A
COM
48251W104
3273
67000
SH
SOLE
67000
0
0
LA Z BOY CHAIR CO
COM
505336107
1402
33000
SH
SOLE
33000
0
0
LANDS END INC NEW COM
COM
51509F105
223
9000
SH
SOLE
9000
0
0
LAWSON PRODS INC COM
COM
520776105
11691
225439
SH
SOLE
225439
0
0
LEGACY HOUSING CORP COM
COM
52472M101
1200
67700
SH
SOLE
67700
0
0
LEMAITRE VASCULAR INC COM
COM
525558201
268
5500
SH
SOLE
5500
0
0
LENDING TREE INC.
COM
52603B107
1035
4860
SH
SOLE
4860
0
0
LIFETIME BRANDS INC COM
COM
53222Q103
3528
240175
SH
SOLE
240175
0
0
LIMELIGHT NETWORKS INC COM
COM
53261M104
214
60000
SH
SOLE
60000
0
0
LIMONEIRA CO COM
COM
532746104
4078
233000
SH
SOLE
233000
0
0
LINDSAY CORP
COM
535555106
830
4980
SH
SOLE
4980
0
0
LITE 1/2 12/15/26
CONVERTIBLE BOND
55024UAD1
581
500000
PRN
SOLE
500000
0
0
LPSN 3/4 3/1/24
CONVERTIBLE BOND
538146AB7
1064
690000
PRN
SOLE
690000
0
0
LUV 1 1/4 5/1/25
CONVERTIBLE BOND
844741BG2
1718
1000000
PRN
SOLE
1000000
0
0
LUXFER HOLDINGS PLC SHS
COM
G5698W116
209
9800
SH
SOLE
9800
0
0
LYDALL INC COM
COM
550819106
1046
31000
SH
SOLE
31000
0
0
MAGNOLIA OIL & GAS CORP CL A
COM
559663109
375
32700
SH
SOLE
32700
0
0
MARCUS CORP COM
COM
566330106
1479
74000
SH
SOLE
74000
0
0
MARINE PRODS CORP COM
COM
568427108
6589
405000
SH
SOLE
405000
0
0
MARINEMAX INC COM
COM
567908108
2221
45000
SH
SOLE
45000
0
0
MARVELL TECHNOLOGY GRP LTD
COM
G5876H105
598
12200
SH
SOLE
12200
0
0
MATADOR RES CO COM
COM
576485205
204
8700
SH
SOLE
8700
0
0
MATERIALISE NV SPONSORED ADS
COM
57667T100
360
10000
SH
SOLE
10000
0
0
MCGRATH RENTCORP COM
COM
580589109
581
7200
SH
SOLE
7200
0
0
MDC PARTNERS INC-A
COM
552697104
112
36000
SH
SOLE
36000
0
0
MEDALLION FINANCIAL CORP
COM
583928106
776
110000
SH
SOLE
110000
0
0
MELI 2 8/15/28
CONVERTIBLE BOND
58733RAD4
1333
400000
PRN
SOLE
400000
0
0
MERCURY GEN CORP NEW COM
COM
589400100
286
4700
SH
SOLE
4700
0
0
MEREDITH CORP
COM
589433101
265
8900
SH
SOLE
8900
0
0
MERIDIAN BIOSCIENCE INC COM
COM
589584101
617
23500
SH
SOLE
23500
0
0
MESA LABS INC COM
COM
59064R109
1583
6500
SH
SOLE
6500
0
0
METHODE ELECTRS INC CL A
COM
591520200
873
20800
SH
SOLE
20800
0
0
MIDDLEBY CORP COM
COM
596278101
3484
21020
SH
SOLE
21020
0
0
MIDDLESEX WTR CO COM
COM
596680108
1891
23933
SH
SOLE
23933
0
0
MINERALS TECHNOLOGIES INC
COM
603158106
467
6200
SH
SOLE
6200
0
0
MITEK SYS INC COM NEW
COM
606710200
1997
137000
SH
SOLE
137000
0
0
MODINE MFG CO
COM
607828100
3693
250000
SH
SOLE
250000
0
0
MONARCH CASINO & RESORT INC CO
COM
609027107
364
6000
SH
SOLE
6000
0
0
MONEYGRAM INTERNATIONAL INC CO
COM
60935Y208
933
142000
SH
SOLE
142000
0
0
MOTORCAR PTS & ACCESSORS INCCO
COM
620071100
405
18000
SH
SOLE
18000
0
0
MOVADO GROUP INC COM
COM
624580106
2390
84000
SH
SOLE
84000
0
0
MSA SAFETY INC COM
COM
553498106
1200
8000
SH
SOLE
8000
0
0
MUELLER WATER PRODUCTS INC
COM
624758108
801
57700
SH
SOLE
57700
0
0
MYERS INDS INC
COM
628464109
15153
766870
SH
SOLE
766870
0
0
MYR GROUP INC DEL COM
COM
55405W104
4716
65800
SH
SOLE
65800
0
0
NAPCO SEC SYS INC COM
COM
630402105
1045
30000
SH
SOLE
30000
0
0
NATHANS FAMOUS INC NEW COM
COM
632347100
13642
216234
SH
SOLE
216234
0
0
NATUS MEDICAL INC DEL COM
COM
639050103
571
22300
SH
SOLE
22300
0
0
NAVIGATOR HOLDINGS LTD SHS
COM
Y62132108
668
75000
SH
SOLE
75000
0
0
NAVISTAR INTL CORP COM
COM
63934E108
220
5000
SH
SOLE
5000
0
0
NBIX 2 1/4 5/15/24
CONVERTIBLE BOND
64125CAD1
456
337000
PRN
SOLE
337000
0
0
NEE 4.872 9/1/22 CV PFD
CONVERTIBLE PREF
65339F796
576
10000
SH
SOLE
10000
0
0
NEE 5.279 3/1/23
CONVERTIBLE PREF
65339F770
458
9200
SH
SOLE
9200
0
0
NEE 6.219 9/1/23
CONVERTIBLE PREF
65339F739
479
9645
SH
SOLE
9645
0
0
NEOGEN CORP COM
COM
640491106
9467
106500
SH
SOLE
106500
0
0
NEOGENOMICS INC COM NEW
COM
64049M209
2966
61500
SH
SOLE
61500
0
0
NETSCOUT SYS INC COM
COM
64115T104
1245
44200
SH
SOLE
44200
0
0
NEURONETICS INC COM
COM
64131A105
252
20400
SH
SOLE
20400
0
0
NEW SR INVT GROUP INC COM
COM
648691103
174
28000
SH
SOLE
28000
0
0
NEW YORK CMNTY CAP TR V CV PFD
CONVERTIBLE PREF
64944P307
298
6000
SH
SOLE
6000
0
0
NICE 1 1/4 1/15/24
CONVERTIBLE BOND
65366HAB9
536
205000
PRN
SOLE
205000
0
0
OCEANEERING INTL INC COM
COM
675232102
330
28900
SH
SOLE
28900
0
0
OCEANFIRST FINL CORP COM
COM
675234108
1138
47540
SH
SOLE
47540
0
0
OFG BANCORP
COM
67103X102
202
8950
SH
SOLE
8950
0
0
OIL DRI CORP AMER COM
COM
677864100
1181
34300
SH
SOLE
34300
0
0
OLD NATL BANCORP IND COM
COM
680033107
211
10900
SH
SOLE
10900
0
0
OMNICELL INC COM
COM
68213N109
4201
32350
SH
SOLE
32350
0
0
ONTO INNOVATION INC COM
COM
683344105
1735
26400
SH
SOLE
26400
0
0
OPKO HEALTH INC COM
COM
68375N103
944
220000
SH
SOLE
220000
0
0
OPTION CARE HEALTH INC
COM
68404L201
444
25002
SH
SOLE
25002
0
0
ORBCOMM INC COM
COM
68555P100
2899
380000
SH
SOLE
380000
0
0
ORTHOFIX MED INC COM
COM
68752M108
2718
62700
SH
SOLE
62700
0
0
OXFORD INDS INC COM
COM
691497309
848
9700
SH
SOLE
9700
0
0
PACIFIC PREMIER BANCORP COM
COM
69478X105
478
11000
SH
SOLE
11000
0
0
PAR 2 7/8 4/15/26
CONVERTIBLE BOND
698884AC7
1720
1000000
PRN
SOLE
1000000
0
0
PARATEK PHARMACEUTICALS INC CO
COM
699374302
134
19000
SH
SOLE
19000
0
0
PARK AEROSPACE CORP
COM
70014A104
886
67000
SH
SOLE
67000
0
0
PARK OHIO HLDGS CORP COM
COM
700666100
5416
172000
SH
SOLE
172000
0
0
PATTERSON COMPANIES INC
COM
703395103
1131
35400
SH
SOLE
35400
0
0
PATTERSON-UTI ENERGY INC COM
COM
703481101
823
115400
SH
SOLE
115400
0
0
PEOPLES UNITED FINANCIAL INCCO
COM
712704105
990
55332
SH
SOLE
55332
0
0
PFPT 1/4 8/15/24
CORPORATE BONDS
743424AF0
1063
1000000
PRN
SOLE
1000000
0
0
PFSWEB INC COM NEW
COM
717098206
1431
212000
SH
SOLE
212000
0
0
PI 2 12/15/26
CONVERTIBLE BOND
453204AA7
897
500000
PRN
SOLE
500000
0
0
PLANTRONICS
COM
727493108
467
12000
SH
SOLE
12000
0
0
PLAYAGS INC COM
COM
72814N104
865
107000
SH
SOLE
107000
0
0
PODD 3/8 9/1/26 144A
CONVERTIBLE BOND
45784PAK7
1324
1000000
PRN
SOLE
1000000
0
0
POWELL INDS INC COM
COM
739128106
1302
38450
SH
SOLE
38450
0
0
PRIMIS FINANCIAL CORP COM
COM
74167B109
465
32000
SH
SOLE
32000
0
0
PRIMO WATER CORP
COM
74167P108
323
19894
SH
SOLE
19894
0
0
PRO 1 5/15/24
CONVERTIBLE BOND
74346YAH6
249
250000
PRN
SOLE
250000
0
0
PROGRESS SOFTWARE CORP COM
COM
743312100
718
16300
SH
SOLE
16300
0
0
PRTK 4 3/4 5/1/24
CONVERTIBLE BOND
699374AB0
358
400000
PRN
SOLE
400000
0
0
PZENA INVESTMENT MGMT INC CLAS
COM
74731Q103
1527
145000
SH
SOLE
145000
0
0
QTWO 3/4 6/1/26
CONVERTIBLE BOND
74736LAD1
974
750000
PRN
SOLE
750000
0
0
QUIDEL CORP COM
COM
74838J101
320
2500
SH
SOLE
2500
0
0
RAVEN INDS INC COM
COM
754212108
961
25080
SH
SOLE
25080
0
0
READING INTERNATIONAL INC CL B
COM
755408200
1476
73770
SH
SOLE
73770
0
0
READING INTL INC CL A
COM
755408101
1594
287269
SH
SOLE
287269
0
0
RENASANT CORP COM
COM
75970E107
1392
33651
SH
SOLE
33651
0
0
RGC RES INC COM
COM
74955L103
1205
54310
SH
SOLE
54310
0
0
RNG 0 3/1/25
CONVERTIBLE BOND
76680RAF4
985
900000
PRN
SOLE
900000
0
0
RPC INC. COMMON
COM
749660106
329
61000
SH
SOLE
61000
0
0
RTRX 2 1/2 9/15/25
CONVERTIBLE BOND
761299AB2
356
350000
PRN
SOLE
350000
0
0
RUSH ENTERPRISES INC CL A
COM
781846209
2998
60157
SH
SOLE
60157
0
0
RUSH ENTERPRISES INC CL B
COM
781846308
5050
112007
SH
SOLE
112007
0
0
RUSH STREET INTERACTIVE INC CO
COM
782011100
368
22500
SH
SOLE
22500
0
0
SANDY SPRING BANCORP INC COM
COM
800363103
1173
27000
SH
SOLE
27000
0
0
SANFILIPPO JOHN B & SON INC CO
COM
800422107
767
8490
SH
SOLE
8490
0
0
SCHMITT INDS INC ORE COM NEW
COM
806870200
3487
593000
SH
SOLE
593000
0
0
SCRIPPS E W CO OHIO CL A
COM
811054402
7064
366600
SH
SOLE
366600
0
0
SHENANDOAH TELECOMMUNICATIONCD
COM
82312B106
708
14500
SH
SOLE
14500
0
0
SHOP 1/8 11/1/25
CONVERTIBLE BOND
82509LAA5
278
245000
PRN
SOLE
245000
0
0
SILVERCREST ASSET MGMT GROUPCL
COM
828359109
1064
74000
SH
SOLE
74000
0
0
SIMMONS 1ST NATL CORP CL A $1
COM
828730200
200
6750
SH
SOLE
6750
0
0
SINCLAIR BROADCAST GROUP INCCL
COM
829226109
936
32000
SH
SOLE
32000
0
0
SJW GROUP
COM
784305104
3925
62304
SH
SOLE
62304
0
0
SKYLINE CHAMPION CORPORATION
COM
830830105
4277
94500
SH
SOLE
94500
0
0
SOFTWARE ACQUISITN GRUP INC UN
UNITS
83407F200
154
14000
SH
SOLE
14000
0
0
SONIC AUTOMOTIVE INC CL A
COM
83545G102
1091
22000
SH
SOLE
22000
0
0
SOUTH ST CORP COM
COM
840441109
1250
15921
SH
SOLE
15921
0
0
SOUTHERN FIRST BANCSHARES INCO
COM
842873101
2062
43980
SH
SOLE
43980
0
0
SPLK 1 1/8 9/15/25
CONVERTIBLE BOND
848637AD6
769
650000
PRN
SOLE
650000
0
0
STANDARD MTR PRODS INC CLASS A
COM
853666105
1976
47528
SH
SOLE
47528
0
0
STANDEX INTL CORP
COM
854231107
1434
15000
SH
SOLE
15000
0
0
STARRETT L S CO CL A
COM
855668109
409
63400
SH
SOLE
63400
0
0
STEEL PARTNERS HLDGS L P
COM
85814R107
1057
76900
SH
SOLE
76900
0
0
STEELCASE INC CL A
COM
858155203
701
48700
SH
SOLE
48700
0
0
STERLING BANCORP/DE
COM
85917A100
3199
138949
SH
SOLE
138949
0
0
STIFEL FINL CORP COM
COM
860630102
625
9750
SH
SOLE
9750
0
0
STONERIDGE INC
COM
86183P102
3690
116000
SH
SOLE
116000
0
0
STRATTEC SECURITY CORP.
COM
863111100
4857
103560
SH
SOLE
103560
0
0
SUPERNUS PHARMACEUTICALS INCCO
COM
868459108
288
11000
SH
SOLE
11000
0
0
SUPN 5/8 4/1/23
CONVERTIBLE BOND
868459AD0
684
708000
PRN
SOLE
708000
0
0
SURGALIGN HOLDINGS INC COM
COM
86882C105
76
35000
SH
SOLE
35000
0
0
SURMODICS INC COM
COM
868873100
3532
63000
SH
SOLE
63000
0
0
S&W SEED CO COM
COM
785135104
1711
470000
SH
SOLE
470000
0
0
TEAM INC COM
COM
878155100
709
61500
SH
SOLE
61500
0
0
TEJON RANCH CO DEL COM
COM
879080109
1641
98000
SH
SOLE
98000
0
0
TENNANT CO
COM
880345103
1810
22650
SH
SOLE
22650
0
0
TERADATA CORP DEL COM
COM
88076W103
266
6900
SH
SOLE
6900
0
0
TEXTAINER GROUP HOLDINGS LTDSH
COM
G8766E109
370
12900
SH
SOLE
12900
0
0
TITAN INTL INC ILL COM
COM
88830M102
190
20500
SH
SOLE
20500
0
0
TITAN MACHY INC COM
COM
88830R101
4490
176065
SH
SOLE
176065
0
0
TOWNSQUARE MEDIA INC CL A
COM
892231101
1610
150000
SH
SOLE
150000
0
0
TRANSACT TECHNOLOGIES INC COM
COM
892918103
359
33000
SH
SOLE
33000
0
0
TREDEGAR INDS INC
COM
894650100
5103
340000
SH
SOLE
340000
0
0
TRHC 1 3/4 2/15/26
CORPORATE BONDS
873379AA9
770
770000
PRN
SOLE
770000
0
0
TRINITY PL HLDGS INC COM
COM
89656D101
1097
525000
SH
SOLE
525000
0
0
TRUSTCO BK CORP N Y COM
COM
898349105
532
72250
SH
SOLE
72250
0
0
TTM TECHNOLOGIES INC COM
COM
87305R109
712
49100
SH
SOLE
49100
0
0
TUPPERWARE CORP COM
COM
899896104
370
14000
SH
SOLE
14000
0
0
TWIN DISC INC COM
COM
901476101
1587
166000
SH
SOLE
166000
0
0
TYLER TECHNOLOGIES INC COM
COM
902252105
425
1000
SH
SOLE
1000
0
0
ULTRA CLEAN HLDGS INC COM
COM
90385V107
7324
126190
SH
SOLE
126190
0
0
ULTRALIFE BATTERIES INC COM
COM
903899102
1499
181000
SH
SOLE
181000
0
0
UMPQUA HLDGS CORP COM
COM
904214103
334
19050
SH
SOLE
19050
0
0
UNITED BANKSHARES INC WEST VCO
COM
909907107
336
8701
SH
SOLE
8701
0
0
UNITED GUARDIAN INC COM
COM
910571108
1068
70511
SH
SOLE
70511
0
0
UNIVERSAL TECHNICAL INST INCCO
COM
913915104
555
95000
SH
SOLE
95000
0
0
VALLEY NATL BANCORP COM
COM
919794107
1569
114172
SH
SOLE
114172
0
0
VALUE LINE INC
COM
920437100
925
32800
SH
SOLE
32800
0
0
VCRA 1 1/2 5/15/23
CONVERTIBLE BOND
92857FAB3
685
500000
PRN
SOLE
500000
0
0
VERITEX HLDGS INC COM
COM
923451108
1201
36700
SH
SOLE
36700
0
0
VIAD CORP COM NEW
COM
92552R406
2219
53160
SH
SOLE
53160
0
0
VILLAGE SUPER MKT INC CL A NEW
COM
927107409
2774
117674
SH
SOLE
117674
0
0
VISHAY PRECISION GROUP INC COM
COM
92835K103
2126
69000
SH
SOLE
69000
0
0
WABASH NATL CORP COM
COM
929566107
1222
65000
SH
SOLE
65000
0
0
WASHINGTON FED INC
COM
938824109
431
14000
SH
SOLE
14000
0
0
WASHINGTON TR BANCORP COM
COM
940610108
2762
53500
SH
SOLE
53500
0
0
WATERSTONE FINL INC MD COM
COM
94188P101
1527
74800
SH
SOLE
74800
0
0
WESTERN NEW ENGLAND BANCORP
COM
958892101
668
79260
SH
SOLE
79260
0
0
WILLAMETTE VY VINEYARD INC COM
COM
969136100
208
23000
SH
SOLE
23000
0
0
WILLDAN GROUP INC COM
COM
96924N100
4235
103169
SH
SOLE
103169
0
0
WILLIAMS INDL SVCS GROUP INC C
COM
96951A104
49
14000
SH
SOLE
14000
0
0
WINNEBAGO INDS INC COM
COM
974637100
3820
49800
SH
SOLE
49800
0
0
WK 1 1/8 8/15/26
CONVERTIBLE BOND
98139AAB1
1321
1000000
PRN
SOLE
1000000
0
0
WORLD WRESTLING ENTERTAINMENT
COM
98156Q108
1628
30000
SH
SOLE
30000
0
0
YORK WTR CO COM
COM
987184108
2155
44007
SH
SOLE
44007
0
0