15-12G 1 tetonform15.htm TETON ADVISORS, INC. FORM 15 DATED APRIL 2, 2009 tetonform15.htm


 UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 15
 
CERTIFICATION AND NOTIFICATION OF TERMINATION OF REGISTRATION UNDER SECTION
12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE
REPORTS UNDER SECTION 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
 
Commission file number 000-53527
 
 
Teton Advisors, Inc.
 
 
(Exact name of registrant as specified in its charter)
 
 
 
One Corporate Center, Rye, NY 10580-1422 (914) 457-1071
 
 
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
 
 
 
Class B Common Stock, par value $0.001
 
 
(Title of each class of securities covered by this Form)
 
 
 
None
 
 
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
 
 
 
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
Rule 12g-4(a)(1)       x
Rule 12g-4(a)(2)       o
Rule 12h-3(b)(1)(i)   o
Rule 12h-3(b)(1)(ii)  o
Rule 15d-6                o
 
Approximate number of holders of record as of the certification or notice date: 183
 
Pursuant to the requirements of the Securities and Exchange Act of 1934 Teton Advisors, Inc. has caused this certification/notice
to be signed on its behalf by the undersigned duly authorized person.
 
 
 
Date: April 2, 2009
By: /s/ Jeffrey M. Farber
 
 
            Jeffrey M. Farber
 
 
            Chief Financial Officer
 
     
 
 
Instruction: This form is required by Rules 12g-4, 12h-3 and 15d-6 of the General Rules and Regulations under the Securities Exchange Act of 1934.  The registrant shall file with the Commission three copies of Form 15, one of which shall be manually signed.  It may be signed by an officer of the registrant, by counsel or by any other duly authorized person.  The name and title of the person signing this form shall be typed or printed under the signature.