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Form 1-A/A - Offering Statement [Regulation A]: [Amend]
SEC Accession No. 0001213900-22-030195
Filing Date
2022-05-31
Accepted
2022-05-27 19:38:05
Documents
33

Document Format Files

Seq Description Document Type Size
1 primary_doc.html 1-A/A  
1 primary_doc.xml 1-A/A 10530
2 AMENDMENT NO. 1 TO OFFERING STATEMENT ea160615-1aa1_tetonadvisors.htm PART II AND III 1197288
3 AMENDMENT TO AMENDED AND RESTATED ARTICLES OF INCORPORATION OF TETON ADVISORS, I ea160615ex2-9_tetona.htm EX1A-2A CHARTER 2981
4 FORM OF SUBSCRIPTION RIGHTS CERTIFICATE ea160615ex4-1_tetona.htm EX1A-4 SUBS AGMT 1394
5 TETON ADVISORS, INC. AMENDED AND RESTATED STOCK AWARD AND INCENTIVE PLAN ea160615ex6-13_tetona.htm EX1A-6 MAT CTRCT 52945
6 SUBSCRIPTION AGENT AGREEMENT ea160615ex8-1_tetona.htm EX1A-8 ESCW AGMT 6646
7 OPINION OF OLSHAN FROME WOLOSKY LLP ea160615ex12-1_tetona.htm EX1A-12 OPN CNSL 11132
8 FORM OF INSTRUCTIONS FOR USE OF SUBSCRIPTION RIGHTS CERTIFICATES ea160615ex99-1_tetona.htm ADD EXHB 54515
9 FORM OF LETTER TO REGISTERED HOLDERS ea160615ex99-2_tetona.htm ADD EXHB 23607
10 FORM OF LETTER TO BROKERS AND OTHER NOMINEE HOLDERS ea160615ex99-3_tetona.htm ADD EXHB 22818
11 FORM OF LETTER TO CLIENTS OF BROKERS AND OTHER NOMINEE HOLDERS ea160615ex99-4_tetona.htm ADD EXHB 19904
12 FORM OF BENEFICIAL OWNER ELECTION FORM ea160615ex99-5_tetona.htm ADD EXHB 27138
13 FORM OF NOMINEE HOLDER CERTIFICATION ea160615ex99-6_tetona.htm ADD EXHB 14314
14 FORM OF NOTICE OF GUARANTEED DELIVERY ea160615ex99-7_tetona.htm ADD EXHB 25643
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  Complete submission text file 0001213900-22-030195.txt   6176678
Mailing Address ONE CORPORATE CENTER RYE NY 10580
Business Address ONE CORPORATE CENTER RYE NY 10580 (914) 457-1070
Teton Advisors, Inc. (Filer) CIK: 0001444874 (see all company filings)

IRS No.: 134008049 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 1-A/A | Act: 33 | File No.: 024-11882 | Film No.: 22979952
SIC: 6282 Investment Advice
Office of Finance