0001140361-23-006381.txt : 20230213
0001140361-23-006381.hdr.sgml : 20230213
20230213170625
ACCESSION NUMBER: 0001140361-23-006381
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230213
DATE AS OF CHANGE: 20230213
EFFECTIVENESS DATE: 20230213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Teton Advisors, Inc.
CENTRAL INDEX KEY: 0001444874
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 134008049
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13534
FILM NUMBER: 23619735
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: (914) 457-1070
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
0001444874
XXXXXXXX
12-31-2022
12-31-2022
false
Teton Advisors, Inc.
ONE CORPORATE CENTER
Rye
NY
10580
13F HOLDINGS REPORT
028-13534
000105963
801-47568
N
David Goldman
Counsel
914-921-7793
/s/ David Goldman
Rye
NY
02-10-2023
0
271
390177383
INFORMATION TABLE
2
informationtable.xml
1-800-FLOWERS.COM INC-CL A
EQUITY
68243Q106
1453120
152000
SH
SOLE
152000
0
0
2U INC 2.250 05/01/25 CVT
BOND CONVERTIBLE
90214JAB7
717497
1100000
PRN
SOLE
1100000
0
0
A10 NETWORKS INC
EQUITY
002121101
931280
56000
SH
SOLE
56000
0
0
ACCURAY INC
EQUITY
004397105
135850
65000
SH
SOLE
65000
0
0
ACME UNITED CORP
EQUITY
004816104
1204500
55000
SH
SOLE
55000
0
0
AEROJET ROCKETDYNE HOLDINGS
EQUITY
007800105
15101100
270000
SH
SOLE
270000
0
0
AGILYSYS INC
EQUITY
00847J105
316560
4000
SH
SOLE
4000
0
0
AKAMAI TECHNOLOGIES INC 0.375 09/01/27 CVT
BOND CONVERTIBLE
00971TAL5
291366
300000
PRN
SOLE
300000
0
0
ALITHYA GROUP INC-CLASS A
EQUITY
01643B106
1075232
716821
SH
SOLE
716821
0
0
ALLIED MOTION TECHNOLOGIES
EQUITY
019330109
4434794
127400
SH
SOLE
127400
0
0
AMERICAN OUTDOOR BRANDS INC
EQUITY
02875D109
1122240
112000
SH
SOLE
112000
0
0
AMERICAN SOFTWARE INC-CL A
EQUITY
029683109
1967120
134000
SH
SOLE
134000
0
0
AMERICAN VANGUARD CORP
EQUITY
030371108
434200
20000
SH
SOLE
20000
0
0
AMPCO-PITTSBURGH CORP
EQUITY
032037103
335125
133516
SH
SOLE
133516
0
0
AMPCO-PITTSBURGH CORP WARRANTS 8/1/25
WARRANT
032037111
7403
47000
SH
SOLE
47000
0
0
ANTERIX INC
EQUITY
03676C100
2026710
63000
SH
SOLE
63000
0
0
ARLO TECHNOLOGIES INC
EQUITY
04206A101
515970
147000
SH
SOLE
147000
0
0
ARRAY TECHNOLOGIES INC 1.000 12/01/28 CVT
BOND CONVERTIBLE
04271TAB6
891978
878000
PRN
SOLE
878000
0
0
ARTESIAN RESOURCES CORP-CL A
EQUITY
043113208
2028391
34626
SH
SOLE
34626
0
0
ASTEC INDUSTRIES INC
EQUITY
046224101
7806720
192000
SH
SOLE
192000
0
0
ASTRONICS CORP
EQUITY
046433108
2451400
238000
SH
SOLE
238000
0
0
ATLANTIC AMERICAN CORP
EQUITY
048209100
51502
22000
SH
SOLE
22000
0
0
ATLANTIC UNION BANKSHARES CO
EQUITY
04911A107
1466884
41744
SH
SOLE
41744
0
0
AVID TECHNOLOGY INC
EQUITY
05367P100
797700
30000
SH
SOLE
30000
0
0
AZZ INC
EQUITY
002474104
611040
15200
SH
SOLE
15200
0
0
BADGER METER INC
EQUITY
056525108
741404
6800
SH
SOLE
6800
0
0
BALLY'S CORP
EQUITY
05875B106
445042
22964
SH
SOLE
22964
0
0
BANDWIDTH INC 0.250 03/01/26 CVT
BOND CONVERTIBLE
05988JAB9
531006
700000
PRN
SOLE
700000
0
0
BANK7 CORP
EQUITY
06652N107
353280
13800
SH
SOLE
13800
0
0
BASSETT FURNITURE INDS
EQUITY
070203104
481426
27700
SH
SOLE
27700
0
0
BEASLEY BROADCAST GRP INC -A
EQUITY
074014101
283452
308000
SH
SOLE
308000
0
0
BELLRING BRANDS INC
EQUITY
07831C103
384600
15000
SH
SOLE
15000
0
0
BERKSHIRE HILLS BANCORP INC
EQUITY
084680107
337123
11275
SH
SOLE
11275
0
0
BIG 5 SPORTING GOODS CORP
EQUITY
08915P101
141280
16000
SH
SOLE
16000
0
0
BLOOM ENERGY CORP 2.500 08/15/25 CVT
BOND CONVERTIBLE
093712AH0
654866
485000
PRN
SOLE
485000
0
0
BOYD GAMING CORP
EQUITY
103304101
1038851
19051
SH
SOLE
19051
0
0
CADENCE BANK
EQUITY
12740C103
375818
15240
SH
SOLE
15240
0
0
CAESARS ENTERTAINMENT INC
EQUITY
12769G100
852800
20500
SH
SOLE
20500
0
0
CALAVO GROWERS INC
EQUITY
128246105
1455300
49500
SH
SOLE
49500
0
0
CALIFORNIA WATER SERVICE GRP
EQUITY
130788102
1431104
23600
SH
SOLE
23600
0
0
CAPITAL CITY BANK GROUP INC
EQUITY
139674105
2593500
79800
SH
SOLE
79800
0
0
CARDIOVASCULAR SYSTEMS INC
EQUITY
141619106
482148
35400
SH
SOLE
35400
0
0
CARDLYTICS INC 1.000 09/15/25 CVT
BOND CONVERTIBLE
14161WAB1
339183
780000
PRN
SOLE
780000
0
0
CASELLA WASTE SYSTEMS INC-A
EQUITY
147448104
3505502
44200
SH
SOLE
44200
0
0
CAVCO INDUSTRIES INC
EQUITY
149568107
4624550
20440
SH
SOLE
20440
0
0
CHART INDUSTRIES INC 6.750 12/15/25 SR:B CVT
PREFERRED CONVER
16115Q407
354480
7000
SH
SOLE
7000
0
0
CHASE CORP
EQUITY
16150R104
2932840
34000
SH
SOLE
34000
0
0
CHESAPEAKE UTILITIES CORP
EQUITY
165303108
1084892
9180
SH
SOLE
9180
0
0
CHURCHILL DOWNS INC
EQUITY
171484108
674462
3190
SH
SOLE
3190
0
0
CIRCOR INTERNATIONAL INC
EQUITY
17273K109
1485520
62000
SH
SOLE
62000
0
0
CITIZENS & NORTHERN CORP
EQUITY
172922106
378562
16560
SH
SOLE
16560
0
0
COHERUS BIOSCIENCES INC 1.500 04/15/26 CVT
BOND CONVERTIBLE
19249HAB9
330492
505000
PRN
SOLE
505000
0
0
COLUMBUS MCKINNON CORP/NY
EQUITY
199333105
2240430
69000
SH
SOLE
69000
0
0
COMMERCIAL VEHICLE GROUP INC
EQUITY
202608105
1913610
281000
SH
SOLE
281000
0
0
COMTECH TELECOMMUNICATIONS
EQUITY
205826209
2173060
179000
SH
SOLE
179000
0
0
CONMED CORP 2.625 02/01/24 CVT
BOND CONVERTIBLE
207410AF8
404604
350000
PRN
SOLE
350000
0
0
CONSOLIDATED WATER CO-ORD SH
EQUITY
G23773107
852480
57600
SH
SOLE
57600
0
0
CORE MOLDING TECHNOLOGIES IN
EQUITY
218683100
2071905
159500
SH
SOLE
159500
0
0
CTS CORP
EQUITY
126501105
8419324
213580
SH
SOLE
213580
0
0
CUTERA INC
EQUITY
232109108
10111345
228660
SH
SOLE
228660
0
0
CUTERA INC 2.250 03/15/26 CVT
BOND CONVERTIBLE
232109AB4
446004
300000
PRN
SOLE
300000
0
0
DAKTRONICS INC
EQUITY
234264109
123516
43800
SH
SOLE
43800
0
0
DANA INC
EQUITY
235825205
718675
47500
SH
SOLE
47500
0
0
DAWSON GEOPHYSICAL CO
EQUITY
239360100
47040
24000
SH
SOLE
24000
0
0
DENNY'S CORP
EQUITY
24869P104
524970
57000
SH
SOLE
57000
0
0
DHI GROUP INC
EQUITY
23331S100
238050
45000
SH
SOLE
45000
0
0
DIEBOLD NIXDORF INC
EQUITY
253651103
157620
111000
SH
SOLE
111000
0
0
DIGI INTERNATIONAL INC
EQUITY
253798102
365500
10000
SH
SOLE
10000
0
0
DIME COMMUNITY BANCSHARES IN
EQUITY
25432X102
671963
21111
SH
SOLE
21111
0
0
DISH NETWORK CORP 0.000 12/15/25 CVT
BOND CONVERTIBLE
25470MAF6
449155
700000
PRN
SOLE
700000
0
0
DISTRIBUTION SOLUTIONS GROUP
EQUITY
520776105
6745380
183000
SH
SOLE
183000
0
0
DUCOMMUN INC
EQUITY
264147109
8894878
178040
SH
SOLE
178040
0
0
EASTERN CO/THE
EQUITY
276317104
5699168
295600
SH
SOLE
295600
0
0
EDGIO INC 3.500 08/01/25 CVT
BOND CONVERTIBLE
53261MAB0
430560
500000
PRN
SOLE
500000
0
0
ELECTROMED INC
EQUITY
285409108
368640
35142
SH
SOLE
35142
0
0
ENERGY RECOVERY INC
EQUITY
29270J100
614700
30000
SH
SOLE
30000
0
0
EW SCRIPPS CO NEW
EQUITY
811054402
4499109
341100
SH
SOLE
341100
0
0
EXELIXIS INC
EQUITY
30161Q104
970420
60500
SH
SOLE
60500
0
0
FARMER BROS CO
EQUITY
307675108
1908540
414000
SH
SOLE
414000
0
0
FARMERS NATL BANC CORP
EQUITY
309627107
564800
40000
SH
SOLE
40000
0
0
FEDERAL SIGNAL CORP
EQUITY
313855108
4228770
91000
SH
SOLE
91000
0
0
FIRST INTERNET BANCORP
EQUITY
320557101
641963
26440
SH
SOLE
26440
0
0
FLUSHING FINANCIAL CORP
EQUITY
343873105
7350834
379300
SH
SOLE
379300
0
0
FNB CORP
EQUITY
302520101
965700
74000
SH
SOLE
74000
0
0
FOSTER (LB) CO-A
EQUITY
350060109
1427597
147479
SH
SOLE
147479
0
0
FREQUENCY ELECTRONICS INC
EQUITY
358010106
74025
10500
SH
SOLE
10500
0
0
FRP HOLDINGS INC
EQUITY
30292L107
1050270
19500
SH
SOLE
19500
0
0
FS BANCORP INC
EQUITY
30263Y104
1073959
32116
SH
SOLE
32116
0
0
FUBOTV INC 3.250 02/15/26 CVT
BOND CONVERTIBLE
35953DAB0
169060
360000
PRN
SOLE
360000
0
0
GAMBLING.COM GROUP LTD
EQUITY
G3R239101
1655098
180885
SH
SOLE
180885
0
0
GAN LTD
EQUITY
G3728V109
42000
28000
SH
SOLE
28000
0
0
GARRETT MOTION INC
EQUITY
366505105
381000
50000
SH
SOLE
50000
0
0
GENCOR INDUSTRIES INC
EQUITY
368678108
4797500
475000
SH
SOLE
475000
0
0
GENIUS SPORTS LTD
EQUITY
G3934V109
71400
20000
SH
SOLE
20000
0
0
GENTHERM INC
EQUITY
37253A103
795885
12190
SH
SOLE
12190
0
0
GIBRALTAR INDUSTRIES INC
EQUITY
374689107
3945680
86000
SH
SOLE
86000
0
0
GOLDEN ENTERTAINMENT INC
EQUITY
381013101
4525400
121000
SH
SOLE
121000
0
0
GORMAN-RUPP CO
EQUITY
383082104
2203320
86000
SH
SOLE
86000
0
0
GRAHAM CORP
EQUITY
384556106
1077440
112000
SH
SOLE
112000
0
0
GRAY TELEVISION INC
EQUITY
389375106
2698133
241120
SH
SOLE
241120
0
0
GRAY TELEVISION INC-A
EQUITY
389375205
943065
86600
SH
SOLE
86600
0
0
GRIFFON CORP
EQUITY
398433102
1252650
35000
SH
SOLE
35000
0
0
GYRODYNE LLC
EQUITY
403829104
130718
16138
SH
SOLE
16138
0
0
HANOVER BANCORP INC/NY
EQUITY
410710206
305850
15000
SH
SOLE
15000
0
0
HAWKINS INC
EQUITY
420261109
2773024
71840
SH
SOLE
71840
0
0
HERC HOLDINGS INC
EQUITY
42704L104
749949
5700
SH
SOLE
5700
0
0
HOMESTREET INC
EQUITY
43785V102
752934
27300
SH
SOLE
27300
0
0
I3 VERTICALS INC-CLASS A
EQUITY
46571Y107
2477593
101791
SH
SOLE
101791
0
0
I3 VERTICALS LLC 1.000 02/15/25 CVT
BOND CONVERTIBLE
44933TAB2
446175
500000
PRN
SOLE
500000
0
0
IAA INC
EQUITY
449253103
520000
13000
SH
SOLE
13000
0
0
ICC HOLDINGS INC
EQUITY
44931Q104
267750
17000
SH
SOLE
17000
0
0
ICF INTERNATIONAL INC
EQUITY
44925C103
1959209
19780
SH
SOLE
19780
0
0
IMAX CORP
EQUITY
45245E109
439800
30000
SH
SOLE
30000
0
0
IMPINJ INC 1.125 05/15/27 CVT
BOND CONVERTIBLE
453204AD1
906218
750000
PRN
SOLE
750000
0
0
INDUS REALTY TRUST INC
EQUITY
45580R103
7967995
125500
SH
SOLE
125500
0
0
INFINERA CORP 2.500 03/01/27 CVT
BOND CONVERTIBLE
45667GAE3
557900
500000
PRN
SOLE
500000
0
0
INFUSYSTEM HOLDINGS INC
EQUITY
45685K102
1736000
200000
SH
SOLE
200000
0
0
INGLES MARKETS INC-CLASS A
EQUITY
457030104
434070
4500
SH
SOLE
4500
0
0
INNOVATE CORP
EQUITY
45784J105
504900
270000
SH
SOLE
270000
0
0
INNOVATIVE SOLUTIONS & SUPP
EQUITY
45769N105
871320
106000
SH
SOLE
106000
0
0
INSPIRED ENTERTAINMENT INC
EQUITY
45782N108
3909227
308542
SH
SOLE
308542
0
0
INSULET CORPORATION 0.375 09/01/26 CVT
BOND CONVERTIBLE
45784PAK7
707600
500000
PRN
SOLE
500000
0
0
INTEGER HOLDINGS CORP
EQUITY
45826H109
1487636
21730
SH
SOLE
21730
0
0
INTEVAC INC
EQUITY
461148108
1759840
272000
SH
SOLE
272000
0
0
INVACARE CORP 4.250 03/15/26 CVT
BOND CONVERTIBLE
461203AQ4
171108
365000
PRN
SOLE
365000
0
0
INVITAE CORP
EQUITY
46185L103
18600
10000
SH
SOLE
10000
0
0
ISPECIMEN INC
EQUITY
45032V108
55000
40000
SH
SOLE
40000
0
0
JOHN BEAN TECHNOLOGIES CORP
EQUITY
477839104
913300
10000
SH
SOLE
10000
0
0
JOHNSON OUTDOORS INC-A
EQUITY
479167108
330600
5000
SH
SOLE
5000
0
0
KAMAN CORP
EQUITY
483548103
2114709
94830
SH
SOLE
94830
0
0
KAR AUCTION SERVICES INC
EQUITY
48238T109
414990
31800
SH
SOLE
31800
0
0
KIMBALL ELECTRONICS INC
EQUITY
49428J109
799686
35400
SH
SOLE
35400
0
0
KIMBALL INTERNATIONAL-B
EQUITY
494274103
1514500
233000
SH
SOLE
233000
0
0
KKR & CO INC
EQUITY
48251W104
2831620
61000
SH
SOLE
61000
0
0
LANDS' END INC
EQUITY
51509F105
166980
22000
SH
SOLE
22000
0
0
LA-Z-BOY INC
EQUITY
505336107
753060
33000
SH
SOLE
33000
0
0
LEE ENTERPRISES
EQUITY
523768406
361920
19500
SH
SOLE
19500
0
0
LEGACY HOUSING CORP
EQUITY
52472M101
1530072
80700
SH
SOLE
80700
0
0
LEMAITRE VASCULAR INC
EQUITY
525558201
253110
5500
SH
SOLE
5500
0
0
LENDINGTREE INC 0.500 07/15/25 CVT
BOND CONVERTIBLE
52603BAD9
181055
250000
PRN
SOLE
250000
0
0
LIFETIME BRANDS INC
EQUITY
53222Q103
1857083
244675
SH
SOLE
244675
0
0
LIMONEIRA CO
EQUITY
532746104
2368740
194000
SH
SOLE
194000
0
0
MANITOWOC COMPANY INC
EQUITY
563571405
174040
19000
SH
SOLE
19000
0
0
MARCUS CORPORATION
EQUITY
566330106
1043275
72500
SH
SOLE
72500
0
0
MARINE PRODUCTS CORP
EQUITY
568427108
4585133
389561
SH
SOLE
389561
0
0
MARINEMAX INC
EQUITY
567908108
405860
13000
SH
SOLE
13000
0
0
MATERIALISE NV-ADR
DEPOSITORY RECEI
57667T100
88000
10000
SH
SOLE
10000
0
0
MEDALLION FINANCIAL CORP
EQUITY
583928106
687753
96324
SH
SOLE
96324
0
0
MERCADOLIBRE INC 2.000 08/15/28 CVT
BOND CONVERTIBLE
58733RAD4
610122
300000
PRN
SOLE
300000
0
0
MESA LABORATORIES INC
EQUITY
59064R109
664840
4000
SH
SOLE
4000
0
0
METHODE ELECTRONICS INC
EQUITY
591520200
758283
17090
SH
SOLE
17090
0
0
MIDDLEBY CORP
EQUITY
596278101
2278978
17020
SH
SOLE
17020
0
0
MIDDLESEX WATER CO
EQUITY
596680108
515525
6553
SH
SOLE
6553
0
0
MINERALS TECHNOLOGIES INC
EQUITY
603158106
212520
3500
SH
SOLE
3500
0
0
MITEK SYSTEMS INC
EQUITY
606710200
1327530
137000
SH
SOLE
137000
0
0
MODINE MANUFACTURING CO
EQUITY
607828100
5391990
271500
SH
SOLE
271500
0
0
MOTORCAR PARTS OF AMERICA IN
EQUITY
620071100
213480
18000
SH
SOLE
18000
0
0
MOVADO GROUP INC
EQUITY
624580106
1338375
41500
SH
SOLE
41500
0
0
MSA SAFETY INC
EQUITY
553498106
1124682
7800
SH
SOLE
7800
0
0
MYERS INDUSTRIES INC
EQUITY
628464109
15191315
683370
SH
SOLE
683370
0
0
MYR GROUP INC/DELAWARE
EQUITY
55405W104
2089989
22700
SH
SOLE
22700
0
0
NAPCO SECURITY TECHNOLOGIES
EQUITY
630402105
329760
12000
SH
SOLE
12000
0
0
NATHAN'S FAMOUS INC
EQUITY
632347100
14596869
217183
SH
SOLE
217183
0
0
NATURAL GROCERS BY VITAMIN C
EQUITY
63888U108
146240
16000
SH
SOLE
16000
0
0
NAUTILUS INC
EQUITY
63910B102
15300
10000
SH
SOLE
10000
0
0
NAVIGATOR HOLDINGS LTD
EQUITY
Y62132108
1196000
100000
SH
SOLE
100000
0
0
NCL CORPORATION LTD 1.125 02/15/27 CVT
BOND CONVERTIBLE
62886HBD2
168633
223000
PRN
SOLE
223000
0
0
NCL CORPORATION LTD 5.375 08/01/25 CVT
BOND CONVERTIBLE
62886HAX9
255245
250000
PRN
SOLE
250000
0
0
NEOGEN CORP
EQUITY
640491106
3228760
212000
SH
SOLE
212000
0
0
NEOGENOMICS INC
EQUITY
64049M209
559020
60500
SH
SOLE
60500
0
0
NEURONETICS INC
EQUITY
64131A105
398460
58000
SH
SOLE
58000
0
0
NEXTERA ENERGY INC 6.926 09/01/25 CVT
PREFERRED CONVER
65339F713
250950
5000
SH
SOLE
5000
0
0
NICE LTD 0.000 09/15/25 CVT
BOND CONVERTIBLE
653656AB4
404867
430000
PRN
SOLE
430000
0
0
NICE SYSTEMS INC 1.250 01/15/24 CVT
BOND CONVERTIBLE
65366HAB9
471596
205000
PRN
SOLE
205000
0
0
NORTHRIM BANCORP INC
EQUITY
666762109
229030
4197
SH
SOLE
4197
0
0
OCEANFIRST FINANCIAL CORP
EQUITY
675234108
412038
19390
SH
SOLE
19390
0
0
OIL-DRI CORP OF AMERICA
EQUITY
677864100
741905
22120
SH
SOLE
22120
0
0
OMNICELL INC
EQUITY
68213N109
327730
6500
SH
SOLE
6500
0
0
OPKO HEALTH INC
EQUITY
68375N103
237500
190000
SH
SOLE
190000
0
0
OPTION CARE HEALTH INC
EQUITY
68404L201
631890
21000
SH
SOLE
21000
0
0
ORTHOFIX MEDICAL INC
EQUITY
68752M108
1239601
60380
SH
SOLE
60380
0
0
OTONOMO TECHNOLOGIES LTD
EQUITY
M7571L103
18315
45000
SH
SOLE
45000
0
0
PACIFIC PREMIER BANCORP INC
EQUITY
69478X105
315600
10000
SH
SOLE
10000
0
0
PAR TECHNOLOGY CORP 2.875 04/15/26 CVT
BOND CONVERTIBLE
698884AC7
935920
1000000
PRN
SOLE
1000000
0
0
PARATEK PHARMACEUTICALS INC
EQUITY
699374302
64515
34500
SH
SOLE
34500
0
0
PARK AEROSPACE CORP
EQUITY
70014A104
812646
60600
SH
SOLE
60600
0
0
PARK-OHIO HOLDINGS CORP
EQUITY
700666100
2354275
192500
SH
SOLE
192500
0
0
PEBBLEBROOK HOTEL TRUST 1.750 12/15/26 CVT
BOND CONVERTIBLE
70509VAA8
165816
200000
PRN
SOLE
200000
0
0
PERFICIENT INC 0.125 11/15/26 CVT
BOND CONVERTIBLE
71375UAF8
761980
1000000
PRN
SOLE
1000000
0
0
PETIQ INC 4.000 06/01/26 CVT
BOND CONVERTIBLE
71639TAB2
539085
640000
PRN
SOLE
640000
0
0
PFSWEB INC
EQUITY
717098206
1451400
236000
SH
SOLE
236000
0
0
PITNEY BOWES INC
EQUITY
724479100
190000
50000
SH
SOLE
50000
0
0
PLAYAGS INC
EQUITY
72814N104
1183200
232000
SH
SOLE
232000
0
0
PLAYSTUDIOS INC
EQUITY
72815G108
116400
30000
SH
SOLE
30000
0
0
POST HOLDINGS PARTNERI -CW23
WARRANT
737465112
7600
95000
SH
SOLE
95000
0
0
POST HOLDINGS PARTNERING -A
EQUITY
737465104
2830050
285000
SH
SOLE
285000
0
0
PREFORMED LINE PRODUCTS CO
EQUITY
740444104
208225
2500
SH
SOLE
2500
0
0
PRIMIS FINANCIAL CORP
EQUITY
74167B109
379200
32000
SH
SOLE
32000
0
0
PRIMO WATER CORP
EQUITY
74167P108
233100
15000
SH
SOLE
15000
0
0
PROGRESS SOFTWARE CORP 1.000 04/15/26 CVT
BOND CONVERTIBLE
743312AB6
880846
860000
PRN
SOLE
860000
0
0
PROS HOLDINGS INC 2.250 09/15/27 CVT
BOND CONVERTIBLE
74346YAG8
409623
465000
PRN
SOLE
465000
0
0
QUIDELORTHO CORP
EQUITY
219798105
214175
2500
SH
SOLE
2500
0
0
READING INTERNATIONAL INC-A
EQUITY
755408101
784655
283269
SH
SOLE
283269
0
0
READING INTERNATIONAL INC-B
EQUITY
755408200
1476840
74400
SH
SOLE
74400
0
0
RENASANT CORP
EQUITY
75970E107
1264941
33651
SH
SOLE
33651
0
0
RGC RESOURCES INC
EQUITY
74955L103
1168871
53010
SH
SOLE
53010
0
0
RPC INC
EQUITY
749660106
533400
60000
SH
SOLE
60000
0
0
RUSH ENTERPRISES INC - CL B
EQUITY
781846308
4799831
85300
SH
SOLE
85300
0
0
RUSH ENTERPRISES INC-CL A
EQUITY
781846209
2021145
38660
SH
SOLE
38660
0
0
RUSH STREET INTERACTIVE INC
EQUITY
782011100
71800
20000
SH
SOLE
20000
0
0
S&W SEED CO
EQUITY
785135104
558750
375000
SH
SOLE
375000
0
0
SANDY SPRING BANCORP INC
EQUITY
800363103
933595
26500
SH
SOLE
26500
0
0
SAREPTA THERAPEUTICS INC 1.250 09/15/27 CVT
BOND CONVERTIBLE
803607AC4
294831
255000
PRN
SOLE
255000
0
0
SCHMITT INDUSTRIES INC
EQUITY
806870200
174398
575000
SH
SOLE
575000
0
0
SILVERCREST ASSET MANAGEME-A
EQUITY
828359109
1289499
68700
SH
SOLE
68700
0
0
SINCLAIR BROADCAST GROUP -A
EQUITY
829226109
496320
32000
SH
SOLE
32000
0
0
SKYLINE CHAMPION CORP
EQUITY
830830105
3785985
73500
SH
SOLE
73500
0
0
SOUTHERN FIRST BANCSHARES
EQUITY
842873101
3431708
75010
SH
SOLE
75010
0
0
SOUTHSTATE CORP
EQUITY
840441109
1733372
22700
SH
SOLE
22700
0
0
SOUTHWEST AIRLINES CO 1.250 05/01/25 CVT
BOND CONVERTIBLE
844741BG2
362790
300000
PRN
SOLE
300000
0
0
SPORTSMAN'S WAREHOUSE HOLDIN
EQUITY
84920Y106
235250
25000
SH
SOLE
25000
0
0
STANDARD MOTOR PRODS
EQUITY
853666105
1497374
43028
SH
SOLE
43028
0
0
STANDEX INTERNATIONAL CORP
EQUITY
854231107
1474704
14400
SH
SOLE
14400
0
0
STARRETT (L.S.) CO -CL A
EQUITY
855668109
496800
67500
SH
SOLE
67500
0
0
STEEL PARTNERS HOLDINGS LP
EQUITY UNIT
85814R107
3954720
92400
SH
SOLE
92400
0
0
STELLAR BANCORP INC
EQUITY
858927106
1900170
64500
SH
SOLE
64500
0
0
STERIS PLC
EQUITY
G8473T100
240097
1300
SH
SOLE
1300
0
0
STONERIDGE INC
EQUITY
86183P102
2058980
95500
SH
SOLE
95500
0
0
STRIDE INC 1.125 09/01/27 CVT
BOND CONVERTIBLE
86333MAA6
763079
850000
PRN
SOLE
850000
0
0
SUMMIT HOTEL PROPERTIES 1.500 02/15/26 CVT
BOND CONVERTIBLE
866082AA8
330934
385000
PRN
SOLE
385000
0
0
SURMODICS INC
EQUITY
868873100
1620700
47500
SH
SOLE
47500
0
0
TEAM INC
EQUITY
878155308
57750
11000
SH
SOLE
11000
0
0
TEJON RANCH CO
EQUITY
879080109
1846320
98000
SH
SOLE
98000
0
0
TENNANT CO
EQUITY
880345103
1394561
22650
SH
SOLE
22650
0
0
TERRITORIAL BANCORP INC
EQUITY
88145X108
720300
30000
SH
SOLE
30000
0
0
TITAN INTERNATIONAL INC
EQUITY
88830M102
314060
20500
SH
SOLE
20500
0
0
TITAN MACHINERY INC
EQUITY
88830R101
3178400
80000
SH
SOLE
80000
0
0
TOWNSQUARE MEDIA INC - CL A
EQUITY
892231101
1087500
150000
SH
SOLE
150000
0
0
TRANSACT TECHNOLOGIES INC
EQUITY
892918103
208560
33000
SH
SOLE
33000
0
0
TRAVELCENTERS OF AMERICA INC
EQUITY
89421B109
488102
10900
SH
SOLE
10900
0
0
TREDEGAR CORP
EQUITY
894650100
2396590
234500
SH
SOLE
234500
0
0
TRINITY PLACE HOLDINGS INC
EQUITY
89656D101
261925
354000
SH
SOLE
354000
0
0
TRUSTCO BANK CORP NY
EQUITY
898349204
376276
10010
SH
SOLE
10010
0
0
TWIN DISC INC
EQUITY
901476101
1069200
110000
SH
SOLE
110000
0
0
TYLER TECHNOLOGIES INC
EQUITY
902252105
322410
1000
SH
SOLE
1000
0
0
ULTRA CLEAN HOLDINGS INC
EQUITY
90385V107
2801175
84500
SH
SOLE
84500
0
0
ULTRALIFE CORP
EQUITY
903899102
594440
154000
SH
SOLE
154000
0
0
UNITED BANKSHARES INC
EQUITY
909907107
344165
8500
SH
SOLE
8500
0
0
UNITED GUARDIAN INC
EQUITY
910571108
726739
69611
SH
SOLE
69611
0
0
UNIVERSAL TECHNICAL INSTITUT
EQUITY
913915104
638400
95000
SH
SOLE
95000
0
0
UPSTART HOLDINGS INC 0.250 08/15/26 CVT
BOND CONVERTIBLE
91680MAB3
398003
750000
PRN
SOLE
750000
0
0
VALLEY NATIONAL BANCORP
EQUITY
919794107
578529
51152
SH
SOLE
51152
0
0
VALUE LINE INC
EQUITY
920437100
1617984
31800
SH
SOLE
31800
0
0
VERINT SYSTEMS INC 0.250 04/15/26 CVT
BOND CONVERTIBLE
92343XAC4
802401
925000
PRN
SOLE
925000
0
0
VERITONE INC 1.750 11/15/26 CVT
BOND CONVERTIBLE
92347MAB6
574284
1056000
PRN
SOLE
1056000
0
0
VIAD CORP
EQUITY
92552R406
1211207
49660
SH
SOLE
49660
0
0
VILLAGE SUPER MARKET-CLASS A
EQUITY
927107409
2607246
111947
SH
SOLE
111947
0
0
VISHAY PRECISION GROUP
EQUITY
92835K103
2280814
59012
SH
SOLE
59012
0
0
WABASH NATIONAL CORP
EQUITY
929566107
1191020
52700
SH
SOLE
52700
0
0
WASHINGTON TRUST BANCORP
EQUITY
940610108
2071202
43900
SH
SOLE
43900
0
0
WATERSTONE FINANCIAL INC
EQUITY
94188P101
1289552
74800
SH
SOLE
74800
0
0
WEBSTER FINANCIAL CORP
EQUITY
947890109
568175
12002
SH
SOLE
12002
0
0
WESTERN NEW ENGLAND BANCORP
EQUITY
958892101
800127
84580
SH
SOLE
84580
0
0
WILLAMETTE VALLEY VINEYARDS
EQUITY
969136100
137243
23000
SH
SOLE
23000
0
0
WILLDAN GROUP INC
EQUITY
96924N100
1517250
85000
SH
SOLE
85000
0
0
WILLIAMS INDUSTRIAL SERVICES
EQUITY
96951A104
11323
11100
SH
SOLE
11100
0
0
WINNEBAGO INDUSTRIES
EQUITY
974637100
1934090
36700
SH
SOLE
36700
0
0
WORKIVA INC 1.125 08/15/26 CVT
BOND CONVERTIBLE
98139AAB1
741852
600000
PRN
SOLE
600000
0
0
WORLD WRESTLING ENTERTAIN-A
EQUITY
98156Q108
1370400
20000
SH
SOLE
20000
0
0
YORK WATER CO
EQUITY
987184108
1799515
40007
SH
SOLE
40007
0
0
ZSCALER INC. 0.125 07/01/25 CVT
BOND CONVERTIBLE
98980GAB8
710498
675000
PRN
SOLE
675000
0
0