X0303 4 2009-03-20 0 0001444874 Teton Advisors, Inc. NONE 0001453881 Galluccio Nicholas F. C/O TETON ADVISORS, INC. 401 THEODORE FREMD AVENUE RYE NY 10580 1 1 0 0 CEO & President Class A Common Stock 2009-03-20 4 A 0 260849 A 260849 D These securities represent restricted stock that was awarded to the Reporting Pereson pursuant to his Employment Agreement. Thirty percent of these shares vest after three years from the date of employment of the Reporting Person, July 18, 2008, and the remaining seventy percent vest after five years from the date of employment, July 18, 2008. /s/ Nicholas F. Galluccio 2009-03-20