0001567619-18-000426.txt : 20180810
0001567619-18-000426.hdr.sgml : 20180810
20180810171049
ACCESSION NUMBER: 0001567619-18-000426
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180810
DATE AS OF CHANGE: 20180810
EFFECTIVENESS DATE: 20180810
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Teton Advisors, Inc.
CENTRAL INDEX KEY: 0001444874
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 134008049
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13534
FILM NUMBER: 181009661
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: (914) 457-1070
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001444874
XXXXXXXX
06-30-2018
06-30-2018
Teton Advisors, Inc.
ONE CORPORATE CENTER
RYE
NY
10580
13F HOLDINGS REPORT
028-13534
N
David Goldman
Counsel
914-921-7793
/s/ David Goldman
Rye
NY
07-30-2018
0
465
1124287
false
INFORMATION TABLE
2
form13fInfoTable.xml
1 800 FLOWERS COM INC CL A
COM
68243Q106
6574
523846
SH
SOLE
523846
0
0
A H BELO CORP COM CL A
COM
001282102
517
110001
SH
SOLE
110001
0
0
AARON'S INC
COM
002535300
2086
48000
SH
SOLE
48000
0
0
ABM INDS INC COM
COM
000957100
426
14600
SH
SOLE
0
0
14600
ACCESS NATL CORP COM
COM
004337101
838
29311
SH
SOLE
29311
0
0
ACCURAY INC COM
COM
004397105
135
32960
SH
SOLE
32960
0
0
ACHAOGEN INC COM
COM
004449104
1212
140000
SH
SOLE
140000
0
0
ACHILLION PHARMACEUTICALS INCO
COM
00448Q201
28
10000
SH
SOLE
10000
0
0
ACME UTD CORP COM
COM
004816104
2639
127200
SH
SOLE
127200
0
0
AEROJET ROCKETDYDTD 12/14/1 2.
CORPORATE BONDS
007800AB1
323
250000
PRN
SOLE
250000
0
0
AEROJET ROCKETDYNE HOLDINGS
COM
007800105
32996
1118900
SH
SOLE
1118900
0
0
AIZ 6 1/2 3/15/21
CONVERTIBLE PREF
04621X207
266
2538
SH
SOLE
2538
0
0
ALLEGIANCE BANCSHARES INC COM
COM
01748H107
3087
71200
SH
SOLE
71200
0
0
AMERICAN AIRLINES GROUP INC
COM
02376R102
1708
45000
SH
SOLE
45000
0
0
AMERICAN EAGLE OUTFITTERS INCO
COM
02553E106
528
22700
SH
SOLE
3050
0
19650
AMERICAN RAILCAR INDS INC COM
COM
02916P103
367
9292
SH
SOLE
9292
0
0
AMERICAN SOFTWARE INC CL A
COM
029683109
2927
200913
SH
SOLE
200913
0
0
AMPCO PITTSBURGH CORP
COM
032037103
5330
520000
SH
SOLE
520000
0
0
AMTECH SYS INC COM PAR $0.01N
COM
032332504
103
17000
SH
SOLE
17000
0
0
ANCHOR BANK CORP
COM
032838104
1292
49400
SH
SOLE
49400
0
0
ANGIODYNAMICS INC COM
COM
03475V101
1136
51066
SH
SOLE
30350
0
20716
ANIKA THERAPEUTICS INC COM
COM
035255108
544
17000
SH
SOLE
17000
0
0
AQUAVENTURE HLDGS LTD SHS
COM
G0443N107
195
12500
SH
SOLE
12500
0
0
ARC DOCUMENT SOLUTIONS INC COM
COM
00191G103
89
50000
SH
SOLE
50000
0
0
ARMSTRONG FLOORING INC COM
COM
04238R106
3614
257400
SH
SOLE
257400
0
0
ARTESIAN RES CORP COM CL A
COM
043113208
951
24526
SH
SOLE
24526
0
0
ASCENT CAPITAL GROUP INC
COM
043632108
112
40000
SH
SOLE
40000
0
0
ASTEC INDS INC COM
COM
046224101
18155
303600
SH
SOLE
303600
0
0
ASTRONICS CORP COM
COM
046433108
486
13500
SH
SOLE
13500
0
0
ATLANTIC AMERN CORP COM
COM
048209100
54
20000
SH
SOLE
20000
0
0
ATLANTIC CAP BANCSHARES INC CO
COM
048269203
5036
256308
SH
SOLE
238108
0
18200
ATLAS AIR WORLDWIDE HLDGS 2.25
CONVERTIBLE BOND
049164BH8
307
250000
PRN
SOLE
250000
0
0
ATN INTERNATIONAL INC
COM
00215F107
2681
50800
SH
SOLE
50800
0
0
AVID TECHNOLOGY INC
COM
05367P100
919
176742
SH
SOLE
176742
0
0
AZZ INC COM
COM
002474104
869
20000
SH
SOLE
20000
0
0
BADGER METER INC COM
COM
056525108
1252
28000
SH
SOLE
28000
0
0
BANK OF AMERICA CV PFD L 7.250
CONVERTIBLE PREF
060505682
250
200
SH
SOLE
200
0
0
BANKUNITED INC COM
COM
06652K103
1049
25670
SH
SOLE
13570
0
12100
BARNES GROUP INC COM
COM
067806109
250
4250
SH
SOLE
4250
0
0
BASSETT FURNITURE INDS
COM
070203104
6845
248470
SH
SOLE
248470
0
0
BDX 6 1/8 5/1/20
CONVERTIBLE PREF
075887208
340
5494
SH
SOLE
5494
0
0
BEASLEY BROADCAST GRP INC.
COM
074014101
8064
720000
SH
SOLE
720000
0
0
BENEFICIAL BANCORP INC
COM
08171T102
676
41698
SH
SOLE
22598
0
19100
BERKSHIRE HILLS BANCORP INC CO
COM
084680107
578
14246
SH
SOLE
14246
0
0
BERRY PLASTICS GROUP INC COM
COM
08579W103
4553
99111
SH
SOLE
99111
0
0
BIG 5 SPORTING GOODS CORP COM
COM
08915P101
1026
135000
SH
SOLE
135000
0
0
BIGLARI HOLDINGS INC
COM
08986R309
2419
13183
SH
SOLE
13183
0
0
BIGLARI HOLDINGS INC-A
COM
08986R408
1822
1918
SH
SOLE
1918
0
0
BIOLASE INC
COM
090911207
36
30000
SH
SOLE
30000
0
0
BIOSCRIP INC
COM
09069N108
1582
540000
SH
SOLE
540000
0
0
BIOTELEMETRY INC COM
COM
090672106
6075
135000
SH
SOLE
135000
0
0
BLUE APRON HLDGS INC CL A
COM
09523Q101
377
112600
SH
SOLE
112600
0
0
BOSTON BEER INC CL A
COM
100557107
2547
8500
SH
SOLE
8500
0
0
BOTTOMLINE TECH DEL INC COM
COM
101388106
1714
34400
SH
SOLE
16100
0
18300
BOYD GAMING CORP
COM
103304101
2489
71800
SH
SOLE
71800
0
0
BRINKS CO COM
COM
109696104
423
5300
SH
SOLE
0
0
5300
BROWN & BROWN INC COM
COM
115236101
903
32568
SH
SOLE
14100
0
18468
BRS 4 1/2 6/1/23
CONVERTIBLE BOND
110394AF0
410
359000
PRN
SOLE
359000
0
0
CABOT MICROELECTRONICS
COM
12709P103
613
5700
SH
SOLE
2200
0
3500
CADIZ INC
COM
127537207
592
45174
SH
SOLE
45174
0
0
CALAVO GROWERS INC COM
COM
128246105
5577
58000
SH
SOLE
58000
0
0
CALIFORNIA WTR SVC GROUP COM
COM
130788102
966
24800
SH
SOLE
24800
0
0
CALLAWAY GOLF CO COM
COM
131193104
1828
96387
SH
SOLE
96387
0
0
CALLON PETE CO DEL COM
COM
13123X102
2630
244844
SH
SOLE
244844
0
0
CAMBIUM LEARNING GRP INC COM
COM
13201A107
112
10000
SH
SOLE
10000
0
0
CANTEL MEDICAL CORP COM
COM
138098108
4574
46500
SH
SOLE
46500
0
0
CANTERBURY PK HLDG CORP
COM
13811E101
2457
164100
SH
SOLE
164100
0
0
CAPITAL CITY BK GROUP INC COM
COM
139674105
2268
95976
SH
SOLE
95976
0
0
CAPSTONE TURBINE CORP
COM
14067D409
21
15001
SH
SOLE
15001
0
0
CARBONITE INC
COM
141337105
2781
79687
SH
SOLE
79687
0
0
CARDIOVASCULAR SYS INC DEL COM
COM
141619106
3593
111100
SH
SOLE
111100
0
0
CAREDX INC
COM
14167L103
171
14000
SH
SOLE
14000
0
0
CAROLINA FINL CORP NEW COM
COM
143873107
279
6500
SH
SOLE
6500
0
0
CARPENTER TECHNOLOGY CORP COM
COM
144285103
610
11600
SH
SOLE
0
0
11600
CASELLA WASTE SYS INC CL A
COM
147448104
15362
599828
SH
SOLE
599828
0
0
CAVCO INDUSTRIES
COM
149568107
11628
56000
SH
SOLE
56000
0
0
CCI 6 7/8 8/1/20
CONVERTIBLE PREF
22822V309
435
404
SH
SOLE
404
0
0
CENTENNIAL RESOURCE DEV INC CL
COM
15136A102
867
47994
SH
SOLE
21394
0
26600
CHART INDS INC
COM
16115Q308
3701
60000
SH
SOLE
60000
0
0
CHASE CORP
COM
16150R104
10896
92933
SH
SOLE
92933
0
0
CHEESECAKE FACTORY INC
COM
163072101
2753
50000
SH
SOLE
50000
0
0
CHENIERE ENERGY, INC. 4.250 0
CONVERTIBLE BOND
16411RAG4
317
400000
PRN
SOLE
400000
0
0
CHESAPEAKE UTILS CORP COM
COM
165303108
2618
32750
SH
SOLE
32750
0
0
CHURCHILL DOWNS INC COM
COM
171484108
7128
24040
SH
SOLE
24040
0
0
CINCINNATI BELL INC NEW COM NE
COM
171871502
4710
300000
SH
SOLE
300000
0
0
CIRCOR INTL INC COM
COM
17273K109
7155
193600
SH
SOLE
182200
0
11400
CITIZENS & NORTHN CORP COM
COM
172922106
471
18200
SH
SOLE
18200
0
0
COBIZ FINANCIAL INC COM
COM
190897108
3090
143839
SH
SOLE
128239
0
15600
COHEN & STEERS INC COM
COM
19247A100
4546
109000
SH
SOLE
109000
0
0
COLLEGIUM PHARMACEUTICAL INCCO
COM
19459J104
763
32000
SH
SOLE
32000
0
0
COLUMBIA BKG SYS INC COM
COM
197236102
327
8001
SH
SOLE
2700
0
5301
COLUMBUS MCKINNON CORP N Y COM
COM
199333105
5449
125660
SH
SOLE
125660
0
0
COMSCORE INC
COM
20564W105
4142
190000
SH
SOLE
190000
0
0
CONNECTICUT WTR SVC INC COM
COM
207797101
261
4000
SH
SOLE
4000
0
0
CONSOLIDATED COMM HLDGS INC CO
COM
209034107
471
38111
SH
SOLE
38111
0
0
CONSOLIDATED WATER CO LTD ORD
COM
G23773107
851
66000
SH
SOLE
66000
0
0
CONVERGYS CORP COM
COM
212485106
927
37920
SH
SOLE
17620
0
20300
CORE MOLDING TECH COM
COM
218683100
4405
308500
SH
SOLE
308500
0
0
COTT CORP COM
COM
22163N106
1821
110000
SH
SOLE
110000
0
0
CROWN HOLDINGS INC COM
COM
228368106
246
5500
SH
SOLE
5500
0
0
CSGS 4 1/4 3/15/36
CONVERTIBLE BOND
126349AF6
369
350000
PRN
SOLE
350000
0
0
CTS CORP
COM
126501105
12366
343500
SH
SOLE
343500
0
0
CUTERA INC COM
COM
232109108
14218
352796
SH
SOLE
352796
0
0
CY 4 1/2 1/15/22
CONVERTIBLE BOND
232806AM1
332
250000
PRN
SOLE
250000
0
0
CYPRESS SEMICONDUCTOR CORP COM
COM
232806109
1220
78300
SH
SOLE
26300
0
52000
C&J ENERGY SVCS INC NEW COM
COM
12674R100
966
40916
SH
SOLE
23116
0
17800
DAKTRONICS INC COM
COM
234264109
596
70000
SH
SOLE
70000
0
0
DANA HOLDING CORP COM
COM
235825205
2120
105000
SH
SOLE
105000
0
0
DARLING INTL INC COM
COM
237266101
1431
72000
SH
SOLE
35200
0
36800
DATAWATCH CORP COM NEW
COM
237917208
219
23000
SH
SOLE
23000
0
0
DAWSON GEOPHYSICAL CO NEW COM
COM
239360100
202
25620
SH
SOLE
25620
0
0
DENNYS CORP COM
COM
24869P104
954
59900
SH
SOLE
59900
0
0
DESTINATION XL GROUP INC
COM
25065K104
23
10000
SH
SOLE
10000
0
0
DHI GROUP INC COM
COM
23331S100
106
45000
SH
SOLE
45000
0
0
DICKS SPORTING GOODS INC COM
COM
253393102
516
14627
SH
SOLE
627
0
14000
DIEBOLD NIXDORF
COM
253651103
1415
118383
SH
SOLE
45083
0
73300
DIGI INTL INC COM
COM
253798102
1119
84801
SH
SOLE
84801
0
0
DIME CMNTY BANCORP INC COM
COM
253922108
698
35800
SH
SOLE
35800
0
0
DISH 3 3/8 8/15/26
CONVERTIBLE BOND
25470MAB5
387
400000
PRN
SOLE
400000
0
0
DOUGLAS DYNAMICS INC COM
COM
25960R105
480
10000
SH
SOLE
10000
0
0
DOVER DOWNS GAMING & ENTMT INC
COM
260095104
484
272000
SH
SOLE
272000
0
0
DTE 6 1/2 10/1/19
CONVERTIBLE PREF
233331883
257
5000
SH
SOLE
5000
0
0
DUCOMMUN INC DEL COM
COM
264147109
4086
123485
SH
SOLE
123485
0
0
DUN & BRADSTREET CORP
COM
26483E100
574
4679
SH
SOLE
1879
0
2800
DXP ENTERPRISES INC NEW COM NE
COM
233377407
466
12200
SH
SOLE
12200
0
0
EASTERN CO COM
COM
276317104
9961
355131
SH
SOLE
355131
0
0
EDGEWATER TECHNOLOGY INC COM
COM
280358102
3824
705520
SH
SOLE
705520
0
0
ELDORADO RESORTS INC COM
COM
28470R102
3030
77500
SH
SOLE
77500
0
0
ELECTRO SCIENTIFIC INDS INC CO
COM
285229100
1268
80389
SH
SOLE
80389
0
0
ELECTROMED INC COM
COM
285409108
605
111616
SH
SOLE
111616
0
0
EMCOR GROUP INC COM
COM
29084Q100
952
12500
SH
SOLE
5700
0
6800
ENERGY RECOVERY INC
COM
29270J100
549
68000
SH
SOLE
68000
0
0
ENTEGRIS INC COM
COM
29362U104
7990
235700
SH
SOLE
203400
0
32300
ENTERCOM COMMUNICATIONS CORPCL
COM
293639100
594
78700
SH
SOLE
78700
0
0
ENTRAVISION COMM CORP CL A
COM
29382R107
4089
817763
SH
SOLE
817763
0
0
EQUITY COMWLTH COM SH BEN INT
COM
294628102
284
9000
SH
SOLE
5100
0
3900
ESTERLINE TECHNOLOGIES CORP CO
COM
297425100
327
4425
SH
SOLE
1425
0
3000
ETHAN ALLEN INTERIORS INC COM
COM
297602104
2173
88674
SH
SOLE
51974
0
36700
EVERI HLDGS INC COM
COM
30034T103
108
15000
SH
SOLE
15000
0
0
EVINE LIVE INC
COM
300487105
339
275800
SH
SOLE
275800
0
0
EXAS 1.000 01/15/25
CONVERTIBLE BOND
30063PAA3
211
200000
PRN
SOLE
200000
0
0
EXELIXIS INC COM
COM
30161Q104
3874
180000
SH
SOLE
180000
0
0
EXTREME NETWORKS INC COM
COM
30226D106
2988
375400
SH
SOLE
311000
0
64400
F N B CORP PA COM
COM
302520101
1015
75600
SH
SOLE
75600
0
0
FABRINET SHS
COM
G3323L100
516
14000
SH
SOLE
7200
0
6800
FARMER BROS CO
COM
307675108
7312
239354
SH
SOLE
239354
0
0
FARMERS NATL BANC CORP COM
COM
309627107
638
40000
SH
SOLE
40000
0
0
FARO TECHNOLOGIES INC COM
COM
311642102
598
11000
SH
SOLE
4500
0
6500
FEDERAL SIGNAL CORP COM
COM
313855108
16629
714000
SH
SOLE
714000
0
0
FERRO CORP
COM
315405100
23894
1145985
SH
SOLE
1128585
0
17400
FIDELITY SOUTHERN CORP
COM
316394105
331
13018
SH
SOLE
13018
0
0
FINISAR CORP COM NEW
COM
31787A507
446
24800
SH
SOLE
11600
0
13200
FIRST CONN BANCORP INC MD COM
COM
319850103
625
20430
SH
SOLE
20430
0
0
FIRST FNDTN INC COM
COM
32026V104
189
10200
SH
SOLE
10200
0
0
FIRST INTERNET BANCORP COM
COM
320557101
1091
32000
SH
SOLE
32000
0
0
FLUSHING FINL CORP COM
COM
343873105
16296
624372
SH
SOLE
624372
0
0
FORMFACTOR INC COM
COM
346375108
6536
491434
SH
SOLE
459598
0
31836
FOSTER L B CO COM
COM
350060109
1790
78000
SH
SOLE
78000
0
0
FREQUENCY ELECTRS INC COM
COM
358010106
168
20808
SH
SOLE
20808
0
0
FRP HLDGS INC COM
COM
30292L107
1625
25100
SH
SOLE
25100
0
0
FTI CONSULTING INC COM
COM
302941109
1988
32868
SH
SOLE
10750
0
22118
FULL HOUSE RESORTS INC COM
COM
359678109
3561
1069296
SH
SOLE
1069296
0
0
GENCOR INDS INC COM
COM
368678108
9101
563500
SH
SOLE
563500
0
0
GENESIS HEALTHCARE INC CL A CO
COM
37185X106
115
50000
SH
SOLE
50000
0
0
GENIUS BRANDS INTERN
COM
37229T301
48
20000
SH
SOLE
20000
0
0
GENTHERM INC COM
COM
37253A103
527
13400
SH
SOLE
13400
0
0
GIBRALTER INDUSTRIES INC
COM
374689107
5438
145000
SH
SOLE
145000
0
0
GLACIER BANCORP INC NEW COM
COM
37637Q105
982
25400
SH
SOLE
7900
0
17500
GNC HLDGS INC COM CL A
COM
36191G107
88
25000
SH
SOLE
25000
0
0
GOGO INC COM
COM
38046C109
292
60000
SH
SOLE
60000
0
0
GOLDEN ENTERTAINMENT INC
COM
381013101
13746
509297
SH
SOLE
509297
0
0
GORMAN RUPP CO
COM
383082104
4781
136600
SH
SOLE
136600
0
0
GP STRATEGIES CORP COM
COM
36225V104
2134
121271
SH
SOLE
121271
0
0
GRAHAM CORP COM
COM
384556106
893
34600
SH
SOLE
34600
0
0
GRANITE CONSTR INC COM
COM
387328107
3156
56700
SH
SOLE
56700
0
0
GRAY TELEVISION, INC
COM
389375106
3942
249500
SH
SOLE
249500
0
0
GRAY TELEVISION, INC CL A
COM
389375205
1229
84084
SH
SOLE
84084
0
0
GREENBRIER COS INC
COM
393657101
1794
34000
SH
SOLE
34000
0
0
GRIFFIN INDUSTRIAL REALTY IN
COM
398231100
11217
255000
SH
SOLE
255000
0
0
GRIFFON CORP COM
COM
398433102
7807
438579
SH
SOLE
438579
0
0
GSE SYS INC COM
COM
36227K106
65
20000
SH
SOLE
20000
0
0
GULFPORT ENERGY CORP COM NEW
COM
402635304
502
39900
SH
SOLE
0
0
39900
GYRODYNE LLC COM
COM
403829104
262
12638
SH
SOLE
12638
0
0
HABIT RESTAURANTS INC COM CL A
COM
40449J103
109
10900
SH
SOLE
10900
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
2252
75586
SH
SOLE
75586
0
0
HALLMARK FINL SVCS INC ECCOM N
COM
40624Q203
1835
183860
SH
SOLE
183860
0
0
HANCOCK HOLDING CO
COM
410120109
676
14500
SH
SOLE
14500
0
0
HANESBRANDS INC COM
COM
410345102
556
25262
SH
SOLE
11762
0
13500
HAVERTY FURNITURE INC COM
COM
419596101
259
12000
SH
SOLE
0
0
12000
HAWKINS INC COM
COM
420261109
2722
77000
SH
SOLE
77000
0
0
HAYNES INTERNATIONAL INC
COM
420877201
992
27000
SH
SOLE
27000
0
0
HC2 HLDGS INC COM
COM
404139107
4166
712117
SH
SOLE
712117
0
0
HEARTLAND FINL USA INC COM
COM
42234Q102
247
4500
SH
SOLE
2000
0
2500
HEMISPHERE MEDIA GROUP INC CL
COM
42365Q103
557
42500
SH
SOLE
15000
0
27500
HERC HLDGS INC COM
COM
42704L104
732
13000
SH
SOLE
13000
0
0
HERITAGE COMMERCE CORP COM
COM
426927109
525
30900
SH
SOLE
30900
0
0
HESKA CORPORATION COM NEW
COM
42805E306
1194
11500
SH
SOLE
11500
0
0
HEXCEL CORP NEW COM
COM
428291108
727
10952
SH
SOLE
4752
0
6200
HOMESTREET INC COM
COM
43785V102
809
30000
SH
SOLE
30000
0
0
HOPE BANCORP INC COM
COM
43940T109
1602
89850
SH
SOLE
89850
0
0
HUDSON TECHNOLOGIES INC COM
COM
444144109
216
107700
SH
SOLE
107700
0
0
HUTTIG BLDG PRODS INC COM
COM
448451104
3729
785000
SH
SOLE
785000
0
0
I3 VERTICALS INC COM CL A
COM
46571Y107
469
30800
SH
SOLE
30800
0
0
ICC HOLDINGS INC
COM
44931Q104
540
34400
SH
SOLE
34400
0
0
ICF INTL INC COM
COM
44925C103
1655
23300
SH
SOLE
23300
0
0
ICPT 3 1/4 7/1/23
CONVERTIBLE BOND
45845PAA6
264
300000
PRN
SOLE
300000
0
0
ICU MEDICAL INC
COM
44930G107
2224
7572
SH
SOLE
5480
0
2092
IMAX CORP COM
COM
45245E109
687
31000
SH
SOLE
31000
0
0
INDEPENDENCE CONTRACT DRIL ICO
COM
453415309
748
181636
SH
SOLE
181636
0
0
INFINERA CORPORATION COM
COM
45667G103
1809
182200
SH
SOLE
60800
0
121400
INFUSYSTEM HLDGS INC COM
COM
45685K102
2131
600218
SH
SOLE
600218
0
0
INGLES MKTS INC CL A
COM
457030104
5743
180600
SH
SOLE
180600
0
0
INNOPHOS HOLDINGS INC COM
COM
45774N108
333
7000
SH
SOLE
7000
0
0
INNOVATIVE SOLUTIONS & SUPPOCO
COM
45769N105
358
123000
SH
SOLE
123000
0
0
INSIGNIA SYS INC COM
COM
45765Y105
275
168764
SH
SOLE
168764
0
0
INSPIRED ENTMT INC COM
COM
45782N108
1228
196528
SH
SOLE
196528
0
0
INTEGER HOLDINGS CORP
COM
45826H109
1487
23000
SH
SOLE
23000
0
0
INTERDIGITAL INC 1.5 3/1/20
CONVERTIBLE BOND
458660AD9
429
350000
PRN
SOLE
350000
0
0
INTERNAP CORP COM PAR
COM
45885A409
4585
440000
SH
SOLE
440000
0
0
INTEVAC INC COM
COM
461148108
1116
230030
SH
SOLE
230030
0
0
INTRICON CORP COM
COM
46121H109
5747
142617
SH
SOLE
142617
0
0
INVESTORS BANCORP INC
COM
46146L101
1318
103046
SH
SOLE
44250
0
58796
INVITAE CORP COM
COM
46185L103
882
120000
SH
SOLE
120000
0
0
IPHI 1 1/8 12/1/20
CONVERTIBLE BOND
45772FAB3
327
300000
PRN
SOLE
300000
0
0
IRIDIUM COMMUNICATIONS INC COM
COM
46269C102
322
20000
SH
SOLE
20000
0
0
ITERIS INC
COM
46564T107
97
20000
SH
SOLE
20000
0
0
J & J SNACK FOODS CORP
COM
466032109
229
1500
SH
SOLE
1500
0
0
JA SOLAR HOLDINGS CO LTD SPON
COM
466090206
229
33670
SH
SOLE
33670
0
0
JOHN BEAN TECHNOLOGIES CORP CO
COM
477839104
7645
86000
SH
SOLE
86000
0
0
JOHNSON OUTDOORS INC CL A
COM
479167108
803
9500
SH
SOLE
9500
0
0
K2M GROUP HLDGS INC COM
COM
48273J107
990
44000
SH
SOLE
44000
0
0
KAMAN CORP
COM
483548103
13750
197301
SH
SOLE
197301
0
0
KAR AUCTION SVCS INC COM
COM
48238T109
2026
36979
SH
SOLE
36979
0
0
KIMBALL ELECTRONICS INC COM
COM
49428J109
2123
116000
SH
SOLE
116000
0
0
KIMBALL INTL INC CL B
COM
494274103
8726
540000
SH
SOLE
540000
0
0
KINDRED HEALTHCARE INC COM
COM
494580103
1890
210000
SH
SOLE
210000
0
0
KKR & CO. L.P
COM
48248M102
2257
90843
SH
SOLE
90843
0
0
KN 3 1/4 11/1/21
CONVERTIBLE BOND
49926DAB5
337
300000
PRN
SOLE
300000
0
0
KOPIN CORP COM
COM
500600101
601
210000
SH
SOLE
210000
0
0
LA Z BOY CHAIR CO
COM
505336107
1714
56000
SH
SOLE
56000
0
0
LAKELAND INDS INC.
COM
511795106
173
12211
SH
SOLE
12211
0
0
LANDS END INC NEW COM
COM
51509F105
2157
77300
SH
SOLE
77300
0
0
LAWSON PRODS INC COM
COM
520776105
6989
287042
SH
SOLE
287042
0
0
LEGACY TEX FINL GROUP INC COM
COM
52471Y106
2251
57700
SH
SOLE
19800
0
37900
LENDING TREE INC.
COM
52603B107
2395
11200
SH
SOLE
11200
0
0
LIFETIME BRANDS INC COM
COM
53222Q103
1071
84648
SH
SOLE
84648
0
0
LIFEWAY FOODS INC COM
COM
531914109
825
163931
SH
SOLE
163931
0
0
LIMONEIRA CO COM
COM
532746104
3432
139475
SH
SOLE
139475
0
0
LINDSAY CORP
COM
535555106
1471
15164
SH
SOLE
15164
0
0
LITE 1/4 3/15/24
CONVERTIBLE BOND
55024UAB5
370
312000
PRN
SOLE
312000
0
0
LITHIA MOTORS INC.
COM
536797103
2572
27200
SH
SOLE
27200
0
0
LITTELFUSE INC
COM
537008104
1438
6304
SH
SOLE
6304
0
0
LSB INDS INC COM
COM
502160104
433
81650
SH
SOLE
81650
0
0
LYDALL INC COM
COM
550819106
4799
109949
SH
SOLE
109949
0
0
MACQUARIE INFRASTRUCTURE COMPA
COM
55608B105
675
16000
SH
SOLE
16000
0
0
MARCUS CORP COM
COM
566330106
11863
365000
SH
SOLE
365000
0
0
MARINE PRODS CORP COM
COM
568427108
14444
812400
SH
SOLE
812400
0
0
MARINEMAX INC COM
COM
567908108
1137
60000
SH
SOLE
60000
0
0
MARVELL TECHNOLOGY GRP LTD
COM
G5876H105
885
41260
SH
SOLE
18260
0
23000
MATADOR RES CO COM
COM
576485205
1175
39100
SH
SOLE
17500
0
21600
MATERIALISE NV SPONSORED ADS
COM
57667T100
130
10000
SH
SOLE
10000
0
0
MATERION CORPORATION
COM
576690101
9249
170800
SH
SOLE
170800
0
0
MATTHEWS INTL CORP CL A
COM
577128101
268
4560
SH
SOLE
4560
0
0
MCGRATH RENTCORP COM
COM
580589109
2537
40100
SH
SOLE
25600
0
14500
MCHP 1 5/8 2/15/27
CONVERTIBLE BOND
595017AF1
353
300000
PRN
SOLE
300000
0
0
MDC PARTNERS INC-A
COM
552697104
575
125000
SH
SOLE
125000
0
0
MEDALLION FINANCIAL CORP
COM
583928106
932
170000
SH
SOLE
170000
0
0
MELINTA THERAPEUTICS INC
COM
58549G100
121
19000
SH
SOLE
19000
0
0
MERCADOLIBRE, INC. 2.250 07/0
CONVERTIBLE BOND
58733RAB8
237
100000
PRN
SOLE
100000
0
0
MERCURY COMPUTER SYS INC COM
COM
589378108
1332
35000
SH
SOLE
35000
0
0
MEREDITH CORP
COM
589433101
857
16800
SH
SOLE
7400
0
9400
MERIDIAN BIOSCIENCE INC COM
COM
589584101
2465
155000
SH
SOLE
155000
0
0
MESA LABS INC COM
COM
59064R109
6248
29600
SH
SOLE
29600
0
0
METHODE ELECTRS INC CL A
COM
591520200
1161
28800
SH
SOLE
28800
0
0
MGE ENERGY INC
COM
55277P104
2270
36000
SH
SOLE
36000
0
0
MGP INGREDIENTS INC NEW COM
COM
55303J106
2361
26580
SH
SOLE
26580
0
0
MIDDLEBY CORP COM
COM
596278101
4636
44400
SH
SOLE
44400
0
0
MIDDLESEX WTR CO COM
COM
596680108
1250
29633
SH
SOLE
29633
0
0
MINERALS TECHNOLOGIES INC
COM
603158106
309
4100
SH
SOLE
4100
0
0
MITCHAM INDS INC COM
COM
606501104
563
140069
SH
SOLE
140069
0
0
MITEK SYS INC COM NEW
COM
606710200
601
67500
SH
SOLE
67500
0
0
MITEL NETWORKS CORP COM
COM
60671Q104
1575
143600
SH
SOLE
48700
0
94900
MODINE MFG CO
COM
607828100
5687
311600
SH
SOLE
311600
0
0
MONEYGRAM INTERNATIONAL INC CO
COM
60935Y208
815
121793
SH
SOLE
121793
0
0
MOTORCAR PTS & ACCESSORS INCCO
COM
620071100
449
24000
SH
SOLE
24000
0
0
MOVADO GROUP INC COM
COM
624580106
3043
63000
SH
SOLE
63000
0
0
MSA SAFETY INC COM
COM
553498106
915
9500
SH
SOLE
9500
0
0
MTS SYS CORP COM
COM
553777103
263
5002
SH
SOLE
5002
0
0
MUELLER WATER PRODUCTS INC
COM
624758108
1245
106200
SH
SOLE
75900
0
30300
MVC CAP COM
COM
553829102
1276
134300
SH
SOLE
134300
0
0
MYERS INDS INC
COM
628464109
19736
1027900
SH
SOLE
1027900
0
0
MYR GROUP INC DEL COM
COM
55405W104
4542
128074
SH
SOLE
116374
0
11700
NABORS INDUSTRIES LTD SHS
COM
G6359F103
246
38402
SH
SOLE
38402
0
0
NABRIVA THERAPEUTICS PLC SHS
COM
G63637105
35
10000
SH
SOLE
10000
0
0
NAPCO SEC SYS INC COM
COM
630402105
4051
276551
SH
SOLE
276551
0
0
NATHANS FAMOUS INC NEW COM
COM
632347100
20950
222634
SH
SOLE
222634
0
0
NATIONAL CINEMEDIA INC COM
COM
635309107
470
56000
SH
SOLE
56000
0
0
NATIONAL COMM CORP COM
COM
63546L102
1296
28000
SH
SOLE
28000
0
0
NATUS MEDICAL INC DEL COM
COM
639050103
366
10600
SH
SOLE
3200
0
7400
NAUTILUS INC
COM
63910B102
1665
106031
SH
SOLE
106031
0
0
NAVIGATOR HOLDINGS LTD SHS
COM
Y62132108
2100
166000
SH
SOLE
166000
0
0
NAVIGATORS GROUP INC COM
COM
638904102
286
5010
SH
SOLE
0
0
5010
NAVISTAR INTL CORP COM
COM
63934E108
814
20000
SH
SOLE
20000
0
0
NBIX 2 1/4 5/15/24
CONVERTIBLE BOND
64125CAD1
342
237000
PRN
SOLE
237000
0
0
NEOGEN CORP COM
COM
640491106
12750
159000
SH
SOLE
159000
0
0
NEOGENOMICS INC COM NEW
COM
64049M209
2568
195877
SH
SOLE
195877
0
0
NETSCOUT SYS INC COM
COM
64115T104
1540
51850
SH
SOLE
20900
0
30950
NICE 1 1/4 1/15/24
CONVERTIBLE BOND
65366HAB9
404
305000
PRN
SOLE
305000
0
0
NII HLDGS INC COM PAR $0.001
COM
62913F508
3159
810000
SH
SOLE
810000
0
0
NXP SEMICONDUCTORS N. V. 1.000
CONVERTIBLE BOND
62952QAB6
241
200000
PRN
SOLE
200000
0
0
OAKTREE CAP GROUP LLC UNIT CL
UNITS
674001201
661
16261
SH
SOLE
6061
0
10200
OCEANEERING INTL INC COM
COM
675232102
751
29500
SH
SOLE
15600
0
13900
OCEANFIRST FINL CORP COM
COM
675234108
736
24550
SH
SOLE
24550
0
0
OCLARO INC COM NEW
COM
67555N206
305
34100
SH
SOLE
14500
0
19600
OFG BANCORP
COM
67103X102
283
20150
SH
SOLE
20150
0
0
OIL DRI CORP AMER COM
COM
677864100
5647
134000
SH
SOLE
134000
0
0
OLD LINE BANCSHARES INC
COM
67984M100
1105
31639
SH
SOLE
31639
0
0
OMNICELL INC COM
COM
68213N109
3287
62677
SH
SOLE
50162
0
12515
OMNOVA SOLUTIONS INC COM
COM
682129101
3701
355900
SH
SOLE
355900
0
0
ON SEMICONDUCTOR CORP COM
COM
682189105
556
25020
SH
SOLE
9100
0
15920
OPKO HEALTH INC COM
COM
68375N103
1124
239100
SH
SOLE
239100
0
0
OPUS BK IRVINE CALIF COM
COM
684000102
215
7500
SH
SOLE
7500
0
0
ORBCOMM INC COM
COM
68555P100
5265
521335
SH
SOLE
521335
0
0
ORCHIDS PAPER PRODS CO DEL COM
COM
68572N104
83
20900
SH
SOLE
20900
0
0
ORITANI FINL CORP DEL COM
COM
68633D103
959
59192
SH
SOLE
48500
0
10692
ORTHOFIX INTL N V ORD
COM
N6748L102
2568
45200
SH
SOLE
45200
0
0
OXFORD INDS INC COM
COM
691497309
1054
12700
SH
SOLE
6200
0
6500
PANDORA MEDIA INC COM
COM
698354107
1458
185039
SH
SOLE
84739
0
100300
PARAMOUNT GROUP INC COM
COM
69924R108
368
23900
SH
SOLE
5700
0
18200
PARATEK PHARMACEUTICALS INC CO
COM
699374302
245
24000
SH
SOLE
24000
0
0
PARK ELECTROCHEMICAL CORP COM
COM
700416209
3376
145580
SH
SOLE
145580
0
0
PARK OHIO HLDGS CORP COM
COM
700666100
6546
175500
SH
SOLE
175500
0
0
PARSLEY ENERGY INC CL A
COM
701877102
742
24500
SH
SOLE
7100
0
17400
PATRIOT TRAMSPORTATION HOLDING
COM
70338W105
357
17000
SH
SOLE
17000
0
0
PATTERSON COMPANIES INC
COM
703395103
1153
50844
SH
SOLE
21431
0
29413
PATTERSON-UTI ENERGY INC COM
COM
703481101
1752
97325
SH
SOLE
43079
0
54246
PCRX 2 3/8 4/1/22
CONVERTIBLE BOND
695127AD2
185
200000
PRN
SOLE
200000
0
0
PCSB FINANCIAL CORPORATION COM
COM
69324R104
288
14500
SH
SOLE
14500
0
0
PDC ENERGY INC
COM
69327R101
339
5600
SH
SOLE
1700
0
3900
PENN VA CORP NEW COM
COM
70788V102
560
6600
SH
SOLE
6600
0
0
PFSWEB INC COM NEW
COM
717098206
3207
329962
SH
SOLE
329962
0
0
PHH CORP COM NEW
COM
693320202
217
20000
SH
SOLE
20000
0
0
PIER 1 IMPORTS INC SHS BEN INT
COM
720279108
48
20000
SH
SOLE
20000
0
0
PLANTRONICS
COM
727493108
938
12300
SH
SOLE
3600
0
8700
POWELL INDS INC COM
COM
739128106
700
20103
SH
SOLE
20103
0
0
PREFORMED LINE PRODS CO COM
COM
740444104
514
5788
SH
SOLE
5788
0
0
PRGX GLOBAL INC
COM
69357C503
1535
158259
SH
SOLE
158259
0
0
PRIMO WTR CORP COM
COM
74165N105
229
13121
SH
SOLE
13121
0
0
PROGENICS PHARMACEUTICALS INCO
COM
743187106
80
10000
SH
SOLE
10000
0
0
PROGRESS SOFTWARE CORP COM
COM
743312100
1380
35558
SH
SOLE
13300
0
22258
PROOFPOINT, INC. 0.750 06/15/
CONVERTIBLE BOND
743424AD5
220
150000
PRN
SOLE
150000
0
0
PZENA INVESTMENT MGMT INC CLAS
COM
74731Q103
1455
158000
SH
SOLE
158000
0
0
QUIDEL CORP COM
COM
74838J101
9510
143000
SH
SOLE
143000
0
0
QUMU CORP COM
COM
749063103
43
19383
SH
SOLE
19383
0
0
RAVEN INDS INC COM
COM
754212108
964
25080
SH
SOLE
25080
0
0
READING INTERNATIONAL INC CL B
COM
755408200
1770
73759
SH
SOLE
73759
0
0
READING INTL INC CL A
COM
755408101
7781
487852
SH
SOLE
487852
0
0
RENASANT CORP COM
COM
75970E107
1683
36971
SH
SOLE
36971
0
0
RGC RES INC COM
COM
74955L103
1834
62850
SH
SOLE
62850
0
0
RLJ ENTMT INC COM NEW
COM
74965F203
1875
405000
SH
SOLE
405000
0
0
RPC INC. COMMON
COM
749660106
1233
84605
SH
SOLE
84605
0
0
RTI BIOLOGICS INC COM
COM
74975N105
304
66000
SH
SOLE
66000
0
0
RUSH ENTERPRISES INC CL A
COM
781846209
2087
48105
SH
SOLE
40605
0
7500
RUSH ENTERPRISES INC CL B
COM
781846308
4566
104005
SH
SOLE
104005
0
0
RYMAN HOSPITALITY PPTYS INC CO
COM
78377T107
832
10000
SH
SOLE
10000
0
0
SAFEGUARD SCIENTIFICS INC COM
COM
786449207
666
52024
SH
SOLE
52024
0
0
SALEM COMMUNICATIONS CORP DECL
COM
794093104
3116
605000
SH
SOLE
605000
0
0
SANFILIPPO JOHN B & SON INC CO
COM
800422107
1677
22531
SH
SOLE
22531
0
0
SANOFI-AVENTIS-CVR
WARRANT AND RIGH
80105N113
200
400000
SH
SOLE
400000
0
0
SCHMITT INDS INC ORE COM NEW
COM
806870200
1641
701029
SH
SOLE
701029
0
0
SCHULMAN A INC COM
COM
808194104
3573
80300
SH
SOLE
52200
0
28100
SCIENTIFIC GAMES CORP CL A
COM
80874P109
1032
21000
SH
SOLE
21000
0
0
SCRIPPS E W CO OHIO CL A
COM
811054402
12159
908048
SH
SOLE
908048
0
0
SHENANDOAH TELECOMMUNICATIONCD
COM
82312B106
12099
370000
SH
SOLE
370000
0
0
SHILOH INDS INC COM
COM
824543102
470
54000
SH
SOLE
54000
0
0
SI FINL GROUP INC MD COM
COM
78425V104
153
10342
SH
SOLE
10342
0
0
SILVERCREST ASSET MGMT GROUPCL
COM
828359109
1386
85000
SH
SOLE
85000
0
0
SIMMONS 1ST NATL CORP CL A $1
COM
828730200
481
16074
SH
SOLE
16074
0
0
SINCLAIR BROADCAST GROUP INCCL
COM
829226109
1061
33000
SH
SOLE
33000
0
0
SJW GROUP
COM
784305104
5914
89304
SH
SOLE
89304
0
0
SKYLINE CHAMPION CORPORATION
COM
830830105
3662
104500
SH
SOLE
104500
0
0
SLAB 13/8 3/1/22
CONVERTIBLE BOND
826919AB8
258
211000
PRN
SOLE
211000
0
0
SMART SAND INC COM
COM
83191H107
53
10000
SH
SOLE
10000
0
0
SONIC AUTOMOTIVE INC CL A
COM
83545G102
1370
66500
SH
SOLE
66500
0
0
SOUTH JERSEY INDS INC CORP UNI
UNITS
838518116
258
4705
SH
SOLE
4705
0
0
SOUTH ST CORP COM
COM
840441109
276
3200
SH
SOLE
3200
0
0
SOUTHERN FIRST BANCSHARES INCO
COM
842873101
2535
57359
SH
SOLE
57359
0
0
SOUTHERN NATL BANCORP OF VA CO
COM
843395104
737
41300
SH
SOLE
41300
0
0
SPARTON CORP COM
COM
847235108
2886
151987
SH
SOLE
151987
0
0
SPWR 4 1/15/23
CONVERTIBLE BOND
867652AL3
340
400000
PRN
SOLE
400000
0
0
SRE 6 01/15/21
CONVERTIBLE PREF
816851406
262
2535
SH
SOLE
2535
0
0
STANDARD MTR PRODS INC CLASS A
COM
853666105
5907
122200
SH
SOLE
122200
0
0
STANDEX INTL CORP
COM
854231107
2862
28000
SH
SOLE
28000
0
0
STARRETT L S CO CL A
COM
855668109
2285
357083
SH
SOLE
357083
0
0
STATE BK FINL CORP COM
COM
856190103
2244
67200
SH
SOLE
56800
0
10400
STEEL CONNECT INC
COM
858098106
3521
1630000
SH
SOLE
1630000
0
0
STEEL PARTNERS HLDGS L P
COM
85814R107
10683
634000
SH
SOLE
634000
0
0
STEELCASE INC CL A
COM
858155203
390
28880
SH
SOLE
8280
0
20600
STERIS PLC SHARES
COM
G84720104
368
3500
SH
SOLE
3500
0
0
STERLING BANCORP/DE
COM
85917A100
3380
143809
SH
SOLE
143809
0
0
STIFEL FINL CORP COM
COM
860630102
916
17532
SH
SOLE
5500
0
12032
STONERIDGE INC
COM
86183P102
8557
243498
SH
SOLE
243498
0
0
STRATASYS LTD SHS
COM
M85548101
306
16000
SH
SOLE
16000
0
0
STRATTEC SECURITY CORP.
COM
863111100
5490
179700
SH
SOLE
179700
0
0
SUNOPTA INC COM
COM
8676EP108
1769
210545
SH
SOLE
210545
0
0
SUPERIOR INDS INTL INC
COM
868168105
8361
467100
SH
SOLE
467100
0
0
SURMODICS INC COM
COM
868873100
14555
263682
SH
SOLE
263682
0
0
SVB FINL GROUP COM
COM
78486Q101
504
1745
SH
SOLE
148
0
1597
SWK 5 3/8 5/15/20
CONVERTIBLE PREF
854502887
315
3007
SH
SOLE
3007
0
0
S&W SEED CO COM
COM
785135104
1593
490000
SH
SOLE
490000
0
0
TEAM INC COM
COM
878155100
8131
352000
SH
SOLE
352000
0
0
TEJON RANCH CO DEL COM
COM
879080109
4180
172000
SH
SOLE
172000
0
0
TENNANT CO
COM
880345103
3895
49300
SH
SOLE
49300
0
0
TENNECO INC
COM
880349105
1627
37000
SH
SOLE
37000
0
0
TER 1 1/4 12/15/23
CONVERTIBLE BOND
880770AG7
401
300000
PRN
SOLE
300000
0
0
TETRAPHASE PHARMACEUTICALS ICO
COM
88165N105
157
44000
SH
SOLE
44000
0
0
THESTREET INC
COM
88368Q103
153
70000
SH
SOLE
70000
0
0
TIMKENSTEEL CORP COM
COM
887399103
5092
311436
SH
SOLE
311436
0
0
TITAN INTL INC ILL COM
COM
88830M102
376
35000
SH
SOLE
35000
0
0
TITAN MACHY INC COM
COM
88830R101
2533
162888
SH
SOLE
162888
0
0
TOWER INTL INC COM
COM
891826109
1063
33425
SH
SOLE
33425
0
0
TOWNSQUARE MEDIA INC CL A
COM
892231101
809
125007
SH
SOLE
125007
0
0
TRANSACT TECHNOLOGIES INC COM
COM
892918103
1589
127100
SH
SOLE
127100
0
0
TREDEGAR INDS INC
COM
894650100
12312
523920
SH
SOLE
523920
0
0
TREE 5/8 6/1/22
CONVERTIBLE BOND
52603BAA5
240
199000
PRN
SOLE
199000
0
0
TRINITY BIOTECH PLC SPON ADR N
COM
896438306
1080
216050
SH
SOLE
216050
0
0
TRINITY PL HLDGS INC COM
COM
89656D101
295
45023
SH
SOLE
45023
0
0
TRISTATE CAP HLDGS INC COM
COM
89678F100
261
10000
SH
SOLE
10000
0
0
TRONC INC COM
COM
89703P107
468
27057
SH
SOLE
27057
0
0
TRUSTCO BK CORP N Y COM
COM
898349105
579
65000
SH
SOLE
65000
0
0
TTM TECHNOLOGIES INC COM
COM
87305R109
349
19800
SH
SOLE
8300
0
11500
TUESDAY MORNING CORP COM NEW
COM
899035505
262
86000
SH
SOLE
86000
0
0
TWIN DISC INC COM
COM
901476101
10508
423354
SH
SOLE
423354
0
0
TYLER TECHNOLOGIES INC COM
COM
902252105
755
3400
SH
SOLE
3400
0
0
ULTRA CLEAN HLDGS INC COM
COM
90385V107
2606
157000
SH
SOLE
157000
0
0
ULTRALIFE BATTERIES INC COM
COM
903899102
240
25000
SH
SOLE
25000
0
0
UMPQUA HLDGS CORP COM
COM
904214103
472
20886
SH
SOLE
14250
0
6636
UNION BANKSHARES CORP NEW COM
COM
90539J109
831
21380
SH
SOLE
21380
0
0
UNITED FINANCIAL BANCORP INC
COM
910304104
2940
167800
SH
SOLE
149600
0
18200
UNITED GUARDIAN INC COM
COM
910571108
1511
78900
SH
SOLE
78900
0
0
UNIVERSAL TECHNICAL INST INCCO
COM
913915104
410
130000
SH
SOLE
130000
0
0
UTAH MED PRODS INC COM
COM
917488108
551
5000
SH
SOLE
5000
0
0
VALUE LINE INC
COM
920437100
784
33089
SH
SOLE
33089
0
0
VERITEX HLDGS INC COM
COM
923451108
2995
96400
SH
SOLE
91800
0
4600
VERSUM MATLS INC COM
COM
92532W103
771
20741
SH
SOLE
10047
0
10694
VIAD CORP COM NEW
COM
92552R406
2023
37282
SH
SOLE
37282
0
0
VICOR CORP COM
COM
925815102
370
8500
SH
SOLE
8500
0
0
VILLAGE SUPER MKT INC CL A NEW
COM
927107409
2085
70781
SH
SOLE
70781
0
0
VITAMIN SHOPPE INC COM
COM
92849E101
382
55000
SH
SOLE
55000
0
0
WABASH NATL CORP COM
COM
929566107
1306
70000
SH
SOLE
70000
0
0
WASHINGTON FED INC
COM
938824109
835
25550
SH
SOLE
7000
0
18550
WASHINGTON TR BANCORP COM
COM
940610108
3487
60020
SH
SOLE
49900
0
10120
WATERSTONE FINL INC MD COM
COM
94188P101
1673
98100
SH
SOLE
88000
0
10100
WELLS FARGO CV PFD L 7.500
CONVERTIBLE PREF
949746804
251
200
SH
SOLE
200
0
0
WESTERN NEW ENGLAND BANCORP
COM
958892101
965
87760
SH
SOLE
87760
0
0
WHITING PETE CORP NEW COM
COM
966387409
364
6900
SH
SOLE
2100
0
4800
WIDEOPENWEST INC COM
COM
96758W101
193
20000
SH
SOLE
20000
0
0
WILLAMETTE VY VINEYARD INC COM
COM
969136100
197
23000
SH
SOLE
23000
0
0
WINDSTREAM CORP
COM
97382A309
369
70000
SH
SOLE
70000
0
0
WINNEBAGO INDS INC COM
COM
974637100
2781
68500
SH
SOLE
63700
0
4800
WOODWARD INC
COM
980745103
419
5450
SH
SOLE
3400
0
2050
WORLD WRESTLING ENTERTAINMENT
COM
98156Q108
2476
34000
SH
SOLE
34000
0
0
XO GROUP INC COM
COM
983772104
2400
74991
SH
SOLE
74991
0
0
YORK WTR CO COM
COM
987184108
1410
44337
SH
SOLE
44337
0
0
ZAGG INC COM
COM
98884U108
1533
88600
SH
SOLE
88600
0
0