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Form 1-A - Offering Statement [Regulation A]:
SEC Accession No. 0001213900-22-027399
Filing Date
2022-05-17
Accepted
2022-05-17 06:22:50
Documents
221

Document Format Files

Seq Description Document Type Size
1 primary_doc.html 1-A  
1 primary_doc.xml 1-A 10753
2 OFFERING CIRCULAR ea158489-1a_tetonadvisors.htm PART II AND III 1189322
3 ARTICLES OF ORGANIZATION OF TETON ADVISERS LLC, DATED SEPTEMBER 14, 1994 ea158489ex2-1_tetona.htm EX1A-2A CHARTER 3185
4 ARTICLES OF AMENDMENT TO ARTICLES OF ORGANIZATION OF TETON ADVISERS LLC, DATED N ea158489ex2-2_tetona.htm EX1A-2A CHARTER 569
5 CERTIFICATE OF INCORPORATION OF GABELLI ADVISERS, INC. DATED DECEMBER 31, 1997 ea158489ex2-3_tetona.htm EX1A-2A CHARTER 4621
6 CERTIFICATE OF MERGER OF GABELLI ADVISERS LLC INTO GABELLI ADVISERS, INC. DATED ea158489ex2-4_tetona.htm EX1A-2A CHARTER 1783
7 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF GABELLI ADVISERS, IN ea158489ex2-5_tetona.htm EX1A-2A CHARTER 546
8 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF TETON ADVISORS, INC. DATED AS ea158489ex2-6_tetona.htm EX1A-2A CHARTER 4881
9 AMENDMENT TO AMENDED AND RESTATED ARTICLES OF INCORPORATION OF TETON ADVISORS, I ea158489ex2-7_tetona.htm EX1A-2A CHARTER 4688
10 AMENDMENT TO AMENDED AND RESTATED ARTICLES OF INCORPORATION OF TETON ADVISORS, I ea158489ex2-8_tetona.htm EX1A-2A CHARTER 2531
11 AMENDED AND RESTATED BYLAWS OF TETON ADVISORS, INC. DATED OCTOBER 16, 2008 ea158489ex2-10_tetona.htm EX1A-2B BYLAWS 12617
12 AMENDMENT TO AMENDED AND RESTATED BY-LAWS OF TETON ADVISORS, INC. DATED FEBRUARY ea158489ex2-11_tetona.htm EX1A-2B BYLAWS 1572
13 INVESTMENT ADVISORY AGREEMENT, DATED OCTOBER 6, 1994, BY AND BETWEEN THE WESTWOO ea158489ex6-1_tetona.htm EX1A-6 MAT CTRCT 3778
14 INVESTMENT SUB-ADVISORY AGREEMENT, DATED OCTOBER 6, 1994, BY AND BETWEEN THE WES ea158489ex6-2_tetona.htm EX1A-6 MAT CTRCT 2897
15 INVESTMENT ADVISORY AGREEMENT, DATED FEBRUARY 25, 1997, BY AND BETWEEN THE WESTW ea158489ex6-3_tetona.htm EX1A-6 MAT CTRCT 3192
16 INVESTMENT ADVISORY AGREEMENT, DATED MAY 11, 1998, BY AND BETWEEN THE GABELLI WE ea158489ex6-4_tetona.htm EX1A-6 MAT CTRCT 5409
17 INVESTMENT SUB-ADVISORY AGREEMENT, DATED MARCH 1, 2017, BY AND BETWEEN THE TETON ea158489ex6-5_tetona.htm EX1A-6 MAT CTRCT 4653
18 INVESTMENT ADVISORY AGREEMENT, DATED OCTOBER 1, 2018, BY AND BETWEEN KEELEY FUND ea158489ex6-6_tetona.htm EX1A-6 MAT CTRCT 3820
19 TRANSITIONAL ADMINISTRATIVE AND MANAGEMENT SERVICES AGREEMENT, DATED FEBRUARY 19 ea158489ex6-7_tetona.htm EX1A-6 MAT CTRCT 13012
20 SEPARATION AND DISTRIBUTION AGREEMENT, DATED FEBRUARY 19, 2009, BY AND BETWEEN G ea158489ex6-8_tetona.htm EX1A-6 MAT CTRCT 9608
21 SERVICE MARK AND NAME LICENSE AGREEMENT, DATED FEBRUARY 19, 2009, BY AND BETWEEN ea158489ex6-9_tetona.htm EX1A-6 MAT CTRCT 4705
22 MUTUAL FUND DISTRIBUTION SERVICES AGREEMENT, DATED MARCH 1, 2017, BY AND BETWEEN ea158489ex6-10_tetona.htm EX1A-6 MAT CTRCT 1796
23 CONTRIBUTION AGREEMENT, DATED DECEMBER 30, 2021, BY AND BETWEEN TETON ADVISORS, ea158489ex6-11_tetona.htm EX1A-6 MAT CTRCT 2471
24 LEASE AGREEMENT, DATED JULY 23, 2018, BY AND BETWEEN CHICAGO BT PROPERTY, LLC AN ea158489ex6-12_tetona.htm EX1A-6 MAT CTRCT 49635
25 CONSENT OF RSM US LLP ea158489ex11-1_tetona.htm EX1A-11 CONSENT 2332
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  Complete submission text file 0001213900-22-027399.txt   70374765
Mailing Address ONE CORPORATE CENTER RYE NY 10580
Business Address ONE CORPORATE CENTER RYE NY 10580 (914) 457-1070
Teton Advisors, Inc. (Filer) CIK: 0001444874 (see all company filings)

IRS No.: 134008049 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 1-A | Act: 33 | File No.: 024-11882 | Film No.: 22932179
SIC: 6282 Investment Advice
Office of Finance