NPORT-P false 0001444822 XXXXXXXX S000024177 C000070967 C000145937 C000070968 AQR Funds 811-22235 0001444822 549300V0TAB4ICSX2404 2 Greenwich Plaza 4th Floor Greenwich 06830 203-742-3600 AQR Diversified Arbitrage Fund S000024177 9SU636C3FFO5J0KHWM63 2020-12-31 2020-09-30 N 917825107.76 236098912.92 681726194.84 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 59456044.54999999 USD N N/A N/A 049430119 321747.00000000 NS USD 165377.96000000 0.024258706978 N/A DO US N 1 Atlas Technical Consultants, Inc. N/A Call Purchased Atlas Technical Consultants, Inc. Atlas Technical Consultants, Inc. 1.00000000 11.50000000 USD 2025-02-14 XXXX 165377.96000000 N N N N/A N/A 03212A113 46875.00000000 NS USD 58125.00000000 0.008526150299 N/A DO US N 1 Amplitude Healthcare Acquisition Corp. N/A Call Purchased Amplitude Healthcare Acquisition Corp. 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USD XXXX N N N Ligand Pharmaceuticals, Inc. 5493008K7TB0IKP37H79 53220K504 101.00000000 NS USD 9627.32000000 0.001412197458 Long EC CORP US N 1 N N N LMP Capital and Income Fund, Inc. 549300YJH1GYGXCCQ467 50208A102 17152.00000000 NS USD 174950.40000000 0.025662854284 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -207.86000000 -0.00003049024 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 42666.58000000 USD 36150.00000000 EUR 2020-12-16 -207.86000000 N N N Air Canada 4B4HI3CGXMBDC0G6BM51 008911877 668.00000000 NS 7871.22000000 0.001154601372 Long EC CORP CA N 1 N N N K12, Inc. 254900BRWS3AFONWU277 48273U102 -17516.00000000 NS USD -461371.44000000 -0.06767694178 Short EC CORP US N 1 N N N N/A N/A 000000000 681862.35000000 PA USD -42831.83999999 -0.00628285084 N/A DE GB N 2 Goldman Sachs International W22LROWP2IHZNBB6K528 N/A N/A Rec/pay the total return of custom basket plus Fed +/- spread (0.02%). USD Currency. Maturity 53 Months 01/13/25 Y 2025-01-13 0.00000000 USD 0.00000000 USD 681862.00000000 USD -42743.61000000 N N N Chimera Investment Corp. 2JBBQFJOL123LOUBE657 16934Q208 -807692.00000000 NS USD -6623074.40000000 -0.97151531657 Short EC CORP US N 1 N N N Bentley Systems, Inc. 549300WVEHPGE0Z56F71 08265T208 147.00000000 NS USD 4615.80000000 0.000677075347 Long EC CORP US N 1 N N N N/A N/A 39813G117 90000.00000000 NS USD 160200.00000000 0.023499170372 N/A DO US N 1 Grid Dynamics Holdings, Inc. N/A Call Purchased Grid Dynamics Holdings, Inc. Grid Dynamics Holdings, Inc. 1.00000000 11.50000000 USD 2023-09-30 XXXX 160200.00000000 N N N Nuveen Real Estate Income Fund LXJVVL0330BRT3R7PH61 67071B108 36540.00000000 NS USD 275877.00000000 0.040467419630 Long RF US N 1 N N N EQT Corp. 4NT01YGM4X7ZX86ISY52 26884LAJ8 800000.00000000 PA USD 911757.90000000 0.133742535771 Long DBT CORP US Y 2 2026-05-01 Fixed 1.75000000 N N N N Y EQT Corp. USD XXXX N N N Royce Micro-Cap Trust, Inc. 254900D3WFIV4SD8EF19 780915104 62225.00000000 NS USD 477265.75000000 0.070008421799 Long RF US N 1 N N N Lam Research Corp. 549300I4GMO6D34U1T02 512807108 -75649.00000000 NS USD -25096555.75000000 -3.68132483978 Short EC CORP US N 1 N N N Southwest Airlines Co. UDTZ87G0STFETI6HGH41 844741BG2 5000000.00000000 PA USD 6525000.00000000 0.957129130344 Long DBT CORP US N 2 2025-05-01 Fixed 1.25000000 N N N N Y Southwest Airlines Co. USD XXXX N N N EZCORP, Inc. 5493003K6PG3ZQ7TUQ63 302301AF3 475000.00000000 PA USD 419044.21000000 0.061468110389 Long DBT CORP US N 2 2024-07-01 Fixed 2.87500000 N N N N Y EZCORP, Inc. USD XXXX N N N Blackstone/GSO Strategic Credit Fund 549300YESIF051NRED20 09257R101 35935.00000000 NS USD 439125.70000000 0.064413793004 Long RF US N 1 N N N Harmonic, Inc. 549300LRGRD8XC9BTL66 413160AD4 375000.00000000 PA USD 348975.00000000 0.051189906247 Long DBT CORP US N 2 2024-09-01 Fixed 2.00000000 N N N N N Harmonic, Inc. USD XXXX N N N N/A N/A N/A 1.00000000 NC N/A 2493.30000000 0.000365733342 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 269559.00000000 EUR 319094.39000000 USD 2020-12-16 2493.30000000 N N N N/A N/A 498455112 247565.00000000 NS USD 74269.50000000 0.010894329800 N/A DO US N 1 KLDiscovery, Inc. 549300ZSG089YPZ24F88 Call Purchased KLDiscovery, Inc. KLDiscovery, Inc. 1.00000000 11.50000000 USD 2025-12-01 XXXX 74269.50000000 N N N N/A N/A 58953M114 75000.00000000 NS USD 41250.00000000 0.006050816341 N/A DO US N 2 Merida Merger Corp. I N/A Call Purchased Merida Merger Corp. I Merida Merger Corp. I 1.00000000 11.50000000 USD 2026-11-07 XXXX 41250.00000000 N N N N/A N/A 000000000 2475481.69000000 PA USD 310931.52000000 0.045609442963 N/A DE US N 2 JPMorgan Chase Bank 7H6GLXDRUGQFU57RNE97 N/A N/A Rec/pay the total return of custom basket plus Fed +/- spread (-1.00% to 0.30%). USD Currency. Maturity 12-61 Months 04/19/21 to 01/22/25 Y 2021-04-19 0.00000000 USD 0.00000000 USD 2475482.00000000 USD 311234.42000000 N N N Infinera Corp. 549300ZOF66WPV3H0H17 45667G103 -146402.00000000 NS USD -901836.32000000 -0.13228717435 Short EC CORP US N 1 N N N Falcon Capital Acquisition Corp. N/A 30606L207 56960.00000000 NS USD 586118.40000000 0.085975631336 Long EC CORP US N 1 N N N GO Acquisition Corp. N/A 362019200 569600.00000000 NS USD 5741568.00000000 0.842210266153 Long EC CORP US N 1 N N N Lionheart Acquisition Corp. II N/A 53625R203 598080.00000000 NS USD 5956876.80000000 0.873793151134 Long EC CORP US N 1 N N N N/A N/A 705163111 122916.00000000 NS USD 28762.34000000 0.004219045742 N/A DO US N 1 Peck Co. Holdings, Inc. (The) 5493000GTIV839VV6A74 Call Purchased Peck Co. Holdings, Inc. (The) Peck Co. Holdings, Inc. (The) 0.50000000 11.50000000 USD 2024-06-20 XXXX 28762.34000000 N N N Harmonic, Inc. 549300LRGRD8XC9BTL66 413160102 -23822.00000000 NS USD -132926.76000000 -0.01949855543 Short EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 361.46000000 0.000053021286 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 30987.00000000 CAD 23641.05000000 USD 2020-12-16 361.46000000 N N N Cloudflare, Inc. 5493007DY18BGNLDWU14 18915M107 -483.00000000 NS USD -19831.98000000 -0.00290908287 Short EC CORP US N 1 N N N EZCORP, Inc. 5493003K6PG3ZQ7TUQ63 302301AE6 1025000.00000000 PA USD 798894.24000000 0.117186965389 Long DBT CORP US N 2 2025-05-01 Fixed 2.37500000 N N N N Y EZCORP, Inc. USD XXXX N N N Tailwind Acquisition Corp. N/A 87403Q201 626560.00000000 NS USD 6296928.00000000 0.923674056778 Long EC CORP US N 1 N N N Precigen, Inc. 549300XCWNQU35K64G19 46122TAA0 2550000.00000000 PA USD 1224000.00000000 0.179544223071 Long DBT CORP US N 2 2023-07-01 Fixed 3.50000000 N N N N Y Precigen, Inc. USD XXXX N N N Inseego Corp. 549300E27VG1NWGNA141 45782BAD6 3700000.00000000 PA USD 3558239.24000000 0.521945506411 Long DBT CORP US N 2 2025-05-01 Fixed 3.25000000 N N N N N Inseego Corp. USD XXXX N N N Livongo Health, Inc. 54930061HKCVF1H2O156 539183103 -26499.00000000 NS USD -3711184.95000000 -0.54438057068 Short EC CORP US N 1 N N N Datadog, Inc. 549300F6JNO0KRPO1K63 23804L103 -12676.00000000 NS USD -1294980.16000000 -0.18995605124 Short EC CORP US N 1 N N N DEMC Ltd. N/A N/A 489352292603.73000000 NS USD 0.00000000 0.000000 Long EC CORP US Y 3 N N N Apollo Senior Floating Rate Fund, Inc. 5493005XHGCCBXT5YQ39 037636107 24333.00000000 NS USD 311949.06000000 0.045758702300 Long RF US N 1 N N N Invesco Trust for Investment Grade New York Municipals FNS6N81D3V131ZZWNT79 46131T101 9992.00000000 NS USD 123700.96000000 0.018145255519 Long RF US N 1 N N N N/A N/A 64822P114 100000.00000000 NS USD 124000.00000000 0.018189120637 N/A DO US N 1 New Providence Acquisition Corp. N/A Call Purchased New Providence Acquisition Corp. New Providence Acquisition Corp. 1.00000000 11.50000000 USD 2024-09-01 XXXX 124000.00000000 N N N N/A N/A 212896112 3750.00000000 NS USD 6375.00000000 0.000935126161 N/A DO US N 1 Conyers Park II Acquisition Corp. N/A Call Purchased Conyers Park II Acquisition Corp. Conyers Park II Acquisition Corp. 1.00000000 11.50000000 USD 2026-12-31 XXXX 6375.00000000 N N N Virtus Total Return Fund, Inc. 549300KKRHI4GF7RNQ81 92835W107 17363.00000000 NS USD 135952.29000000 0.019942359708 Long RF US N 1 N N N Lyft, Inc. 549300H7I5VN334XVZ52 55087P104 -3484.00000000 NS USD -95984.20000000 -0.01407958220 Short EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -480.42000000 -0.00007047110 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 11993397.00000000 JPY 113360.63000000 USD 2020-12-16 -480.42000000 N N N Accolade, Inc. N/A 00437E102 500.00000000 NS USD 19435.00000000 0.002850851287 Long EC CORP US N 1 N N N Nice Ltd. 254900YTY4EF5Z4W0A51 653656108 -3613.00000000 NS USD -820259.39000000 -0.12032094354 Short EC CORP IL N 1 N N N N/A N/A 749641114 166666.00000000 NS USD 356665.24000000 0.052317960304 N/A DO US N 1 RMG Acquisition Corp. N/A Call Purchased RMG Acquisition Corp. RMG Acquisition Corp. 1.00000000 11.50000000 USD 2026-02-21 XXXX 356665.24000000 N N N BNY Mellon Strategic Municipal Bond Fund, Inc. 54930044KK4C1VDJ7M52 09662E109 8939.00000000 NS USD 65165.31000000 0.009558868427 Long RF US N 1 N N N Acutus Medical, Inc. N/A 005111109 4330.00000000 NS USD 129034.00000000 0.018927540261 Long EC CORP US N 1 N N N Live Nation Entertainment, Inc. 5493007B9BM9ZXJINO78 538034109 19000.00000000 NS USD 1023720.00000000 0.150165859512 Long EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 1184.57000000 0.000173760376 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 122342.00000000 EUR 144877.09000000 USD 2020-12-16 1184.57000000 N N N N/A N/A N/A 1.00000000 NC N/A -398.07000000 -0.00005839147 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 47888.41000000 USD 40434.00000000 EUR 2020-12-16 -398.07000000 N N N NortonLifeLock, Inc. YF6ZV0M6AU4FY94MK914 668771AA6 1875000.00000000 PA USD 2245906.88000000 0.329444122434 Long DBT CORP US Y 2 2022-08-15 Fixed 2.00000000 N N N N N NortonLifeLock, Inc. USD XXXX N N N Inovio Pharmaceuticals, Inc. 529900B9W875XDZXTM97 45773HAB8 2075000.00000000 PA USD 4438834.87000000 0.651116959212 Long DBT CORP US N 2 2024-03-01 Fixed 6.50000000 N N N N Y Inovio Pharmaceuticals, Inc. USD XXXX N N N N/A N/A 000000000 343590612.86000001 PA USD 14791441.89000000 2.169704201181 N/A DE GB N 2 Goldman Sachs International W22LROWP2IHZNBB6K528 N/A N/A Rec/pay the total return of custom basket plus Fed or LIBOR +/- spread (-0.14% to 0.07%). USD Currency. Maturity 57-61 Months 09/06/24 to 09/18/25 Air Transport Services Group, Inc. 1414010.50000000 USD -160833.98000000 USD Deutsche Bank AG 3382553.25000000 USD -26115.75000000 USD SMART Global Holdings, Inc. 1155917.50000000 USD 49377.50000000 USD Carnival Corp. 15368901.15000000 USD 3573926.75000000 USD Bandwidth, Inc., Class A 8202346.02000000 USD -3721312.41000000 USD Charter Communications, Inc., Class A 6809052.04000000 USD -1266279.65000000 USD Benefitfocus, Inc. 2061171.00000000 USD 106640.62000000 USD Square, Inc. 10409705.25000000 USD 4316121.20000000 USD NextEra Energy, Inc. 3068241.35000000 USD 237399.10000000 USD Wayfair, Inc., Class A 8775697.56000000 USD -3876290.41000000 USD Booking Holdings, Inc. 3725757.00000000 USD 205405.50000000 USD Wayfair, Inc. 10317368.93000000 USD 5942547.95000000 USD Equitable Holdings, Inc. 5782335.36000000 USD -402891.65000000 USD Rapid7, Inc. 7317295.98000000 USD 1505239.40000000 USD NRG Energy, Inc. 4127382.65000000 USD 3122.75000000 USD Lumentum Holdings, Inc. 8242437.17000000 USD -17472.26000000 USD Guess?, Inc. 2549625.75000000 USD -207740.25000000 USD Guess?, Inc. 397531.82000000 USD 55005.06000000 USD KBR, Inc. 620512.36000000 USD 21180.20000000 USD KBR, Inc. 1365472.80000000 USD 53466.00000000 USD Atlas Air Worldwide Holdings, Inc. 4902084.60000000 USD -1332558.09000000 USD Lumentum Holdings, Inc. 9647359.20000000 USD 723318.95000000 USD Bandwidth, Inc. 9387042.10000000 USD 4478916.70000000 USD NuVasive, Inc. 1041340.80000000 USD 196620.44000000 USD Infinera Corp. 1057967.68000000 USD 21039.80000000 USD JPMorgan Chase & Co. 555285.36000000 USD 19996.55000000 USD Lumentum Holdings, Inc., Series QIB 3383861.03000000 USD 111804.45000000 USD Benefitfocus, Inc. 52057.60000000 USD 309.88000000 USD Tesla, Inc. 24231771.83000000 USD -14516555.93000000 USD Akamai Technologies, Inc. 3333886.40000000 USD -160422.78000000 USD Infinera Corp. 3074088.85000000 USD 138111.12000000 USD Square, Inc., Class A 7177395.25000000 USD -2331661.82000000 USD NuVasive, Inc. 4381635.00000000 USD -75835.70000000 USD NextEra Energy, Inc. 6889851.78000000 USD 531751.78000000 USD Liberty Interactive LLC 7378372.00000000 USD 1505684.00000000 USD Liberty Media Corp. 2700813.15000000 USD 250410.45000000 USD PAR Technology Corp. 1965905.50000000 USD 720783.37000000 USD DISH Network Corp. 2374940.53000000 USD -14203.70000000 USD NRG Energy, Inc. 807017.22000000 USD 70958.21000000 USD Ligand Pharmaceuticals, Inc. 1718888.20000000 USD 171670.33000000 USD OPKO Health, Inc. 3094009.65000000 USD -433862.64000000 USD Carnival Corp. 11553498.00000000 USD -76735.72000000 USD Sarepta Therapeutics, Inc. 2858880.75000000 USD 821151.37000000 USD Akamai Technologies, Inc. 6335828.78000000 USD 492152.18000000 USD OPKO Health, Inc. 6034921.03000000 USD 2134783.53000000 USD Colfax Corp. 5368400.00000000 USD 864400.00000000 USD Omeros Corp. 317751.73000000 USD 187653.39000000 USD Granite Construction, Inc. 3033570.40000000 USD 67431.00000000 USD Meritor, Inc. 2183952.03000000 USD 86735.00000000 USD Splunk, Inc. 1337792.43000000 USD -227886.57000000 USD Ligand Pharmaceuticals, Inc. 153083.92000000 USD 30252.33000000 USD Cytokinetics, Inc. 4677569.10000000 USD -1237849.18000000 USD DISH Network Corp., Class A 516124.37000000 USD 43227.88000000 USD Snap, Inc., Class A 1808900.80000000 USD -633472.09000000 USD Tabula Rasa HealthCare, Inc. 415283.22000000 USD 161984.13000000 USD Tabula Rasa HealthCare, Inc. 1162421.25000000 USD -109341.25000000 USD Meritor, Inc. 435321.66000000 USD 13657.40000000 USD SMART Global Holdings, Inc. 530177.28000000 USD -16097.80000000 USD Sirius XM Holdings, Inc. 673033.76000000 USD 66578.67000000 USD Cleveland-Cliffs, Inc. 2817140.94000000 USD -403533.48000000 USD PAR Technology Corp. 1271527.88000000 USD -410051.58000000 USD Rapid7, Inc. 5713936.96000000 USD -1180929.11000000 USD Splunk, Inc. 2057310.98000000 USD 533871.98000000 USD Cytokinetics, Inc. 5406476.88000000 USD 1501283.55000000 USD Lannett Co., Inc. 1264464.50000000 USD 382762.42000000 USD Sarepta Therapeutics, Inc. 2314426.83000000 USD -566334.75000000 USD Omeros Corp. 1469065.20000000 USD -109298.25000000 USD AXA SA 7559034.00000000 USD 659880.60000000 USD NextEra Energy, Inc. 7529647.68000000 USD -855745.94000000 USD Tesla, Inc. 24220112.00000000 USD 15718475.69000000 USD Booking Holdings, Inc. 990483.72000000 USD 41073.67000000 USD Atlas Air Worldwide Holdings, Inc. 8374949.58000000 USD 2515030.75000000 USD Air Transport Services Group, Inc. 3176490.00000000 USD 284577.00000000 USD Lannett Co., Inc. 2851640.00000000 USD -328460.00000000 USD Cleveland-Cliffs, Inc. 4689986.03000000 USD -372629.32000000 USD Colfax Corp. 4701742.08000000 USD -810535.10000000 USD Snap, Inc. 2771236.00000000 USD 941054.00000000 USD Granite Construction, Inc. 765541.92000000 USD 77461.45000000 USD Y 2024-09-06 0.00000000 USD 0.00000000 USD 343590613.00000000 USD 16753348.89000000 N N N N/A N/A 68373J112 46596.00000000 NS USD 647684.40000000 0.095006529733 N/A DO US N 1 Open Lending Corp. N/A Call Purchased Open Lending Corp. Open Lending Corp. 1.00000000 11.50000000 USD 2020-10-12 XXXX 647684.40000000 N N N Euronet Worldwide, Inc. YG3575C4DSHJPA5KET68 298736109 391.00000000 NS USD 35620.10000000 0.005224986258 Long EC CORP US N 1 N N N Principal Real Estate Income Fund 549300HK3LIJEGLGMK36 74255X104 987.00000000 NS USD 10570.77000000 0.001550588796 Long RF US N 1 N N N Nuveen Michigan Quality Municipal Income Fund 549300FCV671TX0VBC86 670979103 2143.00000000 NS USD 30387.74000000 0.004457469909 Long RF US N 1 N N N N/A N/A 395392111 90000.00000000 NS USD 21150.00000000 0.003102418560 N/A DO US N 1 Greenrose Acquisition Corp. 549300OTUBFG3Z6Q6N80 Call Purchased Greenrose Acquisition Corp. Greenrose Acquisition Corp. 1.00000000 11.50000000 USD 2024-05-11 XXXX 21150.00000000 N N N N/A N/A N/A 370000.00000000 NS USD 20387.00000000 0.002990496793 N/A DO KY N 1 Glory Star New Media Group Holdings Ltd. N/A Call Purchased Glory Star New Media Group Holdings Ltd. Glory Star New Media Group Holdings Ltd. 0.50000000 11.50000000 USD 2025-02-20 XXXX 20387.00000000 N N N Hudson Executive Investment Corp. N/A 443761101 100000.00000000 NS USD 982500.00000000 0.144119443764 Long EC CORP US N 1 N N N Parsons Corp. 549300ZXH0VRBSEPX752 70202L102 -78911.00000000 NS USD -2646674.94000000 -0.38823136913 Short EC CORP US N 1 N N N Omeros Corp. 549300CJWLXX2MXVVV71 682143102 -59608.00000000 NS USD -602338.84000000 -0.08835495020 Short EC CORP US N 1 N N N Barings Global Short Duration High Yield Fund 549300WWIZCL845OP089 06760L100 19365.00000000 NS USD 257941.80000000 0.037836568691 Long RF US N 1 N N N Software Acquisition Group, Inc. II N/A 83407F200 538000.00000000 NS USD 5353100.00000000 0.785227271669 Long EC CORP US N 1 N N N Danaher Corp. S4BKK9OTCEWQ3YHPFM11 235851AV4 1475000.00000000 PA USD 1446002.46000000 0.212108977320 Long DBT CORP US N 2 2050-10-01 Fixed 2.60000000 N N N N N N N/A N/A N/A 1.00000000 NC N/A -192.01000000 -0.00002816526 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 11993394.00000000 JPY 113649.01000000 USD 2020-12-16 -192.01000000 N N N Okta, Inc. 549300N8J06I8MRHU620 679295105 -8600.00000000 NS USD -1839110.00000000 -0.26977252948 Short EC CORP US N 1 N N N N/A N/A 53804F111 189750.00000000 NS USD 185955.00000000 0.027277080066 N/A DO US N 1 Live Oak Acquisition Corp. N/A Call Purchased Live Oak Acquisition Corp. Live Oak Acquisition Corp. 1.00000000 11.50000000 USD 2027-05-08 XXXX 185955.00000000 N N N QTS Realty Trust, Inc. 5493006PA4CJK4OG2J54 74736A301 9525.00000000 NS USD 1350557.04000000 0.198108426846 Long EP CORP US N 2 N N N Apollo Tactical Income Fund, Inc. 549300JOTMM1DVBHF402 037638103 23655.00000000 NS USD 300655.05000000 0.044102023990 Long RF US N 1 N N N Montrose Environmental Group, Inc. N/A 615111101 866.00000000 NS USD 20628.12000000 0.003025865832 Long EC CORP US N 1 N N N AllianceBernstein Global High Income Fund, Inc. AE2ZT9UGMEIJ7T4R5734 01879R106 22874.00000000 NS USD 240405.74000000 0.035264266184 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -2327.58000000 -0.00034142446 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 318928.67000000 USD 269559.00000000 EUR 2020-12-16 -2327.58000000 N N N Rapid7, Inc. 549300GNVG5D60KEYN14 753422104 -9356.00000000 NS USD -572961.44000000 -0.08404568349 Short EC CORP US N 1 N N N Annexon, Inc. N/A 03589W102 866.00000000 NS USD 26179.18000000 0.003840131155 Long EC CORP US N 1 N N N Match Group, Inc. 15OMOPB0A8K0EFUVD031 57667L107 -7730.00000000 NS USD -855324.50000000 -0.12546452028 Short EC CORP US N 1 N N N Royce Value Trust, Inc. 254900NJE1W1YYKNVM16 780910105 47659.00000000 NS USD 602409.76000000 0.088365353210 Long RF US N 1 N N N Vasta Platform Ltd. N/A N/A 866.00000000 NS USD 13362.38000000 0.001960080176 Long EC CORP KY N 1 N N N N/A N/A N/A 1.00000000 NC N/A 317.72000000 0.000046605221 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 30672.00000000 CAD 23360.66000000 USD 2020-12-16 317.72000000 N N N Ranpak Holdings Corp. 5493000Z9EZR9DCYOO86 75321W103 -5110.00000000 NS USD -48647.20000000 -0.00713588539 Short EC CORP US N 1 N N N Nuveen Real Asset Income and Growth Fund RQLXTE3CBG56EZF1BQ60 67074Y105 28152.00000000 NS USD 339513.12000000 0.049801976595 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -536.32000000 -0.00007867088 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 62233.59000000 USD 82124.00000000 CAD 2020-12-16 -536.32000000 N N N N/A N/A N/A 1.00000000 NC N/A -399.41000000 -0.00005858803 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 62096.68000000 USD 82124.00000000 CAD 2020-12-16 -399.41000000 N N N N/A N/A N/A 470000.00000000 NS USD 19951.50000000 0.002926614842 N/A DO MH N 3 Hunter Maritime Acquisition Corp. 549300KJQ5Q6XRM8JY54 Call Purchased Hunter Maritime Acquisition Corp. Hunter Maritime Acquisition Corp. 1.00000000 11.50000000 USD 2024-03-21 XXXX 19951.50000000 N N N N/A N/A N/A 1.00000000 NC N/A -648.05000000 -0.00009506015 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 53204.07000000 USD 44747.00000000 EUR 2020-12-16 -648.05000000 N N N BlackRock MuniHoldings Fund, Inc. MZBVMGS24JR92TGE6Z32 09253N104 2140.00000000 NS USD 32549.40000000 0.004774556155 Long RF US N 1 N N N N/A N/A 44862P117 158844.00000000 NS USD 249385.08000000 0.036581413753 N/A DO US N 1 Hycroft Mining Holding Corp. N/A Call Purchased Hycroft Mining Holding Corp. Hycroft Mining Holding Corp. 1.00000000 11.50000000 USD 2025-02-12 XXXX 249385.08000000 N N N N/A N/A 92259F119 47485.00000000 NS USD 232201.65000000 0.034060837291 N/A DO US N 1 Velodyne Lidar, Inc. 549300JQOKE3P3PB2T84 Call Purchased Velodyne Lidar, Inc. Velodyne Lidar, Inc. 0.75000000 11.50000000 USD 2025-12-31 XXXX 232201.65000000 N N N Highland Global Allocation Fund 549300Y627XJ58WI3L10 43010T104 9208.00000000 NS USD 57089.60000000 0.008374271141 Long RF US N 1 N N N N/A N/A 64083J112 83328.00000000 NS USD 24998.40000000 0.003666926720 N/A DO US N 1 Nesco Holdings, Inc. N/A Call Purchased Nesco Holdings, Inc. Nesco Holdings, Inc. 1.00000000 11.50000000 USD 2025-01-01 XXXX 24998.40000000 N N N NanoString Technologies, Inc. 549300G4CK0Y3WRDMY89 63009RAC3 950000.00000000 PA USD 1139035.80000000 0.167081125622 Long DBT CORP US Y 2 2025-03-01 Fixed 2.62500000 N N N N Y NanoString Technologies, Inc. USD XXXX N N N Eaton Vance Tax-Advantaged Global Dividend Income Fund 549300P9NBK8GZ8QI277 27828S101 32430.00000000 NS USD 482234.10000000 0.070737211456 Long RF US N 1 N N N First Trust Senior Floating Rate Income Fund II 549300188EQ1UO018C30 33733U108 116.00000000 NS USD 1272.52000000 0.000186661449 Long RF US N 1 N N N Guggenheim Enhanced Equity Income Fund 54930067HNVZR2F1S119 40167B100 48695.00000000 NS USD 265387.75000000 0.038928788714 Long RF US N 1 N N N Lion Group Holding Ltd. N/A 53620U102 8000.00000000 NS USD 18000.00000000 0.002640356221 Long EC CORP KY N 1 N N N N/A N/A 778675116 63000.00000000 NS USD 64890.00000000 0.009518484179 N/A DO US N 1 ROTH CH ACQUISITION I CO. N/A Call Purchased ROTH CH ACQUISITION I CO. ROTH CH ACQUISITION I CO. 1.00000000 11.50000000 USD 2025-01-28 XXXX 64890.00000000 N N N N/A N/A 00249N118 100000.00000000 NS 408546.43000000 0.059928228237 N/A DO CA N 1 AYR Strategies, Inc. 549300UX1QHS12D4DZ65 Call Purchased AYR Strategies, Inc. AYR Strategies, Inc. 1.00000000 11.50000000 CAD 2024-05-24 XXXX 408546.43000000 N N N Eaton Vance Senior Floating-Rate Trust VJXUJZ1EC079NQ236240 27828Q105 31551.00000000 NS USD 366938.13000000 0.053824854139 Long RF US N 1 N N N N/A N/A 45782N116 175587.00000000 NS USD 43896.75000000 0.006439058720 N/A DO US N 1 Inspired Entertainment, Inc. 549300ZUGYK6NBIU6D69 Call Purchased Inspired Entertainment, Inc. Inspired Entertainment, Inc. 0.50000000 11.50000000 USD 2021-12-23 XXXX 43896.75000000 N N N N/A N/A N/A 1.00000000 NC N/A -409.38000000 -0.00006005050 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 39928.29000000 USD 33647.00000000 EUR 2020-12-16 -409.38000000 N N N N/A N/A N/A 1.00000000 NC N/A -439.01000000 -0.00006439682 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 53454.27000000 USD 45138.00000000 EUR 2020-12-16 -439.01000000 N N N GDL Fund (The) 5493000XKGL8ZPN99479 361570104 7528.00000000 NS USD 63084.64000000 0.009253662317 Long RF US N 1 N N N Nuveen Dow 30sm Dynamic Overwrite Fund 549300CNS4Q1ZZUGS005 67075F105 29396.00000000 NS USD 397727.88000000 0.058341293470 Long RF US N 1 N N N BlackRock MuniVest Fund, Inc. 68LQJ5NLUNQI2T9OLL41 09253R105 29184.00000000 NS USD 253317.12000000 0.037158190768 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -498.47000000 -0.00007311879 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 46602.88000000 USD 39254.00000000 EUR 2020-12-16 -498.47000000 N N N Invesco Dynamic Credit Opportunities Fund UJGJ6DJQ6L11ZHIVZG65 46132R104 58137.00000000 NS USD 535441.77000000 0.078542056041 Long RF US N 1 N N N Sirius XM Holdings, Inc. 54930055RWDMVXAGZK98 82968B103 -221.00000000 NS USD -1184.56000000 -0.00017375890 Short EC CORP US N 1 N N N DTE Energy Co. 549300IX8SD6XXD71I78 233331107 -12574.00000000 NS USD -1446512.96000000 -0.21218386075 Short EC CORP US N 1 N N N N/A N/A 82887P118 101605.00000000 NS USD 23369.15000000 0.003427937810 N/A DO US N 1 Simplicity Esports and Gaming Co. N/A Call Purchased Simplicity Esports and Gaming Co. Simplicity Esports and Gaming Co. 1.00000000 11.50000000 USD 2023-11-20 XXXX 23369.15000000 N N N GS Acquisition Holdings Corp. II 549300BNTOWVWFNVTJ65 36258Q105 82000.00000000 NS USD 882320.00000000 0.129424394526 Long EC CORP US N 1 N N N Anthem, Inc. 8MYN82XMYQH89CTMTH67 94973VBG1 1279000.00000000 PA USD 4791723.73000000 0.702880975715 Long DBT CORP US N 2 2042-10-15 Fixed 2.75000000 N N N N Y Anthem, Inc. USD XXXX N N N Eaton Vance National Municipal Opportunities Trust 54930084Z1GHZMB5XL81 27829L105 3472.00000000 NS USD 69578.88000000 0.010206279372 Long RF US N 1 N N N Limelight Networks, Inc. 529900BNCMDQGEKW5M59 53261M104 -54398.00000000 NS USD -313332.48000000 -0.04596163127 Short EC CORP US N 1 N N N N/A N/A N/A 117500.00000000 NS USD 65800.00000000 0.009651968854 N/A DO BM N 1 International General Insurance Holdings Ltd. N/A Call Purchased International General Insurance Holdings Ltd. International General Insurance Holdings Ltd. 1.00000000 11.50000000 USD 2025-03-17 XXXX -2937.50000000 N N N Templeton Emerging Markets Fund CZCIR4LW4R7Y5KBS5R36 880191101 7405.00000000 NS USD 113814.85000000 0.016695097072 Long RF US N 1 N N N Eaton Vance Tax Managed Global Buy Write Opportunities Fund 549300YMO6N2TLCMXO54 27829C105 50375.00000000 NS USD 430202.50000000 0.063104880413 Long RF US N 1 N N N Holicity, Inc. N/A 435063201 341760.00000000 NS USD 3537216.00000000 0.518861681826 Long EC CORP US N 1 N N N i3 Verticals LLC 549300VET627YPCK1T69 44933TAA4 1775000.00000000 PA USD 1546428.58000000 0.226840129029 Long DBT CORP US Y 2 2025-02-15 Fixed 1.00000000 N N N N Y I3 Verticals, Inc. USD XXXX N N N N/A N/A N/A 1.00000000 NC N/A -1012.31000000 -0.00014849216 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 62711.08000000 USD 82126.00000000 CAD 2020-12-16 -1012.31000000 N N N CF Finance Acquisition Corp. II N/A 15725Q203 278000.00000000 NS USD 2782780.00000000 0.408196138136 Long EC CORP US N 2 N N N Invesco Municipal Trust GKS5Y4B1VKHV66WSPK53 46131J103 501.00000000 NS USD 6017.01000000 0.000882613877 Long RF US N 1 N N N New Providence Acquisition Corp. N/A 64822P106 50000.00000000 NS USD 503500.00000000 0.073856630977 Long EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 7329.98000000 0.001075208794 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 269559.00000000 EUR 323931.07000000 USD 2020-12-16 7329.98000000 N N N N/A N/A 483379111 281250.00000000 NS USD 399375.00000000 0.058582903667 N/A DO US N 1 Kaleyra, Inc. 549300Q16CZ1PDK9BL93 Call Purchased Kaleyra, Inc. Kaleyra, Inc. 1.00000000 11.50000000 USD 2025-03-06 XXXX 399375.00000000 N N N Jazz Investments I Ltd. N/A 472145AE1 3425000.00000000 PA USD 3999674.35000000 0.586698058586 Long DBT CORP BM Y 2 2026-06-15 Fixed 2.00000000 N N N N Y Jazz Pharmaceuticals plc USD XXXX N N N N/A N/A 490073111 205000.00000000 NS USD 922500.00000000 0.135318256358 N/A DO US N 1 Kensington Capital Acquisition Corp. N/A Call Purchased Kensington Capital Acquisition Corp. Kensington Capital Acquisition Corp. 1.00000000 11.50000000 USD 2027-07-01 XXXX 922500.00000000 N N N N/A N/A 53620U110 80000.00000000 NS USD 7200.00000000 0.001056142488 N/A DO KY N 1 Lion Group Holding Ltd. N/A Call Purchased Lion Group Holding Ltd. Lion Group Holding Ltd. 1.00000000 11.50000000 USD 2026-04-30 XXXX -3400.00000000 N N N N/A N/A N/A 1.00000000 NC N/A -417.67000000 -0.00006126653 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 51076.85000000 USD 43132.00000000 EUR 2020-12-16 -417.67000000 N N N N/A N/A N/A 1.00000000 NC N/A 1184.38000000 0.000173732505 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 122342.00000000 EUR 144876.90000000 USD 2020-12-16 1184.38000000 N N N N/A N/A 03768F110 40000.00000000 NS USD 78000.00000000 0.011441543627 N/A DO US N 1 Apex Technology Acquisition Corp. N/A Call Purchased Apex Technology Acquisition Corp. Apex Technology Acquisition Corp. 1.00000000 11.50000000 USD 2026-09-30 XXXX 78000.00000000 N N N Cleveland Unlimited N/A N/A 1.22000000 NS USD 279656.99000000 0.041021892970 Long EC CORP US Y 3 N N N NewHold Investment Corp. N/A 651448201 333360.00000000 NS USD 3353601.60000000 0.491927936081 Long EC CORP US N 1 N N N Goldman Sachs Financial Square Funds - Treasury Instruments Fund 549300DAH6N80PM31E83 38142B500 477052.87000000 NS USD 477052.87000000 0.069977195186 Long STIV RF US N 1 N N N Aphria, Inc. 52990092S6BM5E48CI11 03765KAA2 1150000.00000000 PA USD 881187.50000000 0.129258272114 Long DBT CORP CA Y 2 2024-06-01 Fixed 5.25000000 N N N N Y Aphria, Inc. CAD XXXX N N N N/A N/A 71948P118 58632.00000000 NS USD 8149.85000000 0.001195472619 N/A DO US N 1 Phunware, Inc. 549300HLAJYKT2FUQZ26 Call Purchased Phunware, Inc. Phunware, Inc. 1.00000000 11.50000000 USD 2023-12-26 XXXX 8149.85000000 N N N PTC Therapeutics, Inc. 549300UJLWOIWFDGB318 69366JAC5 2050000.00000000 PA USD 2305449.35000000 0.338178196385 Long DBT CORP US Y 2 2026-09-15 Fixed 1.50000000 N N N N Y PTC Therapeutics, Inc. USD XXXX N N N Dyne Therapeutics, Inc. N/A 26818M108 1484.00000000 NS USD 29961.96000000 0.004395013749 Long EC CORP US N 1 N N N N/A N/A N/A -202.00000000 NC USD -68863.11000000 -0.01010128560 N/A DE US N 1 CME Clearing House LCZ7XYGSLJUHFXXNXD88 Short S&P 500 E-Mini Index US78378X1072 2020-12-18 -33855200.00000000 USD -68863.11000000 N N N N/A N/A N/A 1.00000000 NC N/A -469.51000000 -0.00006887075 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 46573.92000000 USD 39254.00000000 EUR 2020-12-16 -469.51000000 N N N N/A N/A N/A 1.00000000 NC N/A -459.16000000 -0.00006735255 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 46563.57000000 USD 39254.00000000 EUR 2020-12-16 -459.16000000 N N N N/A N/A 48242A112 500000.00000000 NS USD 112500.00000000 0.016502226385 N/A DO US N 1 KBL Merger Corp. IV N/A Call Purchased KBL Merger Corp. IV KBL Merger Corp. IV 0.50000000 11.50000000 USD 2024-01-15 XXXX 112500.00000000 N N N N/A N/A N/A 1.00000000 NC N/A -540.23000000 -0.00007924442 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 52068.55000000 USD 43872.00000000 EUR 2020-12-16 -540.23000000 N N N Invesco Quality Municipal Income Trust WLEGDSEH0E242WVNUY02 46133G107 3543.00000000 NS USD 43791.48000000 0.006423617037 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -420.88000000 -0.00006173739 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 53436.14000000 USD 45138.00000000 EUR 2020-12-16 -420.88000000 N N N Eaton Vance Tax-Managed Global Diversified Equity Income Fund 5493002EIY4NK3I3E865 27829F108 69249.00000000 NS USD 509672.64000000 0.074762073667 Long RF US N 1 N N N N/A N/A 83406B119 54560.00000000 NS USD 49649.60000000 0.007282923903 N/A DO US N 1 Software Acquisition Group, Inc. 549300MSP5P41EYSIZ09 Call Purchased Software Acquisition Group, Inc. Software Acquisition Group, Inc. 1.00000000 11.50000000 USD 2026-10-01 XXXX 49649.60000000 N N N N/A N/A N/A 191000.00000000 NS USD 95500.00000000 0.014008556620 N/A DO KY N 1 Brooge Energy Ltd. 2138002XGB1HCGX8QS33 Call Purchased Brooge Energy Ltd. Brooge Energy Ltd. 1.00000000 11.50000000 USD 2024-12-20 XXXX 95500.00000000 N N N Nuveen Virginia Quality Municipal Income Fund 549300VVSBWT8OW8JS28 67064R102 14811.00000000 NS USD 222905.55000000 0.032697225321 Long RF US N 1 N N N First Trust Energy Income and Growth Fund 549300HRXN2LWON4NG81 33738G104 31950.00000000 NS USD 289467.00000000 0.042460888578 Long RF US N 1 N N N Ironwood Pharmaceuticals, Inc. 549300PC8MR6QHH6P296 46333X108 -120931.00000000 NS USD -1087774.35000000 -0.15956176515 Short EC CORP US N 1 N N N United States of America 254900HROIFWPRGM1V77 9127963V9 4325000.00000000 PA USD 4323620.80000000 0.634216615515 Long STIV UST US N 2 2021-01-21 None 0.00000000 N N N N N N Palo Alto Networks, Inc. 549300QXR2YVZV231H43 697435105 -516.00000000 NS USD -126291.00000000 -0.01852517931 Short EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 1659.81000000 0.000243471647 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 134856.00000000 EUR 160050.21000000 USD 2020-12-16 1659.81000000 N N N Pure Storage, Inc. 549300NPDB0BZTK3WO90 74624MAB8 3350000.00000000 PA USD 3244280.93000000 0.475892074348 Long DBT CORP US N 2 2023-04-15 Fixed 0.12500000 N N N N Y Pure Storage, Inc. USD XXXX N N N N/A N/A 089482111 100000.00000000 NS USD 26010.00000000 0.003815314740 N/A DO US N 1 Big Rock Partners Acquisition Corp. 5493003FN4CLS0670T77 Call Purchased Big Rock Partners Acquisition Corp. Big Rock Partners Acquisition Corp. 1.00000000 11.50000000 USD 2022-12-01 XXXX 26010.00000000 N N N LivePerson, Inc. 549300IN2P1JZ20G7N40 538146101 -11971.00000000 NS USD -622372.29000000 -0.09129358600 Short EC CORP US N 1 N N N N/A N/A N/A 115000.00000000 NS USD 109250.00000000 0.016025495400 N/A DO KY N 1 Replay Acquisition Corp. N/A Call Purchased Replay Acquisition Corp. Replay Acquisition Corp. 1.00000000 11.50000000 USD 2024-04-08 XXXX 109250.00000000 N N N N/A N/A N/A 1.00000000 NC N/A 317.70000000 0.000046602287 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 30673.00000000 CAD 23361.39000000 USD 2020-12-16 317.70000000 N N N Burlington Stores, Inc. 5299003Z37DVGKKC1W09 122017106 -8793.00000000 NS USD -1812149.37000000 -0.26581777020 Short EC CORP US N 1 N N N Livongo Health, Inc. 54930061HKCVF1H2O156 539183AB9 2250000.00000000 PA USD 4407187.50000000 0.646474718641 Long DBT CORP US Y 2 2025-06-01 Fixed 0.87500000 N N N N N Livongo Health, Inc. USD XXXX N N N N/A N/A N/A 1.00000000 NC N/A 1351.65000000 0.000198268749 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 137063.00000000 EUR 162334.20000000 USD 2020-12-16 1351.65000000 N N N N/A N/A 000000000 5938949.19000000 PA USD 110630.75000000 0.016228032725 N/A DE US N 2 Bank of America NA B4TYDEB6GKMZO031MB27 N/A N/A Rec/pay the total return of custom basket plus LIBOR +/- spread (-1.25% to 0.85%). USD Currency. Maturity 13-65 Months 03/25/21 to 07/11/24 Y 2021-03-25 0.00000000 USD 0.00000000 USD 5938949.00000000 USD 111660.53000000 N N N iQIYI, Inc. 222100XL8T2Q5B8MS302 46267X108 1450.00000000 NS USD 32741.00000000 0.004802661280 Long EC CORP KY N 1 N N N N/A N/A 58518F117 128200.00000000 NS USD 85163.26000000 0.012492296855 N/A DO US N 1 Megalith Financial Acquisition Corp. N/A Call Purchased Megalith Financial Acquisition Corp. Megalith Financial Acquisition Corp. 1.00000000 11.50000000 USD 2023-09-21 XXXX 85163.26000000 N N N Advent Convertible and Income Fund ZEFY1K43K8JK66NIVK50 00764C109 12851.00000000 NS USD 177472.31000000 0.026032784326 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 879.12000000 0.000128954997 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 154925.00000000 CAD 117269.57000000 USD 2020-12-16 879.12000000 N N N N/A N/A 80821R117 288000.00000000 NS USD 149472.00000000 0.021925518064 N/A DO US N 1 Schultze Special Purpose Acquisition Corp. N/A Call Purchased Schultze Special Purpose Acquisition Corp. Schultze Special Purpose Acquisition Corp. 1.00000000 11.50000000 USD 2023-12-31 XXXX 149472.00000000 N N N NuVasive, Inc. 549300C5ZB4NZ6TWM881 670704105 -3222.00000000 NS USD -156492.54000000 -0.02295533620 Short EC CORP US N 1 N N N Sabre Corp. 529900VKCYZW8GZ4WW58 78573M203 74050.00000000 NS USD 6894055.00000000 1.011264500642 Long EP CORP US N 2 N N N N/A N/A N/A 1.00000000 NC N/A -5360.04000000 -0.00078624527 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 321961.13000000 USD 269559.00000000 EUR 2020-12-16 -5360.04000000 N N N Poseida Therapeutics, Inc. 549300USKSDMNGMN8V04 73730P108 1732.00000000 NS USD 15362.84000000 0.002253520565 Long EC CORP US N 1 N N N Blackline, Inc. 529900P9N7PK9LV5EK56 09239B109 -6996.00000000 NS USD -627051.48000000 -0.09197995980 Short EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -1095.24000000 -0.00016065687 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 11993393.00000000 JPY 112745.77000000 USD 2020-12-16 -1095.24000000 N N N Integra LifeSciences Holdings Corp. WB7IJCYY8YFTENS4O147 457985208 3591.00000000 NS USD 169567.02000000 0.024873185346 Long EC CORP US N 1 N N N Cloudflare, Inc. 5493007DY18BGNLDWU14 18915M107 483.00000000 NS USD 19831.98000000 0.002909082876 Long EC CORP US N 1 N N N CureVac NV 724500BUT8GAG9LMYN56 N/A 2989.00000000 NS USD 139137.95000000 0.020409652886 Long EC CORP NL N 1 N N N CBRE Clarion Global Real Estate Income Fund 549300HYEBBK5ZZO6F11 12504G100 90770.00000000 NS USD 542804.60000000 0.079622083485 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 1296.38000000 0.000190161388 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 134779.00000000 EUR 159596.34000000 USD 2020-12-16 1296.38000000 N N N BlackRock MuniVest Fund II, Inc. TC1SINW7C50S8NN8GU32 09253T101 5485.00000000 NS USD 76460.90000000 0.011215778501 Long RF US N 1 N N N N/A N/A 78669Q118 154500.00000000 NS 28427.40000000 0.004169914580 N/A DO BM N 1 Sagicor Financial Co. Ltd. N/A Call Purchased Sagicor Financial Co. Ltd. Sagicor Financial Co. Ltd. 1.00000000 11.50000000 CAD 2024-12-05 XXXX 28427.40000000 N N N Patriot National Bancorp N/A N/A 3218.00000000 NS USD 0.03000000 0.000000004400 Long EC CORP US Y 3 N N N OneSpaWorld Holdings Ltd. 5493007W8PZ8W6UC2X76 N/A -29997.00000000 NS USD -194980.50000000 -0.02860099868 Short EC CORP BS N 1 N N N Churchill Capital Corp. IV N/A 171439201 726000.00000000 NS USD 7274520.00000000 1.067073563413 Long EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -659.28000000 -0.00009670744 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 53215.30000000 USD 44747.00000000 EUR 2020-12-16 -659.28000000 N N N Endeavour Mining Corp. 529900R1F0JCJDI3A443 N/A -8213.00000000 NS -204469.19000000 -0.02999286099 Short EC CORP KY N 1 N N N Voya Infrastructure Industrials and Materials Fund CDDOXZNDBE7I8PJXIJ33 92912X101 38105.00000000 NS USD 362378.55000000 0.053156025504 Long RF US N 1 N N N N/A N/A 382865111 12500.00000000 NS USD 20750.00000000 0.003043743977 N/A DO US N 1 Gores Holdings IV, Inc. N/A Call Purchased Gores Holdings IV, Inc. Gores Holdings IV, Inc. 1.00000000 11.50000000 USD 2025-01-24 XXXX 20750.00000000 N N N Outset Medical, Inc. N/A 690145107 1850.00000000 NS USD 92500.00000000 0.013568497250 Long EC CORP US N 1 N N N Sumo Logic, Inc. 549300L85NQSIULERR88 86646P103 3710.00000000 NS USD 80878.00000000 0.011863707249 Long EC CORP US N 1 N N N Sprott Focus Trust, Inc. 549300ZO564XGNG81814 85208J109 8161.00000000 NS USD 48557.95000000 0.007122793632 Long RF US N 1 N N N Star Peak Energy Transition Corp. N/A 855185203 712000.00000000 NS USD 7298000.00000000 1.070517761417 Long EC CORP US N 1 N N N SEACOR Holdings, Inc. 549300IQTYSR1SC4II14 811904AM3 1150000.00000000 PA USD 1018288.75000000 0.149369168693 Long DBT CORP US N 2 2027-12-15 Fixed 2.50000000 N N N N Y SEACOR Holdings, Inc. USD XXXX N N N Wells Fargo Income Opportunities Fund 5493001HF04TYQLWJP49 94987B105 37997.00000000 NS USD 277378.10000000 0.040687610671 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -617.60000000 -0.00009059355 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 52647.44000000 USD 44299.00000000 EUR 2020-12-16 -617.60000000 N N N N/A N/A 25280H118 153333.00000000 NS USD 1623796.47000000 0.238188950679 N/A DO US N 1 DiamondPeak Holdings Corp. N/A Call Purchased DiamondPeak Holdings Corp. DiamondPeak Holdings Corp. 1.00000000 11.50000000 USD 2024-04-12 XXXX 1623796.47000000 N N N N/A N/A N/A 1.00000000 NC N/A 2492.90000000 0.000365674668 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 269559.00000000 EUR 319093.99000000 USD 2020-12-16 2492.90000000 N N N N/A N/A 40619L110 122980.00000000 NS USD 31974.80000000 0.004690270117 N/A DO US N 1 Hall of Fame Resort & Entertainment Co. N/A Call Purchased Hall of Fame Resort & Entertainment Co. Hall of Fame Resort & Entertainment Co. 1.42133000 11.50000000 USD 2025-07-01 XXXX 31974.80000000 N N N Longevity Acquisition Corp. N/A N/A 125000.00000000 NS USD 28750.00000000 0.004217235631 Long EC CORP VG N 2 N N N Nuveen Arizona Quality Municipal Income Fund 549300DWXOLUWN2P0B05 67061W104 3120.00000000 NS USD 45801.60000000 0.006718474417 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -7228.35000000 -0.00106030104 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 323829.44000000 USD 269559.00000000 EUR 2020-12-16 -7228.35000000 N N N KBR, Inc. 254900OFQDXZRKRCV808 48242W106 152.00000000 NS USD 3398.72000000 0.000498546194 Long EC CORP US N 1 N N N Tuscan Holdings Corp. II 549300PT0K8ZAABWJU18 90070A103 40000.00000000 NS USD 402800.00000000 0.059085304782 Long EC CORP US N 1 N N N Aegean Marine Petroleum Network, Inc. N/A N/A 2375000.00000000 PA USD 344375.00000000 0.050515148545 Long DBT CORP US N 3 2021-12-15 None 0.00000000 Y N N N N N Source Capital, Inc. 549300SKP40828EGYZ60 836144105 3513.00000000 NS USD 129454.05000000 0.018989155907 Long RF US N 1 N N N N/A N/A 05600U114 187500.00000000 NS USD 253125.00000000 0.037130009366 N/A DO US N 1 B. Riley Principal Merger Corp. II N/A Call Purchased B. Riley Principal Merger Corp. II B. Riley Principal Merger Corp. II 1.00000000 11.50000000 USD 2026-05-06 XXXX 253125.00000000 N N N John Hancock Tax-Advantaged Dividend Income Fund 5493001RMBJ8FL02CN30 41013V100 3830.00000000 NS USD 73114.70000000 0.010724936279 Long RF US N 1 N N N Wix.com Ltd. 5493008P6N29Q1AG9464 N/A 1259.00000000 NS USD 320856.15000000 0.047065251772 Long EC CORP IL N 1 N N N N/A N/A N/A 1.00000000 NC N/A -1095.38000000 -0.00016067741 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 11993394.00000000 JPY 112745.64000000 USD 2020-12-16 -1095.38000000 N N N N/A N/A 318085115 100000.00000000 NS USD 100000.00000000 0.014668645675 N/A DO US N 2 FinServ Acquisition Corp. N/A Call Purchased FinServ Acquisition Corp. FinServ Acquisition Corp. 1.00000000 11.50000000 USD 2026-12-31 XXXX 100000.00000000 N N N Harmony Biosciences Holdings, Inc. N/A 413197104 376.00000000 NS USD 12746.40000000 0.001869724252 Long EC CORP US N 1 N N N Relay Therapeutics, Inc. N/A 75943R102 1732.00000000 NS USD 73765.88000000 0.010820455566 Long EC CORP US N 1 N N N Vital Farms, Inc. 549300S6NYY7ER3XOT61 92847W103 866.00000000 NS USD 35098.98000000 0.005148545012 Long EC CORP US N 1 N N N BlackRock MuniYield Pennsylvania Quality Fund O1KCIUJBK2RN0MOX1Z59 09255G107 12227.00000000 NS USD 170077.57000000 0.024948076117 Long RF US N 1 N N N Tekla Healthcare Investors 549300SNASESIFOS6V75 87911J103 28326.00000000 NS USD 584082.12000000 0.085676936638 Long RF US N 1 N N N Sandbridge Acquisition Corp. N/A 799793203 349700.00000000 NS USD 3490635.46000000 0.512028947460 Long EC CORP US N 1 N N N Executive Network Partnering Corp. N/A 30158L209 152000.00000000 NS USD 3838000.00000000 0.562982621036 Long EC CORP US N 1 N N N AllianzGI Equity & Convertible Income Fund 549300E7CGC36IOELF91 018829101 18162.00000000 NS USD 440973.36000000 0.064684819702 Long RF US N 1 N N N Dividend and Income Fund 549300GQF37VFS5FKW75 25538A204 2481.00000000 NS USD 22577.10000000 0.003311754802 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -1324.20000000 -0.00019424220 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 63022.22000000 USD 82125.00000000 CAD 2020-12-16 -1324.20000000 N N N N/A N/A N/A 1.00000000 NC N/A -480.28000000 -0.00007045057 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 11993396.00000000 JPY 113360.76000000 USD 2020-12-16 -480.28000000 N N N N/A N/A N/A 1.00000000 NC N/A 350.34000000 0.000051390133 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 30986.00000000 CAD 23629.18000000 USD 2020-12-16 350.34000000 N N N Air Canada 4B4HI3CGXMBDC0G6BM51 008911877 -668.00000000 NS -7871.22000000 -0.00115460137 Short EC CORP CA N 1 N N N HL Acquisitions Corp. N/A N/A 54000.00000000 NS USD 57240.00000000 0.008396332784 Long CORP VG N 1 N N N N/A N/A N/A 1.00000000 NC N/A 1265.65000000 0.000185653713 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 134779.00000000 EUR 159565.61000000 USD 2020-12-16 1265.65000000 N N N Wix.com Ltd. 5493008P6N29Q1AG9464 92940WAC3 1350000.00000000 PA USD 1355024.70000000 0.198763772062 Long DBT CORP IL Y 2 2025-08-15 None 0.00000000 N N N N Y Wix.com Ltd. USD XXXX N N N Bloomin' Brands, Inc. E1UJ2GO305B5FXGV7N04 094235AA6 975000.00000000 PA USD 1484601.30000000 0.217770904394 Long DBT CORP US Y 2 2025-05-01 Fixed 5.00000000 N N N N Y Bloomin' Brands, Inc. USD XXXX N N N China Medical Technologies, Inc. N/A 169483AC8 250000.00000000 PA USD 0.00000000 0.000000 Long DBT CORP KY N 3 2013-08-15 Fixed 4.00000000 Y N N N N China Medical Technologies, Inc. USD XXXX N N N KKR Income Opportunities Fund 549300H65GA67Q2C3B36 48249T106 17281.00000000 NS USD 233811.93000000 0.034297043559 Long RF US N 1 N N N Greenrose Acquisition Corp. 549300OTUBFG3Z6Q6N80 395392103 90000.00000000 NS USD 879300.00000000 0.128981401427 Long EC CORP US N 1 N N N Blackstone/GSO Senior Floating Rate Term Fund 549300PXYPBYRHU59R03 09256U105 26096.00000000 NS USD 359080.96000000 0.052672313711 Long RF US N 1 N N N Aberdeen Emerging Markets Equity Income Fund, Inc. 549300MSYUW07RYUZD27 00301W105 12342.00000000 NS USD 79976.16000000 0.011731419535 Long RF US N 1 N N N Alta Equipment Group, Inc. N/A 02128L106 -9640.00000000 NS USD -75481.20000000 -0.01107206977 Short EC CORP US N 1 N N N N/A N/A N/A 250000.00000000 NS USD 132450.00000000 0.019428621197 N/A DO VG N 1 Tenzing Acquisition Corp. N/A Call Purchased Tenzing Acquisition Corp. Tenzing Acquisition Corp. 1.00000000 11.50000000 USD 2025-08-23 XXXX 132450.00000000 N N N Inovio Pharmaceuticals, Inc. 529900B9W875XDZXTM97 45773H201 -385544.00000000 NS USD -4472310.40000000 -0.65602736609 Short EC CORP US N 1 N N N Showa Corp. N/A N/A 52.00000000 NS 1131.46000000 0.000165969858 Long EC CORP JP N 2 N N N I3 Verticals, Inc. 549300944CYWVP06CJ97 46571Y107 -25188.00000000 NS USD -635997.00000000 -0.09329214643 Short EC CORP US N 1 N N N Aberdeen Global Premier Properties Fund 2549006N165AK05LKM02 00302L108 8732.00000000 NS USD 40254.52000000 0.005904792907 Long RF US N 1 N N N BlackRock Municipal Income Investment Trust A2HHML4IABXGDVD17F46 09248H105 4092.00000000 NS USD 53032.32000000 0.007779123114 Long RF US N 1 N N N Brookfield Real Assets Income Fund, Inc. 5493007NX94W3HSQTJ60 112830104 29053.00000000 NS USD 479955.56000000 0.070402980497 Long RF US N 1 N N N Apellis Pharmaceuticals, Inc. 254900HS0ZFRXXSB9D42 03753U106 617.00000000 NS USD 18614.89000000 0.002730552257 Long EC CORP US N 1 N N N SMART Global Holdings, Inc. 529900RDGHQY8XKXPN14 N/A -15623.00000000 NS USD -427132.82000000 -0.06265459993 Short EC CORP KY N 1 N N N N/A N/A 92511U110 66666.00000000 NS USD 159998.40000000 0.023469598382 N/A DO US N 1 Verra Mobility Corp. N/A Call Purchased Verra Mobility Corp. Verra Mobility Corp. 1.00000000 11.50000000 USD 2023-10-17 XXXX 159998.40000000 N N N Health Catalyst, Inc. 549300223PL6GWKVJG92 42225T107 -33088.00000000 NS USD -1211020.80000000 -0.17764035021 Short EC CORP US N 1 N N N LendingTree, Inc. 549300ISY5YHUJZTON08 52603BAC1 1975000.00000000 PA USD 1926931.50000000 0.282654754149 Long DBT CORP US Y 2 2025-07-15 Fixed 0.50000000 N N N N Y LendingTree, Inc. USD XXXX N N N nCino, Inc. 549300WVRR2WR3L6MZ46 63947U107 866.00000000 NS USD 69002.88000000 0.010121787973 Long EC CORP US N 1 N N N Calamos Convertible Opportunities and Income Fund 549300ZBRGRX6VMFJ315 128117108 22833.00000000 NS USD 251391.33000000 0.036875703457 Long RF US N 1 N N N NanoString Technologies, Inc. 549300G4CK0Y3WRDMY89 63009R109 -15406.00000000 NS USD -688648.20000000 -0.10101536441 Short EC CORP US N 1 N N N Alpha Healthcare Acquisition Corp. N/A 020751202 140000.00000000 NS USD 1388800.00000000 0.203718151145 Long EC CORP US N 1 N N N N/A N/A 46064A111 68750.00000000 NS USD 56038.13000000 0.008220034733 N/A DO US N 1 InterPrivate Acquisition Corp. N/A Call Purchased InterPrivate Acquisition Corp. InterPrivate Acquisition Corp. 1.00000000 11.50000000 USD 2024-10-29 XXXX 56038.13000000 N N N Nuveen Ohio Quality Municipal Income Fund 549300YQTF12CXCN9E54 670980101 2709.00000000 NS USD 40716.27000000 0.005972525378 Long RF US N 1 N N N Veoneer, Inc. 54930082R4LTC7PERT23 92336X109 -11070.00000000 NS USD -162729.00000000 -0.02387014042 Short EC CORP US N 1 N N N MFS Municipal Income Trust GV4WN51HRTKYT6CV5890 552738106 18883.00000000 NS USD 121417.69000000 0.017810330733 Long RF US N 1 N N N Parsons Corp. 549300ZXH0VRBSEPX752 70202LAA0 6000000.00000000 PA USD 6031220.52000000 0.884698368003 Long DBT CORP US Y 2 2025-08-15 Fixed 0.25000000 N N N N Y Parsons Corp. USD XXXX N N N N/A N/A N/A 99990.00000000 NS USD 176982.30000000 0.025960906495 N/A DO BS N 1 OneSpaWorld Holdings Ltd. 5493007W8PZ8W6UC2X76 Call Purchased OneSpaWorld Holdings Ltd. OneSpaWorld Holdings Ltd. 1.00000000 11.50000000 USD 2024-03-19 XXXX 176982.30000000 N N N Endeavour Mining Corp. 529900R1F0JCJDI3A443 29257YAA2 350000.00000000 PA USD 410585.00000000 0.060227258847 Long DBT CORP KY Y 2 2023-02-15 Fixed 3.00000000 N N N N N Endeavour Mining Corp. CAD XXXX N N N Atlassian Corp. plc 549300AGBII4MWBVJY22 N/A 208.00000000 NS USD 37812.32000000 0.005546555242 Long EC CORP GB N 1 N N N N/A N/A 00973W110 7500.00000000 NS USD 2827.50000000 0.000414755956 N/A DO US N 1 Akerna Corp. N/A Call Purchased Akerna Corp. Akerna Corp. 1.00000000 11.50000000 USD 2024-08-01 XXXX 2827.50000000 N N N North Mountain Merger Corp. 54930034WSZ6BSWNPN41 661204206 154020.00000000 NS USD 1571004.00000000 0.230445010312 Long EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 7329.60000000 0.001075153053 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 269560.00000000 EUR 323931.87000000 USD 2020-12-16 7329.60000000 N N N Repay Holdings Corp. N/A 76029L100 31871.00000000 NS USD 748968.50000000 0.109863535488 Long EC CORP US N 1 N N N N/A N/A 31811A119 230000.00000000 NS USD 354200.00000000 0.051956342983 N/A DO US N 1 FinTech Acquisition Corp. III N/A Call Purchased FinTech Acquisition Corp. III FinTech Acquisition Corp. III 1.00000000 11.50000000 USD 2023-12-01 XXXX 354200.00000000 N N N N/A N/A N/A 1.00000000 NC N/A -1496.76000000 -0.00021955442 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 63194.03000000 USD 82124.00000000 CAD 2020-12-16 -1496.76000000 N N N Gabelli Dividend & Income Trust (The) 549300082N1MHBT8NI60 36242H104 39197.00000000 NS USD 719264.95000000 0.105506426985 Long RF US N 1 N N N Chewy, Inc. N/A 16679L109 -48509.00000000 NS USD -2659748.47000000 -0.39014907893 Short EC CORP US N 1 N N N Shopify, Inc. 549300HGQ43STJLLP808 82509LAA5 2475000.00000000 PA USD 2762255.93000000 0.405185535029 Long DBT CORP CA N 2 2025-11-01 Fixed 0.12500000 N N N N Y Shopify, Inc. CAD XXXX N N N Nuveen Diversified Dividend and Income Fund D5FGOSNM9N49JUUE1836 6706EP105 21862.00000000 NS USD 169867.74000000 0.024917296898 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -207.80000000 -0.00003048144 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 42666.52000000 USD 36150.00000000 EUR 2020-12-16 -207.80000000 N N N United States of America 254900HROIFWPRGM1V77 912796TU3 2160000.00000000 PA USD 2159640.90000000 0.316790071490 Long STIV UST US N 2 2020-12-03 None 0.00000000 N N N N N N Atlassian Corp. plc 549300AGBII4MWBVJY22 N/A -208.00000000 NS USD -37812.32000000 -0.00554655524 Short EC CORP GB N 1 N N N Kaleyra, Inc. 549300Q16CZ1PDK9BL93 483379103 -12500.00000000 NS USD -94750.00000000 -0.01389854177 Short EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -490.52000000 -0.00007195264 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 49229.37000000 USD 41497.00000000 EUR 2020-12-16 -490.52000000 N N N N/A N/A N/A 1.00000000 NC N/A -586.62000000 -0.00008604920 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 52617.63000000 USD 44300.00000000 EUR 2020-12-16 -586.62000000 N N N BowX Acquisition Corp. N/A 103085205 284800.00000000 NS USD 2922048.00000000 0.428624867595 Long EC CORP US N 1 N N N GoodRx Holdings, Inc. N/A 38246G108 2205.00000000 NS USD 122598.00000000 0.017983466225 Long EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -1383.10000000 -0.00020288203 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 11993397.00000000 JPY 112457.95000000 USD 2020-12-16 -1383.10000000 N N N N/A N/A 02215L118 125000.00000000 NS USD 2012.50000000 0.000295206494 N/A DO US N 1 Altus Midstream Co. N/A Call Purchased Altus Midstream Co. Altus Midstream Co. 0.05000000 230.00000000 USD 2023-11-12 XXXX 2012.50000000 N N N Veoneer, Inc. 54930082R4LTC7PERT23 92336XAA7 475000.00000000 PA USD 451173.75000000 0.066181078769 Long DBT CORP US N 2 2024-06-01 Fixed 4.00000000 N N N N Y Veoneer, Inc. USD XXXX N N N N/A N/A N/A 661870.00000000 NS USD 463.31000000 0.000067961302 N/A DO KY N 1 Estre Ambiental, Inc. N/A Call Purchased Estre Ambiental, Inc. Estre Ambiental, Inc. 1.00000000 11.50000000 USD 2022-12-22 XXXX 463.31000000 N N N RMR Mortgage Trust 549300ESBDZ3SA3OEX38 76970B101 2817.00000000 NS USD 25493.85000000 0.003739602525 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 350.36000000 0.000051393066 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 30985.00000000 CAD 23628.45000000 USD 2020-12-16 350.36000000 N N N N/A N/A N/A 1.00000000 NC N/A -409.32000000 -0.00006004170 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 39927.05000000 USD 33646.00000000 EUR 2020-12-16 -409.32000000 N N N Verastem, Inc. 549300IY0EFBIU8NQC81 92337C104 -1190777.00000000 NS USD -1440840.17000000 -0.21135173929 Short EC CORP US N 1 N N N N/A N/A 34407Y111 1500.00000000 NS USD 4890.00000000 0.000717296773 N/A DO US N 1 Flying Eagle Acquisition Corp. N/A Call Purchased Flying Eagle Acquisition Corp. Flying Eagle Acquisition Corp. 1.00000000 11.50000000 USD 2027-02-26 XXXX 4890.00000000 N N N N/A N/A N/A 1.00000000 NC N/A -647.99000000 -0.00009505135 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 53204.01000000 USD 44747.00000000 EUR 2020-12-16 -647.99000000 N N N N/A N/A 85236Q117 62500.00000000 NS USD 83750.00000000 0.012284990753 N/A DO US N 1 Stable Road Acquisition Corp. N/A Call Purchased Stable Road Acquisition Corp. Stable Road Acquisition Corp. 1.00000000 11.50000000 USD 2026-05-15 XXXX 83750.00000000 N N N CenterPoint Energy, Inc. 21TPXMRRHFKOBHDC8J74 15189T503 39775.00000000 NS USD 1454717.21000000 0.213387313119 Long EP CORP US N 2 N N N N/A N/A 71531R117 22500.00000000 NS USD 161325.00000000 0.023664192636 N/A DO US N 1 Pershing Square Tontine Holdings Ltd. 549300ZDVEYEVCF35B08 Call Purchased Pershing Square Tontine Holdings Ltd. Pershing Square Tontine Holdings Ltd. 1.00000000 23.00000000 USD 2025-07-24 XXXX 161325.00000000 N N N N/A N/A 30217C117 66666.00000000 NS USD 81999.18000000 0.012028169171 N/A DO US N 1 Experience Investment Corp. N/A Call Purchased Experience Investment Corp. Experience Investment Corp. 1.00000000 11.50000000 USD 2026-09-01 XXXX 81999.18000000 N N N Prelude Therapeutics, Inc. N/A 74065P101 1472.00000000 NS USD 44351.36000000 0.006505743850 Long EC CORP US N 1 N N N Voya Emerging Markets High Income Dividend Equity Fund 549300MBU0OQHUKI2Y86 92912P108 9809.00000000 NS USD 64837.49000000 0.009510781673 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -399.49000000 -0.00005859977 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 62096.76000000 USD 82124.00000000 CAD 2020-12-16 -399.49000000 N N N United States of America 254900HROIFWPRGM1V77 91282CAL5 -363800.00000000 PA USD -361583.00000000 -0.05303932909 Short DBT UST US N 2 2027-09-30 Fixed 0.37500000 N N N N N N Endeavour Mining Corp. 529900R1F0JCJDI3A443 N/A 10.00000000 NS 248.96000000 0.000036519060 Long EC CORP KY N 1 N N N Gossamer Bio, Inc. 549300ZOC0N2W6PSFR58 38341PAA0 2225000.00000000 PA USD 2270722.17000000 0.333084189398 Long DBT CORP US N 2 2027-06-01 Fixed 5.00000000 N N N N Y Gossamer Bio, Inc. USD XXXX N N N Wayfair, Inc. 54930027N9ZAVYFDHK53 94419L101 10903.00000000 NS USD 3172882.03000000 0.465418822690 Long EC CORP US N 1 N N N Pershing Square Tontine Holdings Ltd. 549300ZDVEYEVCF35B08 71531R109 202500.00000000 NS USD 4594725.00000000 0.673983930026 Long EC CORP US N 1 N N N Five9, Inc. 254900MXP6EWY0SFFR59 338307101 -7425.00000000 NS USD -962874.00000000 -0.14124057536 Short EC CORP US N 1 N N N Integra LifeSciences Holdings Corp. WB7IJCYY8YFTENS4O147 457985208 -3591.00000000 NS USD -169567.02000000 -0.02487318534 Short EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 1232.34000000 0.000180767588 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 132495.00000000 EUR 156849.71000000 USD 2020-12-16 1232.34000000 N N N Black Elk Energy Escrow 549300HX0ISXOOEMR657 N/A 2833436.00000000 PA USD 140063.83000000 0.020545466942 Long DBT CORP US Y 3 2015-12-01 Fixed 13.75000000 Y N N N N N N/A N/A N/A 1.00000000 NC N/A 1184.62000000 0.000173767710 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 87607.00000000 EUR 104080.36000000 USD 2020-12-16 1184.62000000 N N N Illumina, Inc. SQ95QG8SR5Q56LSNF682 452327109 -1405.00000000 NS USD -434257.40000000 -0.06369967932 Short EC CORP US N 1 N N N Colliers International Group, Inc. D3O8K13PHLEXXD1DT480 194693AA5 750000.00000000 PA USD 1052812.50000000 0.154433335255 Long DBT CORP CA Y 2 2025-06-01 Fixed 4.00000000 N N N N N Colliers International Group, Inc. CAD XXXX N N N Inhibrx, Inc. 549300VBKG2LTV1TLY22 45720L107 752.00000000 NS USD 13536.00000000 0.001985547878 Long EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -483.93000000 -0.00007098597 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 53499.19000000 USD 45138.00000000 EUR 2020-12-16 -483.93000000 N N N BlackRock Enhanced Capital and Income Fund, Inc. YNYNSGFZPAVB3Q7YA123 09256A109 28660.00000000 NS USD 443083.60000000 0.064994363331 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -540.00000000 -0.00007921068 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 53554.08000000 USD 45137.00000000 EUR 2020-12-16 -540.00000000 N N N N/A N/A N/A 1.00000000 NC N/A -614.76000000 -0.00009017696 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 54221.97000000 USD 45642.00000000 EUR 2020-12-16 -614.76000000 N N N Chefs' Warehouse, Inc. (The) 549300JYEDC8C547E980 163086AA9 1325000.00000000 PA USD 1044849.37000000 0.153265251930 Long DBT CORP US Y 2 2024-12-01 Fixed 1.87500000 N N N N N Chefs' Warehouse Inc. (The) USD XXXX N N N N/A N/A 89628U116 230000.00000000 NS USD 603497.00000000 0.088524836593 N/A DO US N 1 Trine Acquisition Corp. N/A Call Purchased Trine Acquisition Corp. Trine Acquisition Corp. 1.00000000 11.50000000 USD 2024-03-05 XXXX 603497.00000000 N N N Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund 549300FJ9E7XXCLZCB95 27828U106 3500.00000000 NS USD 72765.00000000 0.010673640025 Long RF US N 1 N N N Acacia Communications, Inc. 549300PZLTIVLKOBPB61 00401C108 91829.00000000 NS USD 6189274.60000000 0.907882760974 Long EC CORP US N 1 N N N United States of America 254900HROIFWPRGM1V77 9127964N6 8696000.00000000 PA USD 8691738.96000000 1.274960391105 Long STIV UST US N 2 2021-03-18 None 0.00000000 N N N N N N Tilray, Inc. 549300Y4V60733TO1478 88688TAB6 400000.00000000 PA USD 160000.00000000 0.023469833081 Long DBT CORP US N 2 2023-10-01 Fixed 5.00000000 N N N N Y Tilray, Inc. USD XXXX N N N N/A N/A N/A 1.00000000 NC N/A -251.75000000 -0.00003692831 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 35989.89000000 USD 30428.00000000 EUR 2020-12-16 -251.75000000 N N N N/A N/A 52539T115 125000.00000000 NS USD 55000.00000000 0.008067755121 N/A DO US N 1 Leisure Acquisition Corp. N/A Call Purchased Leisure Acquisition Corp. Leisure Acquisition Corp. 1.00000000 11.50000000 USD 2022-12-28 XXXX 55000.00000000 N N N 2020 Mandatory Exchangeable Trust N/A 901376202 2350.00000000 NS USD 3122197.52000000 0.457984091506 Long EP CORP US Y 2 N N N N/A N/A N/A 1.00000000 NC N/A -7228.77000000 -0.00106036265 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 323831.04000000 USD 269560.00000000 EUR 2020-12-16 -7228.77000000 N N N SFL Corp. Ltd. 549300RLYYPSB0C7RH77 N/A 2600000.00000000 PA USD 2542056.58000000 0.372885272597 Long DBT CORP BM N 2 2021-10-15 Fixed 5.75000000 N N N N N SFL Corp. Ltd. USD XXXX N N N BlackRock Floating Rate Income Trust CORWREIZL67PMUN7T798 091941104 25763.00000000 NS USD 289318.49000000 0.042439104172 Long RF US N 1 N N N Change Healthcare, Inc. 549300GS1BPJEDOZHM07 15912K209 14475.00000000 NS USD 773254.50000000 0.113425962776 Long EP CORP US N 2 N N N N/A N/A N/A 1.00000000 NC N/A -349.57000000 -0.00005127718 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 46098.10000000 USD 38951.00000000 EUR 2020-12-16 -349.57000000 N N N PAE, Inc. N/A 69290Y109 -37332.00000000 NS USD -317322.00000000 -0.04654683983 Short EC CORP US N 1 N N N N/A N/A 90070A111 95000.00000000 NS USD 42750.00000000 0.006270846026 N/A DO US N 1 Tuscan Holdings Corp. II 549300PT0K8ZAABWJU18 Call Purchased Tuscan Holdings Corp. II Tuscan Holdings Corp. II 1.00000000 11.50000000 USD 2025-07-16 XXXX 42750.00000000 N N N N/A N/A 00165R119 460000.00000000 NS USD 312846.00000000 0.045890271250 N/A DO US N 1 AMCI Acquisition Corp. N/A Call Purchased AMCI Acquisition Corp. AMCI Acquisition Corp. 1.00000000 11.50000000 USD 2025-10-01 XXXX 312846.00000000 N N N N/A N/A 443761119 225500.00000000 NS USD 266090.00000000 0.039031799278 N/A DO US N 1 Hudson Executive Investment Corp. N/A Call Purchased Hudson Executive Investment Corp. Hudson Executive Investment Corp. 1.00000000 11.50000000 USD 2025-06-21 XXXX 266090.00000000 N N N N/A N/A N/A 1.00000000 NC N/A -359.25000000 -0.00005269710 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 44284.94000000 USD 37399.00000000 EUR 2020-12-16 -359.25000000 N N N Nuveen Pennsylvania Quality Municipal Income Fund 5493000C1CS4Q000GF67 670972108 251.00000000 NS USD 3373.44000000 0.000494837960 Long RF US N 1 N N N N/A N/A 48205G114 150000.00000000 NS USD 259500.00000000 0.038065135528 N/A DO US N 1 Juniper Industrial Holdings, Inc. N/A Call Purchased Juniper Industrial Holdings, Inc. Juniper Industrial Holdings, Inc. 1.00000000 11.50000000 USD 2026-11-13 XXXX 259500.00000000 N N N N/A N/A 14070Y119 146000.00000000 NS USD 116873.00000000 0.017143686260 N/A DO US N 1 Capstar Special Purpose Acquisition Corp. N/A Call Purchased Capstar Special Purpose Acquisition Corp. Capstar Special Purpose Acquisition Corp. 1.00000000 11.50000000 USD 2027-07-09 XXXX 116873.00000000 N N N N/A N/A N/A 1.00000000 NC N/A 1289.84000000 0.000189202059 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 154924.00000000 CAD 117679.54000000 USD 2020-12-16 1289.84000000 N N N K12, Inc. 254900BRWS3AFONWU277 48273UAA0 1625000.00000000 PA USD 1355133.03000000 0.198779662606 Long DBT CORP US Y 2 2027-09-01 Fixed 1.12500000 N N N N N K12, Inc. USD XXXX N N N Duck Creek Technologies, Inc. N/A 264120106 747.00000000 NS USD 33936.21000000 0.004977982400 Long EC CORP US N 1 N N N First Eagle Senior Loan Fund 5493004GLL53XSOC8E14 32010E100 1086.00000000 NS USD 13466.40000000 0.001975338501 Long RF US N 1 N N N Tesla, Inc. 54930043XZGB27CTOV49 88160R101 -11390.00000000 NS USD -4886423.90000000 -0.71677220810 Short EC CORP US N 1 N N N DTF Tax-Free Income, Inc. 549300UTPMUSB8BKGI82 23334J107 10348.00000000 NS USD 149425.12000000 0.021918641403 Long RF US N 1 N N N Brookfield Renewable Corp. N/A 11284V105 -5906.00000000 NS -346495.98000000 -0.05082626758 Short EC CORP CA N 1 N N N Target Hospitality Corp. N/A 87615L107 -10667.00000000 NS USD -13013.74000000 -0.00190893940 Short EC CORP US N 1 N N N N/A N/A N/A 33333.00000000 NS USD 21299.79000000 0.003124390724 N/A DO CH N 1 Global Blue Group Holding AG N/A Call Purchased Global Blue Group Holding AG Global Blue Group Holding AG 1.00000000 11.50000000 USD 2025-08-28 XXXX 21299.79000000 N N N N/A N/A 34986F111 5609.00000000 NS USD 49583.56000000 0.007273236729 N/A DO US N 1 Forum Merger II Corp. N/A Call Purchased Forum Merger II Corp. Forum Merger II Corp. 1.00000000 11.50000000 USD 2025-09-30 XXXX 49583.56000000 N N N American Eagle Outfitters, Inc. 5299001Z9HXK01DHW793 02553E106 -183564.00000000 NS USD -2718582.84000000 -0.39877928420 Short EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -1031.81000000 -0.00015135255 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 160072.89000000 USD 135410.00000000 EUR 2020-12-16 -1031.81000000 N N N Alteryx, Inc. 549300XWZG0JHL7I0827 02156BAD5 450000.00000000 PA USD 450687.33000000 0.066109727543 Long DBT CORP US N 2 2024-08-01 Fixed 0.50000000 N N N N Y Alteryx, Inc. USD XXXX N N N N/A N/A 67012U116 225000.00000000 NS USD 627750.00000000 0.092082423229 N/A DO US N 1 Novus Capital Corp. N/A Call Purchased Novus Capital Corp. Novus Capital Corp. 1.00000000 11.50000000 USD 2027-06-30 XXXX 627750.00000000 N N N BigCommerce Holdings, Inc. 549300MOVEFQ78DMPG58 08975P108 1732.00000000 NS USD 144275.60000000 0.021163276560 Long EC CORP US N 1 N N N Western Digital Corp. 549300QQXOOYEF89IC56 958102105 -1044.00000000 NS USD -38158.20000000 -0.00559729115 Short EC CORP US N 1 N N N Tobira Therapeutics, Inc. 54930086LNMGJM5NB025 888CVR990 11880.00000000 NS USD 139721.16000000 0.020495201894 Long CORP US Y 3 N N N CNX Resources Corp. 549300JK3KH8PWM3B226 12653CAF5 3950000.00000000 PA USD 4079299.97000000 0.598378058651 Long DBT CORP US Y 2 2026-05-01 Fixed 2.25000000 N N N N Y CNX Resources Corp. USD XXXX N N N United States of America 254900HROIFWPRGM1V77 9127963K3 5043000.00000000 PA USD 5042002.24000000 0.739593443550 Long STIV UST US N 2 2020-12-17 None 0.00000000 N N N N N N N/A N/A 019170117 210000.00000000 NS USD 54600.00000000 0.008009080538 N/A DO US N 1 Allied Esports Entertainment, Inc. 549300LQ2W8Q2EETCL11 Call Purchased Allied Esports Entertainment, Inc. Allied Esports Entertainment, Inc. 1.00000000 11.50000000 USD 2024-08-09 XXXX 54600.00000000 N N N EZCORP, Inc. 5493003K6PG3ZQ7TUQ63 302301106 -27234.00000000 NS USD -136987.02000000 -0.02009414058 Short EC CORP US N 1 N N N Clough Global Opportunities Fund 549300DTG68UBCNCPY15 18914E106 48369.00000000 NS USD 451766.46000000 0.066268021299 Long RF US N 1 N N N N/A N/A 92537N116 100000.00000000 NS USD 648000.00000000 0.095052823979 N/A DO US N 1 Vertiv Co. 5493001GPWMCFJ4RPX89 Call Purchased Vertiv Holdings Co. Vertiv Holdings Co. 1.00000000 11.50000000 USD 2025-02-10 XXXX 648000.00000000 N N N iQIYI, Inc. 222100XL8T2Q5B8MS302 46267X108 -1450.00000000 NS USD -32741.00000000 -0.00480266128 Short EC CORP KY N 1 N N N Tesla, Inc. 54930043XZGB27CTOV49 88160R101 11390.00000000 NS USD 4886423.90000000 0.716772208107 Long EC CORP US N 1 N N N StepStone Group, Inc. N/A 85914M107 55658.00000000 NS USD 1481059.38000000 0.217251352699 Long EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -535.89000000 -0.00007860780 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 53548.80000000 USD 45136.00000000 EUR 2020-12-16 -535.89000000 N N N GigCapital2, Inc. 549300OSKGXG2OH2XE50 375036126 153000.00000000 NS USD 50490.00000000 0.007406199201 Long CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 1879.58000000 0.000275708930 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 154926.00000000 CAD 118270.78000000 USD 2020-12-16 1879.58000000 N N N N/A N/A N/A 1.00000000 NC N/A -864.10000000 -0.00012675176 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 62561.37000000 USD 82124.00000000 CAD 2020-12-16 -864.10000000 N N N GAMCO Natural Resources Gold & Income Trust 23EBEGZ81713Q1VCP222 36465E101 7811.00000000 NS USD 38586.34000000 0.005660093493 Long RF US N 1 N N N N/A N/A 65342K113 547770.00000000 NS USD 63513.93000000 0.009316633346 N/A DO US N 2 NextDecade Corp. 549300XB4GCLNGHFTT48 Call Purchased NextDecade Corp. NextDecade Corp. 1.00000000 11.50000000 USD 2022-07-24 XXXX 63513.93000000 N N N N/A N/A 34962V114 111100.00000000 NS USD 365519.00000000 0.053616686987 N/A DO US N 1 Fortress Value Acquisition Corp. N/A Call Purchased Fortress Value Acquisition Corp. Fortress Value Acquisition Corp. 1.00000000 11.50000000 USD 2027-05-04 XXXX 365519.00000000 N N N N/A N/A 74349F119 81250.00000000 NS USD 134062.50000000 0.019665153109 N/A DO US N 1 PropTech Acquisition Corp. N/A Call Purchased PropTech Acquisition Corp. PropTech Acquisition Corp. 1.00000000 11.50000000 USD 2026-10-01 XXXX 134062.50000000 N N N Western Digital Corp. 549300QQXOOYEF89IC56 958102105 1044.00000000 NS USD 38158.20000000 0.005597291154 Long EC CORP US N 1 N N N Limelight Networks, Inc. 529900BNCMDQGEKW5M59 53261MAA2 725000.00000000 PA USD 731031.99000000 0.107232492389 Long DBT CORP US Y 2 2025-08-01 Fixed 3.50000000 N N N N Y Limelight Networks, Inc. USD XXXX N N N Snap, Inc. 549300JNC0L6VP8A2Q35 83304AAC0 1900000.00000000 PA USD 2633875.00000000 0.386353791292 Long DBT CORP US Y 2 2025-05-01 Fixed 0.25000000 N N N N Y Snap, Inc. USD XXXX N N N BlackRock Enhanced International Dividend Trust N8Y5YESYCLFDXNNUQV93 092524107 6343.00000000 NS USD 33427.61000000 0.004903377668 Long RF US N 1 N N N Change Healthcare, Inc. 549300GS1BPJEDOZHM07 15912K100 -41754.00000000 NS USD -605850.54000000 -0.08887006903 Short EC CORP US N 1 N N N Aberdeen Global Dynamic Dividend Fund 2549008871AD4OJQWG76 00302M106 876.00000000 NS USD 8067.96000000 0.001183460465 Long RF US N 1 N N N N/A N/A 000000000 221628.54000000 PA 104.16000000 0.000015278861 N/A DE GB N 2 Goldman Sachs International W22LROWP2IHZNBB6K528 N/A N/A Rec/pay the total return of custom basket plus SONIA +/- spread (0.03%). GBP Currency. Maturity 58-60 Months 06/11/25 to 08/13/25 Y 2025-06-11 0.00000000 USD 0.00000000 USD 221629.00000000 USD 137.56000000 N N N JFrog Ltd. N/A N/A 2226.00000000 NS USD 188430.90000000 0.027640261064 Long EC CORP IL N 1 N N N N/A N/A 30162V110 880354.00000000 NS USD 11004.43000000 0.001614200845 N/A DO US N 1 Exela Technologies, Inc. 549300CP95F46H3HDR87 Call Purchased Exela Technologies, Inc. Exela Technologies, Inc. 0.50000000 11.50000000 USD 2022-07-12 XXXX 11004.43000000 N N N N/A N/A N/A 1.00000000 NC N/A 1737.23000000 0.000254828113 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 147216.00000000 EUR 174644.63000000 USD 2020-12-16 1737.23000000 N N N N/A N/A N/A 1.00000000 NC N/A -540.30000000 -0.00007925469 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 52069.80000000 USD 43873.00000000 EUR 2020-12-16 -540.30000000 N N N HCI Group, Inc. 549300CZF7EZJH0MPH74 40416E103 -7524.00000000 NS USD -370857.96000000 -0.05439984011 Short EC CORP US N 1 N N N NextEra Energy, Inc. N/A 65339F796 50000.00000000 NS USD 2718866.95000000 0.398820959291 Long EP CORP US N 2 N N N KBR, Inc. 254900OFQDXZRKRCV808 48242W106 -152.00000000 NS USD -3398.72000000 -0.00049854619 Short EC CORP US N 1 N N N Hannon Armstrong Sustainable Infrastructure Capital, Inc. N/A 41068XAD2 1675000.00000000 PA USD 1738171.85000000 0.254966269912 Long DBT CORP US N 2 2023-08-15 None 0.00000000 N N N N N Hannon Armstrong Sustainable Infrastructure Capital, Inc. USD XXXX N N N N/A N/A N/A 1.00000000 NC N/A -586.54000000 -0.00008603747 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 52616.38000000 USD 44299.00000000 EUR 2020-12-16 -586.54000000 N N N SFL Corp. Ltd. 549300RLYYPSB0C7RH77 N/A -5105.00000000 NS USD -38236.45000000 -0.00560876936 Short EC CORP BM N 1 N N N American Airlines Group, Inc. N/A 02376RAF9 3500000.00000000 PA USD 3226562.50000000 0.473293020632 Long DBT CORP US N 2 2025-07-01 Fixed 6.50000000 N N N N Y American Airlines Group, Inc. USD XXXX N N N LendingTree, Inc. 549300ISY5YHUJZTON08 52603B107 -2270.00000000 NS USD -696640.30000000 -0.10218769724 Short EC CORP US N 1 N N N Forum Merger III Corp. N/A 349885202 455680.00000000 NS USD 4761856.00000000 0.698499784230 Long EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -432.53000000 -0.00006344629 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 51960.85000000 USD 43872.00000000 EUR 2020-12-16 -432.53000000 N N N Precigen, Inc. 549300XCWNQU35K64G19 74017N105 17632.00000000 NS USD 61712.00000000 0.009052314619 Long EC CORP US N 1 N N N Silicon Laboratories, Inc. 4PRDF8Q9TDHRVZKZSZ47 826919AC6 400000.00000000 PA USD 427899.46000000 0.062767055635 Long DBT CORP US Y 2 2025-06-15 Fixed 0.62500000 N N N N Y Silicon Laboratories, Inc. USD XXXX N N N Aberdeen Total Dynamic Dividend Fund 254900D48NKNOGZ95B43 00326L100 50063.00000000 NS USD 397500.22000000 0.058307898832 Long RF US N 1 N N N UBS Select Treasury Preferred Fund 549300DXQ8KM8WHPPG39 90262Y877 1679.66000000 NS USD 1679.66000000 0.000246383373 Long STIV RF US N 1 N N N JOYY, Inc. 549300N6CHVU5CQZPW24 98426TAF3 250000.00000000 PA USD 268593.75000000 0.039399065494 Long DBT CORP KY N 2 2026-06-15 Fixed 1.37500000 N N N N Y JOYY, Inc. USD XXXX N N N Boulder Growth & Income Fund, Inc. N/A 101507101 10736.00000000 NS USD 107360.00000000 0.015748257997 Long RF US N 1 N N N CenterPoint Energy, Inc. 21TPXMRRHFKOBHDC8J74 15189T107 -67874.00000000 NS USD -1313361.90000000 -0.19265240355 Short EC CORP US N 1 N N N KBL Merger Corp. IV N/A 48242A120 1000000.00000000 NS USD 200000.00000000 0.029337291351 Long CORP US N 1 N N N Envista Holdings Corp. 549300BX623VURJZ5269 29415F104 -48583.00000000 NS USD -1199028.44000000 -0.17588123341 Short EC CORP US N 1 N N N Plug Power, Inc. 549300JPDKRSJ8JSM954 72919PAC7 1825000.00000000 PA USD 4990284.56000000 0.732007160319 Long DBT CORP US Y 2 2025-06-01 Fixed 3.75000000 N N N N Y Plug Power, Inc. USD XXXX N N N United States of America 254900HROIFWPRGM1V77 912810SN9 -1283300.00000000 PA USD -1219937.06000000 -0.17894824479 Short DBT UST US N 2 2050-05-15 Fixed 1.25000000 N N N N N N JPMorgan Chase Bank NA 7H6GLXDRUGQFU57RNE97 48128DAC1 -2325000.00000000 PA USD -2942578.13000000 -0.43163635962 Short DBT CORP US N 2 2023-01-01 Fixed 0.12500000 N N N N N Alibaba Group Holding Ltd. USD XXXX N N N Eaton Vance Short Duration Diversified Income Fund HAXBNTSIUT2SHF0XLJ46 27828V104 4385.00000000 NS USD 50208.25000000 0.007364870292 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -540.06000000 -0.00007921948 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 53554.14000000 USD 45137.00000000 EUR 2020-12-16 -540.06000000 N N N JOYY, Inc. 549300N6CHVU5CQZPW24 46591M109 -1616.00000000 NS USD -130362.72000000 -0.01912244549 Short EC CORP KY N 1 N N N N/A N/A N/A 1.00000000 NC N/A -430.25000000 -0.00006311184 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 53445.51000000 USD 45138.00000000 EUR 2020-12-16 -430.25000000 N N N NCR Corp. 549300YKTY8JX1DV2R67 62886E207 949.00000000 NS USD 934509.70000000 0.137079916698 Long EP CORP US N 2 N N N N/A N/A 51476X113 116666.00000000 NS USD 512163.74000000 0.075127484300 N/A DO US N 1 Landcadia Holdings II, Inc. N/A Call Purchased Landcadia Holdings II, Inc. Landcadia Holdings II, Inc. 1.00000000 11.50000000 USD 2026-05-09 XXXX 512163.74000000 N N N BlackRock California Municipal Income Trust LE6236HQD6DXEGUHE217 09248E102 17817.00000000 NS USD 235006.23000000 0.034472231194 Long RF US N 1 N N N Juniper Industrial Holdings, Inc. N/A 48205G106 100000.00000000 NS USD 1046000.00000000 0.153434033768 Long EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -420.81000000 -0.00006172712 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 53436.07000000 USD 45138.00000000 EUR 2020-12-16 -420.81000000 N N N N/A N/A N/A 1.00000000 NC N/A -398.13000000 -0.00005840027 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 47888.47000000 USD 40434.00000000 EUR 2020-12-16 -398.13000000 N N N Delaware Investments Minnesota Municipal Income Fund II, Inc. RY6PR144OD7KOIBBCC20 24610V103 8207.00000000 NS USD 106691.00000000 0.015650124757 Long RF US N 1 N N N Big Rock Partners Acquisition Corp. 5493003FN4CLS0670T77 089482129 200000.00000000 NS USD 40980.00000000 0.006011210997 Long CORP US N 2 N N N N/A N/A N/A 1.00000000 NC N/A 1293.82000000 0.000189785871 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 87607.00000000 EUR 104189.56000000 USD 2020-12-16 1293.82000000 N N N Macquarie Global Infrastructure Total Return Fund, Inc. NUJZT0OFFYGJKMCIDQ69 55608D101 16593.00000000 NS USD 291207.15000000 0.042716145016 Long RF US N 1 N N N Helix Energy Solutions Group, Inc. 416AP2JOUTCWEGSOZW41 42330P107 -16184.00000000 NS USD -39003.44000000 -0.00572127641 Short EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -711.41000000 -0.00010435421 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 54533.56000000 USD 45825.00000000 EUR 2020-12-16 -711.41000000 N N N Gabelli Healthcare & WellnessRx Trust (The) 549300XULWZNLHFTG832 36246K103 12110.00000000 NS USD 124975.20000000 0.018332169270 Long RF US N 1 N N N CM Life Sciences, Inc. N/A 18978W208 512640.00000000 NS USD 5367340.80000000 0.787316204163 Long EC CORP US N 1 N N N DEMC Ltd. N/A N/A 242915872439.42900000 NS USD 230770.08000000 0.033850845360 Long EC CORP US Y 3 N N N Purple Innovation, Inc. N/A 74640Y106 -75000.00000000 NS USD -1864500.00000000 -0.27349689862 Short EC CORP US N 1 N N N Falcon Minerals Corp. 549300OILIONON7XK623 30607B109 -75000.00000000 NS USD -183000.00000000 -0.02684362158 Short EC CORP US N 1 N N N N/A N/A 382872117 33333.00000000 NS USD 103998.96000000 0.015255238948 N/A DO US N 1 Gores Metropoulos, Inc. N/A Call Purchased Gores Metropoulos, Inc. Gores Metropoulos, Inc. 1.00000000 11.50000000 USD 2024-03-25 XXXX 103998.96000000 N N N RingCentral, Inc. 549300C8EH0H1614VE84 76680R206 -3420.00000000 NS USD -939166.20000000 -0.13776296218 Short EC CORP US N 1 N N N AllianzGI Dividend Interest & Premium Strategy Fund 549300535GECAFITZP67 01883A107 26114.00000000 NS USD 308145.20000000 0.045200727554 Long RF US N 1 N N N Southwest Airlines Co. UDTZ87G0STFETI6HGH41 844741108 -87070.00000000 NS USD -3265125.00000000 -0.47894961712 Short EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -621.03000000 -0.00009109669 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 62317.55000000 USD 82123.00000000 CAD 2020-12-16 -621.03000000 N N N Wayfair, Inc. 54930027N9ZAVYFDHK53 94419LAL5 6050000.00000000 PA USD 6153981.29000000 0.902705710383 Long DBT CORP US Y 2 2025-10-01 Fixed 0.62500000 N N N N N Wayfair, Inc. USD XXXX N N N N/A N/A N/A 1.00000000 NC N/A 1315.31000000 0.000192938163 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 134703.00000000 EUR 159526.01000000 USD 2020-12-16 1315.31000000 N N N N/A N/A N/A -320.00000000 NC USD -53076.45000000 -0.00778559638 N/A DIR US N 1 CME Clearing House LCZ7XYGSLJUHFXXNXD88 Short United States of America U.S. Treasury 5 Year Note 2020-12-31 -40330000.00000000 USD -53076.45000000 N N N Nuveen New Jersey Quality Municipal Income Fund 5493006CFPL75HL16F31 67069Y102 15112.00000000 NS USD 204465.36000000 0.029992299188 Long RF US N 1 N N N Canadian Solar, Inc. 5493001XSC6TKMBVOM15 136635AF6 3450000.00000000 PA USD 4017961.36000000 0.589380515287 Long DBT CORP CA Y 2 2025-10-01 Fixed 2.50000000 N N N N N Canadian Solar, Inc. USD XXXX N N N Pinduoduo, Inc. 5493000573DS7005T657 722304102 2.00000000 NS USD 148.30000000 0.000021753601 Long EC CORP KY N 1 N N N Foley Trasimene Acquisition Corp. N/A 34431F104 100000.00000000 NS USD 1036000.00000000 0.151967169200 Long EC CORP US N 1 N N N Starboard Value Acquisition Corp. N/A 85521J208 256320.00000000 NS USD 2586268.80000000 0.379370606495 Long EC CORP US N 1 N N N Collective Growth Corp. N/A 19424L101 150300.00000000 NS USD 1481958.00000000 0.217383168083 Long EC CORP US N 1 N N N Coherus Biosciences, Inc. 5493007IL8W5MV932D26 19249H103 -36008.00000000 NS USD -660386.72000000 -0.09686978804 Short EC CORP US N 1 N N N Accel Entertainment, Inc. N/A 00436Q106 16666.00000000 NS USD 178492.86000000 0.026182485189 Long EC CORP US N 1 N N N Blackline, Inc. 529900P9N7PK9LV5EK56 09239BAB5 650000.00000000 PA USD 894063.03000000 0.131146937988 Long DBT CORP US N 2 2024-08-01 Fixed 0.12500000 N N N N N Blackline, Inc. USD XXXX N N N N/A N/A N/A 1.00000000 NC N/A 1465.37000000 0.000214949933 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 94345.00000000 EUR 112274.99000000 USD 2020-12-16 1465.37000000 N N N RealReal, Inc. (The) 549300O00VUGT4H1PE90 88339P101 -60582.00000000 NS USD -876621.54000000 -0.12858850762 Short EC CORP US N 1 N N N Voya Financial, Inc. 549300T065Z4KJ686G75 929089100 -433.00000000 NS USD -20753.69000000 -0.00304428525 Short EC CORP US N 1 N N N Helix Energy Solutions Group, Inc. 416AP2JOUTCWEGSOZW41 42330PAJ6 1125000.00000000 PA USD 1064611.19000000 0.156164043285 Long DBT CORP US N 2 2023-09-15 Fixed 4.12500000 N N N N Y Helix Energy Solutions Group, Inc. USD XXXX N N N PG&E Corp. 8YQ2GSDWYZXO2EDN3511 69331C140 18725.00000000 NS USD 1830368.75000000 0.268490306497 Long EP CORP US N 2 N N N N/A N/A N/A 1.00000000 NC N/A 1465.25000000 0.000214932330 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 94346.00000000 EUR 112276.04000000 USD 2020-12-16 1465.25000000 N N N Nuveen Georgia Quality Municipal Income Fund 54930023QNPVRWXW1U13 67072B107 3436.00000000 NS USD 41919.20000000 0.006148978918 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 2352.18000000 0.000345032949 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 154928.00000000 CAD 118744.89000000 USD 2020-12-16 2352.18000000 N N N Coherus Biosciences, Inc. 5493007IL8W5MV932D26 19249HAA1 950000.00000000 PA USD 1108549.91000000 0.162609258436 Long DBT CORP US Y 2 2026-04-15 Fixed 1.50000000 N N N N N Coherus Biosciences, Inc. USD XXXX N N N RiverNorth Opportunistic Municipal Income Fund, Inc. 549300RXJKKPD5ZG2Y84 76883F108 944.00000000 NS USD 19267.04000000 0.002826213829 Long RF US N 1 N N N Nuveen Floating Rate Income Opportunity Fund 6TG15UBKG3HMZ9US3I68 6706EN100 45140.00000000 NS USD 370148.00000000 0.054295698595 Long RF US N 1 N N N Deerfield Healthcare Technology Acquisitions Corp. N/A 244413209 3.00000000 NS USD 31.89000000 0.000004677831 Long EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 1296.19000000 0.000190133518 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 134780.00000000 EUR 159597.32000000 USD 2020-12-16 1296.19000000 N N N Li Auto, Inc. N/A 50202M102 866.00000000 NS USD 15059.74000000 0.002209059900 Long EC CORP KY N 1 N N N N/A N/A N/A 1.00000000 NC N/A 879.26000000 0.000128975533 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 154924.00000000 CAD 117268.96000000 USD 2020-12-16 879.26000000 N N N New Frontier Health Corp. N/A N/A -25146.00000000 NS USD -191863.98000000 -0.02814384740 Short EC CORP KY N 1 N N N Accel Entertainment, Inc. N/A 00436Q106 -13334.00000000 NS USD -142807.14000000 -0.02094787336 Short EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 1265.45000000 0.000185624376 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 134779.00000000 EUR 159565.41000000 USD 2020-12-16 1265.45000000 N N N N/A N/A N/A 1.00000000 NC N/A -1324.26000000 -0.00019425100 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 63021.53000000 USD 82124.00000000 CAD 2020-12-16 -1324.26000000 N N N N/A N/A N/A 1.00000000 NC N/A 1057.38000000 0.000155103325 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 154926.00000000 CAD 117448.58000000 USD 2020-12-16 1057.38000000 N N N Western Asset Managed Municipals Fund, Inc. 549300HVO8EY2T8K4F73 95766M105 23034.00000000 NS USD 280784.46000000 0.041187277550 Long RF US N 1 N N N Zogenix, Inc. 54930089H3HF4C32SK78 98978LAA3 2025000.00000000 PA USD 2010671.67000000 0.294938302975 Long DBT CORP US Y 2 2027-10-01 Fixed 2.75000000 N N N N N Zogenix, Inc. USD XXXX N N N Nuveen Short Duration Credit Opportunities Fund N0WOEFO1WOMLJYH1PV29 67074X107 16179.00000000 NS USD 200296.02000000 0.029380713476 Long RF US N 1 N N N LivePerson, Inc. 549300IN2P1JZ20G7N40 538146101 11971.00000000 NS USD 622372.29000000 0.091293586004 Long EC CORP US N 1 N N N N/A N/A 550789119 1274000.00000000 NS 4783.90000000 0.000701733340 N/A DO CA N 3 LXRandCo, Inc. N/A Call Purchased LXRandCo, Inc. LXRandCo, Inc. 1.00000000 11.50000000 CAD 2022-06-09 XXXX 4783.90000000 N N N Coupa Software, Inc. 549300Q95ICR2GFL2K37 22266L106 -3940.00000000 NS USD -1080505.60000000 -0.15849553797 Short EC CORP US N 1 N N N GFL Environmental, Inc. 549300FYK4MBXWIVZU26 36168Q104 -190728.00000000 NS USD -4054877.28000000 -0.59479558079 Short EC CORP CA N 1 N N N Element Fleet Management Corp. 5493000PGBS1C22ELQ16 286181201 -48382.00000000 NS -402592.89000000 -0.05905492454 Short EC CORP CA N 1 N N N N/A N/A N/A 1.00000000 NC N/A -357.91000000 -0.00005250054 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 42817.80000000 USD 36151.00000000 EUR 2020-12-16 -357.91000000 N N N II-VI, Inc. 549300O5C25A0MMHHU33 902104108 -24930.00000000 NS USD -1011160.80000000 -0.14832359496 Short EC CORP US N 1 N N N Colfax Corp. 635400OP2DYYYMOIYL17 194014106 -7778.00000000 NS USD -243918.08000000 -0.03577947889 Short EC CORP US N 1 N N N Panacea Acquisition Corp. N/A 698102209 2.00000000 NS USD 24.00000000 0.000003520474 Long EC CORP US N 1 N N N Nuveen S&P 500 Dynamic Overwrite Fund 549300OISXORNCZINQ77 6706EW100 6399.00000000 NS USD 85234.68000000 0.012502773202 Long RF US N 1 N N N ROTH CH ACQUISITION I CO. N/A 778675108 84000.00000000 NS USD 835800.00000000 0.122600540558 Long EC CORP US N 1 N N N Jazz Pharmaceuticals plc 635400GAUMJCLEZRRV50 N/A 438.00000000 NS USD 62454.42000000 0.009161217578 Long EC CORP IE N 1 N N N American Well Corp. N/A 03044L105 2226.00000000 NS USD 65978.64000000 0.009678172923 Long EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -490.59000000 -0.00007196290 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 49229.44000000 USD 41497.00000000 EUR 2020-12-16 -490.59000000 N N N GFL Environmental, Inc. 549300FYK4MBXWIVZU26 36168Q120 97400.00000000 NS USD 5189472.00000000 0.761225260123 Long EP CORP CA N 2 N N N PROS Holdings, Inc. 549300LPE1KNL5RWKQ48 74346Y103 -43798.00000000 NS USD -1398908.12000000 -0.20520087545 Short EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 1289.72000000 0.000189184457 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 154926.00000000 CAD 117680.92000000 USD 2020-12-16 1289.72000000 N N N N/A N/A 98421X110 75000.00000000 NS USD 1500.00000000 0.000220029685 N/A DO US N 2 Xynomic Pharmaceuticals Holdings, Inc. 549300J6CMJNVYHW0L19 Call Purchased Xynomic Pharmaceuticals Holdings, Inc. Xynomic Pharmaceuticals Holdings, Inc. 1.00000000 11.50000000 USD 2024-05-15 XXXX 1500.00000000 N N N CNH Industrial Capital LLC 549300PNSJ5B81UMVO28 12592BAL8 750000.00000000 PA USD 748979.00000000 0.109865075695 Long DBT CORP US N 2 2026-01-15 Fixed 1.87500000 N N N N N N N/A N/A N/A 1.00000000 NC N/A 2352.30000000 0.000345050552 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 154926.00000000 CAD 118743.50000000 USD 2020-12-16 2352.30000000 N N N N/A N/A N/A 1.00000000 NC N/A 2376.32000000 0.000348573960 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 154927.00000000 CAD 118768.28000000 USD 2020-12-16 2376.32000000 N N N Invesco Value Municipal Income Trust X075VJ33QQP2G2NTOV20 46132P108 8051.00000000 NS USD 118430.21000000 0.017372107877 Long RF US N 1 N N N N/A N/A 375036118 153000.00000000 NS USD 139230.00000000 0.020423155374 N/A DO US N 1 GigCapital2, Inc. 549300OSKGXG2OH2XE50 Call Purchased GigCapital2, Inc. GigCapital2, Inc. 1.00000000 11.50000000 USD 2024-07-01 XXXX 139230.00000000 N N N Industrial Tech Acquisitions, Inc. N/A 456357201 140000.00000000 NS USD 1400000.00000000 0.205361039460 Long EC CORP US N 2 N N N N/A N/A N/A 1.00000000 NC N/A -507.30000000 -0.00007441403 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 53521.38000000 USD 45137.00000000 EUR 2020-12-16 -507.30000000 N N N Impinj, Inc. 549300M26VGKSMMWWN17 453204109 -222.00000000 NS USD -5849.70000000 -0.00085807176 Short EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -659.22000000 -0.00009669864 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 53215.24000000 USD 44747.00000000 EUR 2020-12-16 -659.22000000 N N N Palo Alto Networks, Inc. 549300QXR2YVZV231H43 697435105 516.00000000 NS USD 126291.00000000 0.018525179310 Long EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 1057.52000000 0.000155123861 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 154925.00000000 CAD 117447.97000000 USD 2020-12-16 1057.52000000 N N N Kymera Therapeutics, Inc. N/A 501575104 376.00000000 NS USD 12148.56000000 0.001782029221 Long EC CORP US N 1 N N N N/A N/A 12558Y114 125000.00000000 NS USD 162500.00000000 0.023836549223 N/A DO US N 1 CHP Merger Corp. N/A Call Purchased CHP Merger Corp. CHP Merger Corp. 1.00000000 11.50000000 USD 2024-11-22 XXXX 162500.00000000 N N N N/A N/A N/A 1.00000000 NC N/A -1012.36000000 -0.00014849950 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 62709.63000000 USD 82124.00000000 CAD 2020-12-16 -1012.36000000 N N N Bilibili, Inc. 5493008V60M52L3PIS45 090040106 44525.00000000 NS USD 1852240.00000000 0.271698522664 Long EC CORP KY N 1 N N N InterPrivate Acquisition Corp. N/A 46064A103 137500.00000000 NS USD 1375000.00000000 0.201693878041 Long EC CORP US N 1 N N N BlackRock MuniYield Investment Fund EIZ2BGDWQ33G5NLLRC32 09254R104 2261.00000000 NS USD 30229.57000000 0.004434268512 Long RF US N 1 N N N Silicon Laboratories, Inc. 4PRDF8Q9TDHRVZKZSZ47 826919102 -2042.00000000 NS USD -199809.70000000 -0.02930937691 Short EC CORP US N 1 N N N Vertex, Inc. 549300QMYW171MP1PL50 92538J106 866.00000000 NS USD 19918.00000000 0.002921700845 Long EC CORP US N 1 N N N National Energy Services Reunited Corp. N/A N/A -93598.00000000 NS USD -597155.24000000 -0.08759458628 Short EC CORP VG N 1 N N N CryoPort, Inc. N/A 229050AA7 1475000.00000000 PA USD 3123816.48000000 0.458221571012 Long DBT CORP US Y 2 2025-06-01 Fixed 3.00000000 N N N N N CryoPort, Inc. USD XXXX N N N N/A N/A 17143G114 23333.00000000 NS USD 50945.27000000 0.007472981144 N/A DO US N 1 Churchill Capital Corp. II N/A Call Purchased Churchill Capital Corp. II Churchill Capital Corp. II 1.00000000 11.50000000 USD 2024-07-24 XXXX 50945.27000000 N N N HCI Group, Inc. 549300CZF7EZJH0MPH74 40416EAD5 1175000.00000000 PA USD 1181525.08000000 0.173313727555 Long DBT CORP US N 2 2037-03-01 Fixed 4.25000000 N N N N Y HCI Group, Inc. USD XXXX N N N N/A N/A N/A 1.00000000 NC N/A 1184.75000000 0.000173786779 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 87607.00000000 EUR 104080.49000000 USD 2020-12-16 1184.75000000 N N N Anthem, Inc. 8MYN82XMYQH89CTMTH67 036752103 -17253.00000000 NS USD -4633983.27000000 -0.67974258655 Short EC CORP US N 1 N N N Alibaba Group Holding Ltd. 5493001NTNQJDH60PM02 01609W102 5300.00000000 NS USD 1558094.00000000 0.228551288155 Long EC CORP KY N 1 N N N Wells Fargo Multi-Sector Income Fund 549300K6JNPNZMSWMF07 94987D101 9804.00000000 NS USD 105393.00000000 0.015459725737 Long RF US N 1 N N N Snowflake, Inc. 254900CJNSY1K7T53Z16 833445109 3710.00000000 NS USD 931210.00000000 0.136595895397 Long EC CORP US N 1 N N N T-Mobile US, Inc. 549300QHIJYOHPACPG31 872590104 -20731.00000000 NS USD -2370797.16000000 -0.34776383509 Short EC CORP US N 1 N N N N/A N/A N/A 373500.00000000 NS USD 6349.50000000 0.000931385657 N/A DO VG N 2 Borqs Technologies, Inc. N/A Call Purchased Borqs Technologies, Inc. Borqs Technologies, Inc. 0.50000000 12.00000000 USD 2022-08-18 XXXX 6349.50000000 N N N N/A N/A N/A 125000.00000000 NS USD 31250.00000000 0.004583951773 N/A DO VG N 2 Longevity Acquisition Corp. N/A Call Purchased Longevity Acquisition Corp. Longevity Acquisition Corp. 0.50000000 11.50000000 USD 2025-07-31 XXXX 31250.00000000 N N N United States of America 254900HROIFWPRGM1V77 9127963J6 18862000.00000000 PA USD 18858515.81000000 2.766288863878 Long STIV UST US N 2 2020-12-10 None 0.00000000 N N N N N N Nuveen Credit Strategies Income Fund W4CSTD4RDGQSJ4FOVO30 67073D102 54067.00000000 NS USD 319535.97000000 0.046871599245 Long RF US N 1 N N N Fortive Corp. 549300MU9YQJYHDQEF63 34959J108 -7714.00000000 NS USD -587883.94000000 -0.08623461214 Short EC CORP US N 1 N N N Central Securities Corp. 549300D87MQ4TEVRK235 155123102 3977.00000000 NS USD 115293.23000000 0.016911955396 Long RF US N 1 N N N Blackstone Mortgage Trust, Inc. 549300OLDJ20R2Y2UW20 09257W100 -4055.00000000 NS USD -89088.35000000 -0.01306805439 Short EC CORP US N 1 N N N Cohen & Steers REIT and Preferred and Income Fund, Inc. Y2PROTN9284X1BRB7064 19247X100 10197.00000000 NS USD 205877.43000000 0.030199430733 Long RF US N 1 N N N Glaukos Corp. 5299004JA1LHE21M6T14 377322AA0 1475000.00000000 PA USD 1694828.45000000 0.248608380142 Long DBT CORP US Y 2 2027-06-15 Fixed 2.75000000 N N N N N Glaukos Corp. USD XXXX N N N N/A N/A 23753F115 378003.00000000 NS USD 55264.04000000 0.008106486213 N/A DO US N 1 Daseke, Inc. 549300CUSFIOX5Q3VA53 Call Purchased Daseke, Inc. Daseke, Inc. 0.50000000 11.50000000 USD 2022-02-27 XXXX 55264.04000000 N N N Dick's Sporting Goods, Inc. 529900SSBV5I4LWSK313 253393102 -61000.00000000 NS USD -3530680.00000000 -0.51790293914 Short EC CORP US N 1 N N N Western Asset Intermediate Muni Fund, Inc. 5493000MG5MROBD48K57 958435109 20565.00000000 NS USD 186318.90000000 0.027330459267 Long RF US N 1 N N N Patriot National Bancorp N/A N/A 2090900.00000000 NS USD 303682.32000000 0.044546083500 Long EC CORP US Y 3 N N N Greenvision Acquisition Corp. 549300Z6TFLNGRBTFZ11 39678G103 19500.00000000 NS USD 195780.00000000 0.028718274504 Long EC CORP US N 1 N N N American Airlines Group, Inc. N/A 02376R102 -170679.00000000 NS USD -2097644.91000000 -0.30769609938 Short EC CORP US N 1 N N N Insight Enterprises, Inc. 529900S8991TYW6YP792 45765U103 -11875.00000000 NS USD -671887.50000000 -0.09855679671 Short EC CORP US N 1 N N N BioMarin Pharmaceutical, Inc. NSLL8ITTRR0J5HEMR848 09061G101 -5147.00000000 NS USD -391583.76000000 -0.05744003427 Short EC CORP US N 1 N N N BlackRock MuniHoldings Investment Quality Fund 3ZB936ECCHG0HCOPJB28 09254P108 578.00000000 NS USD 7750.98000000 0.001136963792 Long RF US N 1 N N N N/A N/A 87615L115 53333.00000000 NS USD 4106.64000000 0.000602388470 N/A DO US N 1 Target Hospitality Corp. N/A Call Purchased Target Hospitality Corp. Target Hospitality Corp. 1.00000000 11.50000000 USD 2024-03-15 XXXX 4106.64000000 N N N Chimera Investment Corp. 2JBBQFJOL123LOUBE657 16934Q208 807692.00000000 NS USD 6623074.40000000 0.971515316578 Long EC CORP US N 1 N N N Taysha Gene Therapies, Inc. N/A 877619106 147.00000000 NS USD 3292.80000000 0.000483009164 Long EC CORP US N 1 N N N CryoPort, Inc. N/A 229050307 -56141.00000000 NS USD -2661083.40000000 -0.39034489508 Short EC CORP US N 1 N N N Voya Global Advantage and Premium Opportunity Fund 549300P8MCGWLP88NI42 92912R104 20567.00000000 NS USD 171528.78000000 0.025160948970 Long RF US N 1 N N N BlackRock Floating Rate Income Strategies Fund, Inc. UZXE8UOGW61VMG5WLP57 09255X100 36123.00000000 NS USD 415414.50000000 0.060935681090 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -469.45000000 -0.00006886195 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 46573.86000000 USD 39254.00000000 EUR 2020-12-16 -469.45000000 N N N Cardlytics, Inc. 549300JETJBH94EIPC66 14161WAA3 1500000.00000000 PA USD 1636841.39000000 0.240102463773 Long DBT CORP US Y 2 2025-09-15 Fixed 1.00000000 N N N N Y Cardlytics, Inc. USD XXXX N N N PG&E Corp. 8YQ2GSDWYZXO2EDN3511 69331C108 -155713.00000000 NS USD -1462145.07000000 -0.21447687958 Short EC CORP US N 1 N N N N/A N/A 12528N115 300000.00000000 NS USD 294000.00000000 0.043125818286 N/A DO US N 1 CF Finance Acquisition Corp. N/A Call Purchased CF Finance Acquisition Corp. CF Finance Acquisition Corp. 1.00000000 11.50000000 USD 2025-04-30 XXXX 294000.00000000 N N N SunEdison, Inc. 5493004W8FBXFVSWVZ87 867ESCAD7 4400000.00000000 PA USD 88000.00000000 0.012908408194 Long DBT CORP US N 3 2021-01-01 Fixed 2.75000000 Y N N N N N 8x8, Inc. 254900XWSOC5U1BRW939 282914AB6 1900000.00000000 PA USD 1767867.52000000 0.259322222525 Long DBT CORP US N 2 2024-02-01 Fixed 0.50000000 N N N N Y 8x8, Inc. USD XXXX N N N N/A N/A N/A 1.00000000 NC N/A 5030.25000000 0.000737869549 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 269559.00000000 EUR 321631.34000000 USD 2020-12-16 5030.25000000 N N N N/A N/A N/A 1.00000000 NC N/A -357.97000000 -0.00005250935 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 42817.86000000 USD 36151.00000000 EUR 2020-12-16 -357.97000000 N N N dMY Technology Group, Inc. II N/A 233277201 113920.00000000 NS USD 1165401.60000000 0.170948631403 Long EC CORP US N 1 N N N Western Asset Municipal High Income Fund, Inc. 549300V8S0EC6SV7H926 95766N103 2321.00000000 NS USD 17291.45000000 0.002536421532 Long RF US N 1 N N N BlackRock Energy and Resources Trust GG70RT52UUBWY2PJSI68 09250U101 29790.00000000 NS USD 177846.30000000 0.026087643594 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -432.60000000 -0.00006345656 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 51962.10000000 USD 43873.00000000 EUR 2020-12-16 -432.60000000 N N N Dick's Sporting Goods, Inc. 529900SSBV5I4LWSK313 253393102 61000.00000000 NS USD 3530680.00000000 0.517902939145 Long EC CORP US N 1 N N N Element Fleet Management Corp. 5493000PGBS1C22ELQ16 286181AC6 1100000.00000000 PA 943742.26000000 0.138434208211 Long DBT CORP CA N 2 2024-06-30 Fixed 4.25000000 N N N N N Element Fleet Management Corp. CAD XXXX N N N CorEnergy Infrastructure Trust, Inc. 549300RWMFYIPNXWXM78 21870UAC0 2300000.00000000 PA USD 1691937.50000000 0.248184316930 Long DBT CORP US N 2 2025-08-15 Fixed 5.87500000 N N N N N CorEnergy Infrastructure Trust, Inc. USD XXXX N N N N/A N/A N/A 276625.00000000 NS USD 165975.00000000 0.024346284660 N/A DO BM N 2 Sirius International Insurance Group Ltd. 5493006NDQTDF66CRF40 Call Purchased Sirius International Insurance Group Ltd. Sirius International Insurance Group Ltd. 1.00000000 0.00000100 USD 2023-11-05 XXXX 165975.00000000 N N N Burlington Stores, Inc. 5299003Z37DVGKKC1W09 122017106 8793.00000000 NS USD 1812149.37000000 0.265817770201 Long EC CORP US N 1 N N N Illumina, Inc. SQ95QG8SR5Q56LSNF682 452327109 3129.00000000 NS USD 967111.32000000 0.141862132821 Long EC CORP US N 1 N N N Datadog, Inc. 549300F6JNO0KRPO1K63 23804LAA1 1625000.00000000 PA USD 2145000.00000000 0.314642449745 Long DBT CORP US Y 2 2025-06-15 Fixed 0.12500000 N N N N Y Datadog, Inc. USD XXXX N N N Gossamer Bio, Inc. 549300ZOC0N2W6PSFR58 38341P102 -112407.00000000 NS USD -1394970.87000000 -0.20462333420 Short EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -438.94000000 -0.00006438655 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 53454.20000000 USD 45138.00000000 EUR 2020-12-16 -438.94000000 N N N Pinduoduo, Inc. 5493000573DS7005T657 722304102 -2.00000000 NS USD -148.30000000 -0.00002175360 Short EC CORP KY N 1 N N N Lyft, Inc. 549300H7I5VN334XVZ52 55087P104 3484.00000000 NS USD 95984.20000000 0.014079582202 Long EC CORP US N 1 N N N AllianzGI Diversified Income & Convertible Fund 5493008LTG04SBNLT367 01883J108 2601.00000000 NS USD 65909.34000000 0.009668007551 Long RF US N 1 N N N BioMarin Pharmaceutical, Inc. NSLL8ITTRR0J5HEMR848 09061GAJ0 1525000.00000000 PA USD 1491436.72000000 0.218773567935 Long DBT CORP US Y 2 2027-05-15 Fixed 1.25000000 N N N N N BioMarin Pharmaceutical, Inc. USD XXXX N N N N/A N/A 037631116 579085.00000000 NS 23919.25000000 0.003508630030 N/A DO CA N 1 Apollo Healthcare Corp. N/A Call Purchased Apollo Healthcare Corp. Apollo Healthcare Corp. 1.00000000 11.50000000 CAD 2022-01-03 XXXX 23919.25000000 N N N Blackstone Mortgage Trust, Inc. 549300OLDJ20R2Y2UW20 09257W100 4055.00000000 NS USD 89088.35000000 0.013068054399 Long EC CORP US N 1 N N N Madison Covered Call & Equity Strategy Fund 254900DMET709D189F74 557437100 18949.00000000 NS USD 113315.02000000 0.016621778781 Long RF US N 1 N N N SunEdison, Inc. 5493004W8FBXFVSWVZ87 867ESCAE5 575000.00000000 PA USD 11500.00000000 0.001686894252 Long DBT CORP US N 3 2020-01-15 Fixed 0.25000000 Y N N N N SunEdison, Inc. USD XXXX N N N Freeline Therapeutics Holdings plc 21380046L1D1Q6QJPH29 35655L107 866.00000000 NS USD 13518.26000000 0.001982945660 Long EC CORP GB N 1 N N N N/A N/A 274681113 219000.00000000 NS USD 148920.00000000 0.021844547140 N/A DO US N 1 East Resources Acquisition Co. N/A Call Purchased East Resources Acquisition Co. East Resources Acquisition Co. 1.00000000 11.50000000 USD 2027-07-01 XXXX 148920.00000000 N N N Cardlytics, Inc. 549300JETJBH94EIPC66 14161W105 -12333.00000000 NS USD -870339.81000000 -0.12766706290 Short EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -436.78000000 -0.00006406971 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 46541.19000000 USD 39254.00000000 EUR 2020-12-16 -436.78000000 N N N N/A N/A 42227L110 87500.00000000 NS USD 154000.00000000 0.022589714340 N/A DO US N 1 Healthcare Merger Corp. N/A Call Purchased Healthcare Merger Corp. Healthcare Merger Corp. 1.00000000 11.50000000 USD 2021-12-17 XXXX 154000.00000000 N N N BlackRock Enhanced Equity Dividend Trust G737UEA5SJ50G32LUQ88 09251A104 74725.00000000 NS USD 546239.75000000 0.080125973467 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 1737.02000000 0.000254797309 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 147217.00000000 EUR 174645.60000000 USD 2020-12-16 1737.02000000 N N N N/A N/A N/A 1.00000000 NC N/A -484.00000000 -0.00007099624 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 53499.26000000 USD 45138.00000000 EUR 2020-12-16 -484.00000000 N N N Jazz Pharmaceuticals plc 635400GAUMJCLEZRRV50 N/A -15606.00000000 NS USD -2225259.54000000 -0.32641543728 Short EC CORP IE N 1 N N N Nuveen AMT-Free Municipal Value Fund 5493002K5IM2S29FUR04 670695105 3473.00000000 NS USD 55498.54000000 0.008140884187 Long RF US N 1 N N N Ligand Pharmaceuticals, Inc. 5493008K7TB0IKP37H79 53220K504 -101.00000000 NS USD -9627.32000000 -0.00141219745 Short EC CORP US N 1 N N N Splunk, Inc. 549300XGDSGBP6UEI867 848637104 2.00000000 NS USD 376.26000000 0.000055192246 Long EC CORP US N 1 N N N Infinera Corp. 549300ZOF66WPV3H0H17 45667GAD5 1475000.00000000 PA USD 1547094.14000000 0.226937757667 Long DBT CORP US Y 2 2027-03-01 Fixed 2.50000000 N N N N Y Infinera Corp. USD XXXX N N N DEMC Ltd. 549300J9G10ZQTTAFU03 N/A 368190309.26000000 NS USD 68564.40000000 0.010057468895 Long EC CORP US Y 3 N N N N/A N/A N/A 1.00000000 NC N/A -535.82000000 -0.00007859753 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 53548.73000000 USD 45136.00000000 EUR 2020-12-16 -535.82000000 N N N N/A N/A N/A 54000.00000000 NS USD 111780.00000000 0.016396612136 N/A DO VG N 1 HL Acquisitions Corp. N/A Call Purchased HL Acquisitions Corp. HL Acquisitions Corp. 1.00000000 11.50000000 USD 2023-07-18 XXXX 111780.00000000 N N N Fast Acquisition Corp. N/A 311875207 712000.00000000 NS USD 7098640.00000000 1.041274349398 Long EC CORP US N 1 N N N Colliers International Group, Inc. D3O8K13PHLEXXD1DT480 194693107 -9833.00000000 NS USD -655762.77000000 -0.09619151720 Short EC CORP CA N 1 N N N Verra Mobility Corp. N/A 92511U102 -69827.00000000 NS USD -674528.82000000 -0.09894424258 Short EC CORP US N 1 N N N Verastem, Inc. 549300IY0EFBIU8NQC81 92337C104 1190777.00000000 NS USD 1440840.17000000 0.211351739291 Long EC CORP US N 1 N N N DTE Energy Co. 549300IX8SD6XXD71I78 233331842 43400.00000000 NS USD 1974542.81000000 0.289638688515 Long EP CORP US N 2 N N N N/A N/A 90069K112 320000.00000000 NS USD 163200.00000000 0.023939229742 N/A DO US N 1 Tuscan Holdings Corp. 549300J4UX9OMHSTKS35 Call Purchased Tuscan Holdings Corp. Tuscan Holdings Corp. 1.00000000 11.50000000 USD 2026-04-01 XXXX 163200.00000000 N N N Bridgebio Pharma, Inc. 54930028YG89VTY2J114 10806X102 421.00000000 NS USD 15795.92000000 0.002317047536 Long EC CORP US N 1 N N N N/A N/A 69290Y117 66666.00000000 NS USD 146665.20000000 0.021513798517 N/A DO US N 1 PAE, Inc. N/A Call Purchased PAE, Inc. 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II 1510500.00000000 USD 70500.00000000 USD Greenvision Acquisition Corp. 1506000.00000000 USD 21000.00000000 USD GX Acquisition Corp., Class A 1050000.00000000 USD 107000.00000000 USD New Providence Acquisition Corp., Class A 503500.00000000 USD 28500.00000000 USD Healthcare Merger Corp., Class A 1015000.00000000 USD 85000.00000000 USD Legacy Acquisition Corp., Class A 987327.70000000 USD 40940.30000000 USD Software Acquisition Group, Inc., Class A 1021059.36000000 USD 31779.96000000 USD CIIG Merger Corp., Class A 896790.00000000 USD 43344.85000000 USD Juniper Industrial Holdings, Inc., Class A 1569000.00000000 USD 159000.00000000 USD Merida Merger Corp. I 985000.00000000 USD 40000.00000000 USD Churchill Capital Corp. 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Trilogy International Partners, Inc. 1.00000000 11.50000000 CAD 2022-02-07 XXXX 6683.94000000 N N N N/A N/A 17144C112 22500.00000000 NS USD 45002.25000000 0.006601220598 N/A DO US N 1 Churchill Capital Corp. III N/A Call Purchased Churchill Capital Corp. III Churchill Capital Corp. III 1.00000000 11.50000000 USD 2027-03-01 XXXX 45002.25000000 N N N N/A N/A 000000000 2528193.27999999 PA USD -169713.92000000 -0.02489473358 N/A DE US N 2 Merrill Lynch International 549300J8H1BYG1YAFY05 N/A N/A Rec/pay the total return of custom basket plus LIBOR +/- spread (-1.00%). USD Currency. Maturity 58 Months 07/11/25 Y 2025-07-11 0.00000000 USD 0.00000000 USD 2528193.00000000 USD -169713.92000000 N N N Match Group Financeco 3, Inc. 5493003IEL8HSZKWUI17 44932KAA4 775000.00000000 PA USD 1177956.20000000 0.172790221193 Long DBT CORP US Y 2 2030-01-15 Fixed 2.00000000 N N N N N Match Group, Inc. USD XXXX N N N Live Nation Entertainment, Inc. 5493007B9BM9ZXJINO78 538034AQ2 -2350000.00000000 PA USD -2617585.43000000 -0.38396433198 Short DBT CORP US N 2 2023-03-15 Fixed 2.50000000 N N N N Y Live Nation Entertainment, Inc. USD XXXX N N N N/A N/A N/A 1.00000000 NC N/A -436.72000000 -0.00006406090 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 46541.13000000 USD 39254.00000000 EUR 2020-12-16 -436.72000000 N N N Colfax Corp. 635400OP2DYYYMOIYL17 194014205 2075.00000000 NS USD 278485.75000000 0.040850087925 Long EP CORP US N 2 N N N N/A N/A N/A 1.00000000 NC N/A -425.98000000 -0.00006248549 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 52472.26000000 USD 44313.00000000 EUR 2020-12-16 -425.98000000 N N N N/A N/A N/A 1.00000000 NC N/A 2376.46000000 0.000348594497 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 154926.00000000 CAD 118767.66000000 USD 2020-12-16 2376.46000000 N N N Lemonade, Inc. N/A 52567D107 1000.00000000 NS USD 49720.00000000 0.007293250629 Long EC CORP US N 1 N N N GOL Equity Finance SA 222100H9BH197YU7RY14 36256KAA8 1025000.00000000 PA USD 639788.95000000 0.093848374148 Long DBT CORP LU Y 2 2024-07-15 Fixed 3.75000000 N N N N Y Gol Linhas Aereas Inteligentes SA USD XXXX N N N Clough Global Equity Fund 549300SI1THLT6A9J147 18914C100 16705.00000000 NS USD 187263.05000000 0.027468953286 Long RF US N 1 N N N Greenvision Acquisition Corp. 549300Z6TFLNGRBTFZ11 39678G129 170000.00000000 NS USD 76500.00000000 0.011221513941 Long CORP US N 1 N N N East Resources Acquisition Co. N/A 274681105 438000.00000000 NS USD 4301160.00000000 0.630921920348 Long EC CORP US N 1 N N N N/A N/A 36118H113 205000.00000000 NS USD 223450.00000000 0.032777088762 N/A DO US N 1 Fusion Acquisition Corp. N/A Call Purchased Fusion Acquisition Corp. Fusion Acquisition Corp. 1.00000000 11.50000000 USD 2027-06-01 XXXX 223450.00000000 N N N Nuveen AMT-Free Municipal Credit Income Fund 549300LBMO1C0IG71T03 67071L106 5693.00000000 NS USD 89152.38000000 0.013077446733 Long RF US N 1 N N N N/A N/A 37519D115 270000.00000000 NS USD 172773.00000000 0.025343459193 N/A DO US N 1 GigCapital3, Inc. N/A Call Purchased GigCapital3, Inc. GigCapital3, Inc. 1.00000000 11.50000000 USD 2025-07-02 XXXX 172773.00000000 N N N N/A N/A N/A 1.00000000 NC N/A 370.05000000 0.000054281323 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 30678.00000000 CAD 23417.50000000 USD 2020-12-16 370.05000000 N N N Limbach Holdings, Inc. N/A 53263P105 -10000.00000000 NS USD -107000.00000000 -0.01569545087 Short EC CORP US N 1 N N N Inozyme Pharma, Inc. N/A 45790W108 216.00000000 NS USD 5678.64000000 0.000832979580 Long EC CORP US N 1 N N N Trean Insurance Group, Inc. N/A 89457R101 17320.00000000 NS USD 264130.00000000 0.038744293823 Long EC CORP US N 1 N N N Live Oak Acquisition Corp. N/A 53804F103 200000.00000000 NS USD 2016000.00000000 0.295719896823 Long EC CORP US N 1 N N N Corsair Gaming, Inc. 549300Y7YT18L8G0H525 22041X102 2205.00000000 NS USD 44320.50000000 0.006501217106 Long EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 4157.20000000 0.000609804938 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 899668.85000000 USD 95220000.00000000 JPY 2020-12-16 4157.20000000 N N N N/A N/A 36251A115 200000.00000000 NS USD 320000.00000000 0.046939666162 N/A DO US N 1 GX Acquisition Corp. N/A Call Purchased GX Acquisition Corp. GX Acquisition Corp. 1.00000000 11.50000000 USD 2026-05-24 XXXX 320000.00000000 N N N Advanced Disposal Services, Inc. 549300ML1GEF4BKIM713 00790X101 204289.00000000 NS USD 6175656.47000000 0.905885165737 Long EC CORP US N 1 N N N Coupa Software, Inc. 549300Q95ICR2GFL2K37 22266LAE6 1600000.00000000 PA USD 1885000.00000000 0.276503970988 Long DBT CORP US Y 2 2026-06-15 Fixed 0.37500000 N N N N Y Coupa Software, Inc. USD XXXX N N N China Medical Technologies, Inc. N/A 169483104 -40234.00000000 NS USD -0.04000000 -0.00000000586 Short EC CORP KY N 3 N N N Jamf Holding Corp. N/A 47074L105 866.00000000 NS USD 32570.26000000 0.004777616035 Long EC CORP US N 1 N N N Refinitiv US Holdings, Inc. 549300NF240HXJO7N016 31740LAC7 2900000.00000000 PA USD 3175500.00000000 0.465802843434 Long DBT CORP US Y 2 2026-11-15 Fixed 8.25000000 N N N N N N SEACOR Holdings, Inc. 549300IQTYSR1SC4II14 811904101 -1314.00000000 NS USD -38211.12000000 -0.00560505380 Short EC CORP US N 1 N N N PROS Holdings, Inc. 549300LPE1KNL5RWKQ48 74346YAF0 2475000.00000000 PA USD 2513133.34000000 0.368642625004 Long DBT CORP US Y 2 2027-09-15 Fixed 2.25000000 N N N N N PROS Holdings, Inc. USD XXXX N N N N/A N/A 838884112 150000.00000000 NS USD 225000.00000000 0.033004452770 N/A DO US N 1 South Mountain Merger Corp. 549300K51KDPS5MBVB54 Call Purchased South Mountain Merger Corp. South Mountain Merger Corp. 1.00000000 11.50000000 USD 2024-06-20 XXXX 225000.00000000 N N N N/A N/A N/A 1.00000000 NC N/A 1232.54000000 0.000180796925 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 132495.00000000 EUR 156849.91000000 USD 2020-12-16 1232.54000000 N N N N/A N/A 11135B118 131393.00000000 NS USD 40731.83000000 0.005974807819 N/A DO US N 2 Broadmark Realty Capital, Inc. N/A Call Purchased Broadmark Realty Capital, Inc. Broadmark Realty Capital, Inc. 0.25000000 11.50000000 USD 2024-11-15 XXXX 11825.37000000 N N N Rapid7, Inc. 549300GNVG5D60KEYN14 753422AC8 800000.00000000 PA USD 1006000.00000000 0.147566575498 Long DBT CORP US Y 2 2025-05-01 Fixed 2.25000000 N N N N Y Rapid7, Inc. USD XXXX N N N Invesco Pennsylvania Value Municipal Income Trust 549300S5KHBL3XISY922 46132K109 4025.00000000 NS USD 49346.50000000 0.007238463238 Long RF US N 1 N N N N/A N/A 24984K113 446823.00000000 NS USD 205538.58000000 0.030149726027 N/A DO US N 1 DermTech, Inc. N/A Call Purchased DermTech, Inc. DermTech, Inc. 0.25000000 23.00000000 USD 2024-08-29 XXXX 205538.58000000 N N N N/A N/A N/A 24575000.00000000 PA USD -72491.56000000 -0.01063353008 N/A DCR US N 2 ICE Clear US 549300HWWR1D8OTS2G29 Markit CDX North American High Yield Index Series 35-V1 Markit CDX North American High Yield Index Series 35-V1 Y Receipt of notional amount upon default event with regard to the reference instrument 2025-12-20 0.00000000 USD 977059.46000000 USD 24575000.00000000 USD -72491.56000000 N N N United States of America 254900HROIFWPRGM1V77 91282CAM3 -750000.00000000 PA USD -749179.69000000 -0.10989451420 Short DBT UST US N 2 2025-09-30 Fixed 0.25000000 N N N N N N N/A N/A 244413118 333.00000000 NS USD 482.85000000 0.000070827555 N/A DO US N 1 Deerfield Healthcare Technology Acquisitions Corp. N/A Call Purchased Deerfield Healthcare Technology Acquisitions Corp. Deerfield Healthcare Technology Acquisitions Corp. 1.00000000 11.50000000 USD 2025-07-16 XXXX 482.85000000 N N N United States of America 254900HROIFWPRGM1V77 9127963B3 686000.00000000 PA USD 685896.81000000 0.100611772760 Long STIV UST US N 2 2020-11-27 None 0.00000000 N N N N N N Property Solutions Acquisition Corp. N/A 74348Q108 401500.00000000 NS USD 3938715.00000000 0.577756147528 Long EC CORP US N 1 N N N N/A N/A 004285110 150000.00000000 NS USD 165000.00000000 0.024203265365 N/A DO US N 1 Acamar Partners Acquisition Corp. N/A Call Purchased Acamar Partners Acquisition Corp. Acamar Partners Acquisition Corp. 1.00000000 11.50000000 USD 2026-02-26 XXXX 165000.00000000 N N N N/A N/A N/A 1.00000000 NC N/A 1533.53000000 0.000224948082 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 154925.00000000 CAD 117923.98000000 USD 2020-12-16 1533.53000000 N N N FTI Consulting, Inc. 549300K17GM8EQD0FQ48 302941109 -6806.00000000 NS USD -721231.82000000 -0.10579494017 Short EC CORP US N 1 N N N Fortive Corp. 549300MU9YQJYHDQEF63 34959J207 875.00000000 NS USD 826755.12000000 0.121273779159 Long EP CORP US N 2 N N N CC Neuberger Principal Holdings II N/A N/A 508200.00000000 NS USD 5249706.00000000 0.770060772159 Long EC CORP KY N 1 N N N N/A N/A 362409112 314900.00000000 NS USD 72427.00000000 0.010624060003 N/A DO US N 2 GTY Technology Holdings, Inc. N/A Call Purchased GTY Technology Holdings, Inc. GTY Technology Holdings, Inc. 1.00000000 0.00000100 USD 2024-02-19 XXXX -324345.05000000 N N N N/A N/A N/A 1.00000000 NC N/A -251.80000000 -0.00003693564 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 35989.94000000 USD 30428.00000000 EUR 2020-12-16 -251.80000000 N N N BlackRock MuniYield California Fund, Inc. 66NM4YVPRCKC38WC6N20 09254M105 501.00000000 NS USD 6938.85000000 0.001017835320 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -191.87000000 -0.00002814473 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 11993392.00000000 JPY 113649.13000000 USD 2020-12-16 -191.87000000 N N N N/A N/A 25401G114 125000.00000000 NS USD 107500.00000000 0.015768794101 N/A DO US N 1 Digital Media Solutions, Inc. N/A Call Purchased Digital Media Solutions, Inc. Digital Media Solutions, Inc. 1.00000000 11.50000000 USD 2023-04-05 XXXX 107500.00000000 N N N Foley Trasimene Acquisition Corp. II N/A 344328208 945500.00000000 NS USD 9644100.00000000 1.414658857617 Long EC CORP US N 1 N N N DWS Strategic Municipal Income Trust HW9ZECORLBPA6LHYL567 23342Q101 5181.00000000 NS USD 56213.85000000 0.008245810477 Long RF US N 1 N N N Eaton Vance Ltd. Duration Income Fund NZ7KR43H6Z5W1GY0QX46 27828H105 2571.00000000 NS USD 29078.01000000 0.004265350256 Long RF US N 1 N N N N/A N/A 53263P121 168252.00000000 NS USD 94221.12000000 0.013820962244 N/A DO US N 1 Limbach Holdings, Inc. N/A Call Purchased Limbach Holdings, Inc. Limbach Holdings, Inc. 0.50000000 11.50000000 USD 2021-07-20 XXXX 94221.12000000 N N N China Medical Technologies, Inc. N/A 169483AE4 2625000.00000000 PA USD 0.03000000 0.000000004400 Long DBT CORP KY Y 3 2016-12-15 Fixed 6.25000000 Y N N N N China Medical Technologies, Inc. USD XXXX N N N Hannon Armstrong Sustainable Infrastructure Capital, Inc. N/A 41068X100 -16971.00000000 NS USD -717364.17000000 -0.10522760830 Short EC CORP US N 1 N N N Patriot National Bancorp, Inc. 549300T1270P6QIGPD23 70336F203 17287.00000000 NS USD 112538.37000000 0.016507854744 Long EC CORP US N 1 N N N N/A N/A 000000000 1655335.31000000 PA -1049871.54000000 -0.15400193625 N/A DE GB N 2 Goldman Sachs International W22LROWP2IHZNBB6K528 N/A N/A Rec/pay the total return of custom basket plus CDOR +/- spread (0.03%). CAD Currency. Maturity 58-61 Months 04/09/25 Y 2025-04-09 0.00000000 USD 0.00000000 USD 1655335.00000000 USD -1032005.28000000 N N N Berkeley Lights, Inc. 549300LTLRE4N65CD358 084310101 1732.00000000 NS USD 132255.52000000 0.019400093615 Long EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -498.53000000 -0.00007312759 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 46602.94000000 USD 39254.00000000 EUR 2020-12-16 -498.53000000 N N N Insu Acquisition Corp. II N/A 457821304 227840.00000000 NS USD 2360422.40000000 0.346241998307 Long EC CORP US N 1 N N N Eaton Vance Floating-Rate Income Trust HQOIMOIFYDO5NKVU2640 278279104 35007.00000000 NS USD 415883.16000000 0.061004427165 Long RF US N 1 N N N Nuveen Tax-Advantaged Total Return Strategy Fund LYX9FVHXPB1ZJXLXRJ27 67090H102 4572.00000000 NS USD 36621.72000000 0.005371910347 Long RF US N 1 N N N BlackRock MuniYield Fund, Inc. AVXF9RZVI4EDWXACOH81 09253W104 20705.00000000 NS USD 277861.10000000 0.040758460229 Long RF US N 1 N N N Montage Resources Corp. 54930070862I62NN3X72 27890GAB6 1500000.00000000 PA USD 1524375.00000000 0.223605167520 Long DBT CORP US N 2 2023-07-15 Fixed 8.87500000 N N N N N N SSR Mining, Inc. 549300JD2KR7AB9DYJ38 784730103 20.00000000 NS 373.25000000 0.000054750719 Long EC CORP CA N 1 N N N DWS Municipal Income Trust TEL2CK71Z3LE1OCHIB43 233368109 22089.00000000 NS USD 244746.12000000 0.035900941147 Long RF US N 1 N N N Calamos Dynamic Convertible & Income Fund 5493003QCLIH42Q8R445 12811V105 2737.00000000 NS USD 62622.56000000 0.009185881439 Long RF US N 1 N N N General American Investors Co., Inc. 254900MHIF9G7IS1T951 368802104 8870.00000000 NS USD 301136.50000000 0.044172646185 Long RF US N 1 N N N Rimini Street, Inc. N/A 76674Q107 -25156.00000000 NS USD -81002.32000000 -0.01188194330 Short EC CORP US N 1 N N N N/A N/A 72582K118 66666.00000000 NS USD 246664.20000000 0.036182297506 N/A DO US N 1 Pivotal Investment Corp. II 549300W71XJ8DIF9RQ35 Call Purchased Pivotal Investment Corp. II Pivotal Investment Corp. II 1.00000000 11.50000000 USD 2025-06-01 XXXX 246664.20000000 N N N TWC Tech Holdings II Corp. N/A 90117G204 398720.00000000 NS USD 4039033.60000000 0.592471527509 Long EC CORP US N 1 N N N NortonLifeLock, Inc. YF6ZV0M6AU4FY94MK914 668771108 -51118.00000000 NS USD -1065299.12000000 -0.15626495329 Short EC CORP US N 1 N N N Five9, Inc. 254900MXP6EWY0SFFR59 338307AC5 1425000.00000000 PA USD 1722092.99000000 0.252607718910 Long DBT CORP US Y 2 2025-06-01 Fixed 0.50000000 N N N N Y Five9, Inc. USD XXXX N N N Shopify, Inc. 549300HGQ43STJLLP808 82509L107 -945.00000000 NS USD -966706.65000000 -0.14180277321 Short EC CORP CA N 1 N N N Health Catalyst, Inc. 549300223PL6GWKVJG92 42225TAA5 1250000.00000000 PA USD 1739193.89000000 0.255116189338 Long DBT CORP US Y 2 2025-04-15 Fixed 2.50000000 N N N N Y Health Catalyst, Inc. USD XXXX N N N Capstar Special Purpose Acquisition Corp. N/A 14070Y101 292000.00000000 NS USD 2870360.00000000 0.421042938019 Long EC CORP US N 1 N N N Inseego Corp. 549300E27VG1NWGNA141 45782B104 -99746.00000000 NS USD -1029378.72000000 -0.15099591709 Short EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -507.37000000 -0.00007442430 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 53521.45000000 USD 45137.00000000 EUR 2020-12-16 -507.37000000 N N N Bilibili, Inc. 5493008V60M52L3PIS45 090040106 -44525.00000000 NS USD -1852240.00000000 -0.27169852266 Short EC CORP KY N 1 N N N Cohen & Steers Quality Income Realty Fund, Inc. BOWRNZIYSSLA6IG2ST17 19247L106 39201.00000000 NS USD 435523.11000000 0.063885341842 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -1202.79000000 -0.00017643300 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 62900.81000000 USD 82125.00000000 CAD 2020-12-16 -1202.79000000 N N N N/A N/A 030382113 250000.00000000 NS USD 77850.00000000 0.011419540658 N/A DO US N 1 American Virtual Cloud Technologies, Inc. N/A Call Purchased American Virtual Cloud Technologies, Inc. American Virtual Cloud Technologies, Inc. 1.00000000 11.50000000 USD 2025-04-07 XXXX 77850.00000000 N N N Dun & Bradstreet Holdings, Inc. N/A 26484T106 1000.00000000 NS USD 25660.00000000 0.003763974480 Long EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 1293.69000000 0.000189766802 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 87607.00000000 EUR 104189.43000000 USD 2020-12-16 1293.69000000 N N N GigCapital2, Inc. 549300OSKGXG2OH2XE50 375036100 3000.00000000 NS USD 30480.00000000 0.004471003201 Long EC CORP US N 1 N N N BlackRock Multi-Sector Income Trust 549300BOVTR6GS7HLC41 09258A107 1729.00000000 NS USD 27283.62000000 0.004002137545 Long RF US N 1 N N N N/A N/A N/A 259500.00000000 NS USD 181650.00000000 0.026645594870 N/A DO VG N 1 National Energy Services Reunited Corp. N/A Call Purchased National Energy Services Reunited Corp. National Energy Services Reunited Corp. 0.50000000 11.50000000 USD 2023-06-06 XXXX 181650.00000000 N N N RealReal, Inc. (The) 549300O00VUGT4H1PE90 88339PAA9 1475000.00000000 PA USD 1614159.77000000 0.236775377302 Long DBT CORP US Y 2 2025-06-15 Fixed 3.00000000 N N N N Y RealReal Inc. (The) USD XXXX N N N N/A N/A 609754114 336119.00000000 NS USD 167723.38000000 0.024602748327 N/A DO US N 1 Monocle Acquisition Corp. N/A Call Purchased Monocle Acquisition Corp. Monocle Acquisition Corp. 1.00000000 11.50000000 USD 2024-06-12 XXXX 167723.38000000 N N N Sempra Energy PBBKGKLRK5S5C0Y4T545 816851406 7925.00000000 NS USD 783119.09000000 0.114872964531 Long EP CORP US N 2 N N N Wright Medical Group, Inc. 549300DZPB0KY882P769 98235TAG2 2316000.00000000 PA USD 2429405.93000000 0.356360947897 Long DBT CORP US N 2 2023-06-15 Fixed 1.62500000 N N N N Y Wright Medical Group NV USD XXXX N N N New America High Income Fund, Inc. (The) V5LSTDFQKWGSW30MQ381 641876800 2772.00000000 NS USD 22674.96000000 0.003326109539 Long RF US N 1 N N N N/A N/A 30607B208 222879.00000000 NS USD 17852.61000000 0.002618736104 N/A DO US N 2 Falcon Minerals Corp. 549300OILIONON7XK623 Call Purchased Falcon Minerals Corp. Falcon Minerals Corp. 1.00000000 11.50000000 USD 2023-08-23 XXXX 17852.61000000 N N N Euronet Worldwide, Inc. YG3575C4DSHJPA5KET68 298736109 -391.00000000 NS USD -35620.10000000 -0.00522498625 Short EC CORP US N 1 N N N New Germany Fund, Inc. (The) 549300TPS2RTTJ8O3C08 644465106 4248.00000000 NS USD 71706.24000000 0.010518334273 Long RF US N 1 N N N Gol Linhas Aereas Inteligentes SA 5299002CCNWVL0PVLP96 38045R206 15190.00000000 NS USD 92659.00000000 0.013591820396 Long EC CORP BR N 1 N N N American Eagle Outfitters, Inc. 5299001Z9HXK01DHW793 02553EAA4 1825000.00000000 PA USD 3381484.63000000 0.496017998955 Long DBT CORP US Y 2 2025-04-15 Fixed 3.75000000 N N N N Y American Eagle Outfitters, Inc. USD XXXX N N N Vonage Holdings Corp. 529900W7N0N4WLN1JY21 92886TAJ1 4675000.00000000 PA USD 4503908.79000000 0.660662421965 Long DBT CORP US N 2 2024-06-01 Fixed 1.75000000 N N N N Y Vonage Holdings Corp. USD XXXX N N N Nurix Therapeutics, Inc. N/A 67080M103 433.00000000 NS USD 15116.03000000 0.002217316880 Long EC CORP US N 1 N N N Canadian Solar, Inc. 5493001XSC6TKMBVOM15 136635109 -67740.00000000 NS USD -2377674.00000000 -0.34877257438 Short EC CORP CA N 1 N N N United States of America 254900HROIFWPRGM1V77 9127964F3 20294000.00000000 PA USD 20285318.63000000 2.975581514035 Long STIV UST US N 2 2021-03-04 None 0.00000000 N N N N N N Unity Software, Inc. N/A 91332U101 729.00000000 NS USD 63627.12000000 0.009333236786 Long EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 1315.51000000 0.000192967500 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 134703.00000000 EUR 159526.21000000 USD 2020-12-16 1315.51000000 N N N N/A N/A N/A 1.00000000 NC N/A 1351.46000000 0.000198240878 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 137064.00000000 EUR 162335.19000000 USD 2020-12-16 1351.46000000 N N N N/A N/A 19424L119 155150.00000000 NS USD 94641.50000000 0.013882626297 N/A DO US N 1 Collective Growth Corp. N/A Call Purchased Collective Growth Corp. Collective Growth Corp. 1.00000000 11.50000000 USD 2024-12-31 XXXX 94641.50000000 N N N N/A N/A N/A 1.00000000 NC N/A -349.62000000 -0.00005128451 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 46098.15000000 USD 38951.00000000 EUR 2020-12-16 -349.62000000 N N N Limited Purpose Cash Investment Fund 549300GUQBQJ6160QP80 90262Y729 163892160.45060000 NS USD 163859382.01000000 24.03595215355 Long STIV RF US N 1 N N N N/A N/A 96684W126 180000.00000000 NS USD 171000.00000000 0.025083384105 N/A DO US N 1 Whole Earth Brands, Inc. N/A Call Purchased Whole Earth Brands, Inc. Whole Earth Brands, Inc. 0.50000000 11.50000000 USD 2025-06-25 XXXX 171000.00000000 N N N XPeng, Inc. N/A 98422D105 18848.00000000 NS USD 378279.36000000 0.055488458982 Long EC CORP KY N 1 N N N N/A N/A 42589C112 150000.00000000 NS USD 346500.00000000 0.050826857266 N/A DO US N 1 Hennessy Capital Acquisition Corp. IV N/A Call Purchased Hennessy Capital Acquisition Corp. IV Hennessy Capital Acquisition Corp. IV 1.00000000 11.50000000 USD 2025-09-25 XXXX 346500.00000000 N N N Bancroft Fund Ltd. 5493000X4Y1FB4G26P45 059695106 250.00000000 NS USD 6212.50000000 0.000911289612 Long RF US N 1 N N N DR Horton, Inc. 529900ZIUEYVSB8QDD25 23331ABP3 375000.00000000 PA USD 372180.86000000 0.054593891626 Long DBT CORP US N 2 2027-10-15 Fixed 1.40000000 N N N N N N SunEdison, Inc. 5493004W8FBXFVSWVZ87 867ESCAC9 16350000.00000000 PA USD 327000.00000000 0.047966471359 Long DBT CORP US N 3 2018-10-01 Fixed 2.00000000 Y N N N N N N/A N/A 36258Q113 20500.00000000 NS USD 44075.00000000 0.006465205581 N/A DO US N 1 GS Acquisition Holdings Corp. II 549300BNTOWVWFNVTJ65 Call Purchased GS Acquisition Holdings Corp. II GS Acquisition Holdings Corp. II 1.00000000 11.50000000 USD 2025-08-20 XXXX 44075.00000000 N N N Vertiv Holdings Co. 549300KTTIRAOGXCRV69 92537N108 -70572.00000000 NS USD -1222307.04000000 -0.17929588876 Short EC CORP US N 1 N N N NextEra Energy, Inc. N/A 65339F739 35950.00000000 NS USD 1710501.00000000 0.250907330970 Long EP CORP US N 2 N N N N/A N/A 000000000 173951945.93000001 PA USD -3456908.25000000 -0.50708162252 N/A DE GB N 2 Goldman Sachs International W22LROWP2IHZNBB6K528 N/A N/A Rec/pay the total return of custom basket plus Fed or LIBOR +/- spread (-0.03% to 0.03%). USD Currency. Maturity 53-61 Months 09/10/24 to 10/01/25 WillScot Mobile Mini Holdings Corp. 166.80000000 USD 34.37000000 USD Brookfield Renewable Corp. 346677.60000000 USD 145685.81000000 USD BorgWarner, Inc. 6405659.00000000 USD -1229469.51000000 USD E*TRADE Financial Corp. 6297641.35000000 USD 1472804.06000000 USD Maxim Integrated Products, Inc. 6794602.17000000 USD -171831.15000000 USD National General Holdings Corp. 4583385.00000000 USD -7421.80000000 USD Xperi Holding Corp. 114.90000000 USD -31.48000000 USD Cincinnati Bell, Inc. 3747915.00000000 USD 307633.73000000 USD SINA Corp. 978155.16000000 USD 645.48000000 USD Momenta Pharmaceuticals, Inc. 6951553.28000000 USD 42632.21000000 USD First Horizon National Corp. 9.43000000 USD -0.63000000 USD Noble Energy, Inc. 4255659.90000000 USD -414589.73000000 USD MobileIron, Inc. 813384.32000000 USD -1903.39000000 USD Sunrun, Inc. 8331883.56000000 USD -3757726.24000000 USD WESCO International, Inc., Series A 280.00000000 USD 59.90000000 USD Genworth Financial, Inc., Class A 2826033.20000000 USD -525938.38000000 USD Wright Medical Group NV 6322085.40000000 USD 130727.58000000 USD Devon Energy Corp. 1662415.26000000 USD -16963.01000000 USD Fidelity National Financial, Inc. 31.31000000 USD -0.23000000 USD WPX Energy, Inc. 1667136.80000000 USD 29697.52000000 USD Aimmune Therapeutics, Inc. 5726244.55000000 USD 41035.02000000 USD Varian Medical Systems, Inc. 6403904.00000000 USD -51766.12000000 USD Willis Towers Watson plc 6014016.00000000 USD 641458.42000000 USD Tiffany & Co. 5879966.75000000 USD -425231.41000000 USD Caesars Entertainment, Inc. 616.66000000 USD -201.77000000 USD BMC Stock Holdings, Inc. 2698761.13000000 USD 165260.14000000 USD Fitbit, Inc., Class A 4802393.04000000 USD 99394.98000000 USD Analog Devices, Inc. 7391276.36000000 USD -6008.07000000 USD Builders FirstSource, Inc. 2697739.24000000 USD -144265.22000000 USD Sogou, Inc. 649921.23000000 USD 1382.01000000 USD Livongo Health, Inc. 7054738.65000000 USD 547391.32000000 USD Bitauto Holdings Ltd., ADR 1343805.75000000 USD 3334.16000000 USD Teladoc Health, Inc. 6537956.04000000 USD -395712.19000000 USD WESCO International, Inc. 44.02000000 USD 12.82000000 USD Rosetta Stone, Inc. 2838836.18000000 USD 5343.48000000 USD South State Corp. 385.20000000 USD -218.93000000 USD Immunomedics, Inc. 5941896.40000000 USD -2435.57000000 USD Liberty Broadband Corp., Class C 2671526.13000000 USD -132049.06000000 USD Taubman Centers, Inc. 5344942.53000000 USD -3008911.71000000 USD CoreLogic, Inc. 642526.65000000 USD -9163.53000000 USD Virtusa Corp. 2907125.76000000 USD -31706.62000000 USD Delphi Technologies plc 6415152.81000000 USD 1079991.41000000 USD Morgan Stanley 6344003.50000000 USD -1304616.51000000 USD Vivint Solar, Inc. 8324358.35000000 USD 3768594.94000000 USD Aon plc, Class A 6416755.20000000 USD -733485.20000000 USD Chevron Corp. 4275792.00000000 USD 427827.20000000 USD GCI Liberty, Inc., Class A 2642472.36000000 USD 129702.40000000 USD Y 2024-09-10 0.00000000 USD 0.00000000 USD 173951946.00000000 USD -3330998.50000000 N N N Pure Storage, Inc. 549300NPDB0BZTK3WO90 74624M102 -44428.00000000 NS USD -683746.92000000 -0.10029641301 Short EC CORP US N 1 N N N LGL Systems Acquisition Corp. N/A 50201G106 28750.00000000 NS USD 288075.00000000 0.042256701030 Long EC CORP US N 1 N N N N/A N/A 02128L114 85000.00000000 NS USD 148750.00000000 0.021819610442 N/A DO US N 2 Alta Equipment Group, Inc. N/A Call Purchased Alta Equipment Group, Inc. Alta Equipment Group, Inc. 1.00000000 11.50000000 USD 2024-04-08 XXXX 148750.00000000 N N N Ironwood Pharmaceuticals, Inc. 549300PC8MR6QHH6P296 46333XAF5 1400000.00000000 PA USD 1386700.00000000 0.203410109585 Long DBT CORP US N 2 2024-06-15 Fixed 0.75000000 N N N N Y Ironwood Pharmaceuticals, Inc. USD XXXX N N N Ironwood Pharmaceuticals, Inc. 549300PC8MR6QHH6P296 46333XAH1 1400000.00000000 PA USD 1357433.31000000 0.199117082528 Long DBT CORP US N 2 2026-06-15 Fixed 1.50000000 N N N N Y Ironwood Pharmaceuticals, Inc. USD XXXX N N N Northern Genesis Acquisition Corp. N/A 66516T203 712000.00000000 NS USD 7112880.00000000 1.043363164542 Long EC CORP US N 1 N N N Wix.com Ltd. 5493008P6N29Q1AG9464 N/A -2926.00000000 NS USD -745691.10000000 -0.10938278529 Short EC CORP IL N 1 N N N N/A N/A N/A 1.00000000 NC N/A 1660.00000000 0.000243499518 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 134855.00000000 EUR 160049.22000000 USD 2020-12-16 1660.00000000 N N N Deerfield Healthcare Technology Acquisitions Corp. N/A 244413100 1665.00000000 NS USD 17482.50000000 0.002564445980 Long EC CORP US N 1 N N N Voya Financial, Inc. 549300T065Z4KJ686G75 929089100 433.00000000 NS USD 20753.69000000 0.003044285250 Long EC CORP US N 1 N N N KE Holdings, Inc. 254900RHVY072XPAZE03 482497104 747.00000000 NS USD 45791.10000000 0.006716934210 Long EC CORP KY N 1 N N N Blackstone/GSO Long-Short Credit Income Fund 549300SM8M5F2TV58W35 09257D102 20602.00000000 NS USD 264941.72000000 0.038863362154 Long RF US N 1 N N N NetEnt AB 549300KMAL1H1YLMWP02 N/A 569668.00000000 NS 4831709.00000000 0.708746273294 Long EC CORP SE N 2 N N N United States of America 254900HROIFWPRGM1V77 9127963U1 10890000.00000000 PA USD 10886784.07000000 1.596943780714 Long STIV UST US N 2 2021-01-14 None 0.00000000 N N N N N N N/A N/A N/A 1.00000000 NC N/A -1202.85000000 -0.00017644180 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 62900.12000000 USD 82124.00000000 CAD 2020-12-16 -1202.85000000 N N N United States of America 254900HROIFWPRGM1V77 9127963W7 30884000.00000000 PA USD 30872920.37000000 4.528639298838 Long STIV UST US N 2 2021-02-04 None 0.00000000 N N N N N N N/A N/A N/A 1.00000000 NC N/A -417.59000000 -0.00006125479 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 51075.60000000 USD 43131.00000000 EUR 2020-12-16 -417.59000000 N N N Brookfield Renewable Partners LP VA8DFMRI2GY8Y7V79H93 N/A -10.00000000 NS -525.70000000 -0.00007711307 Short BM N 1 N N N N/A N/A 42087L119 133333.00000000 NS USD 134666.33000000 0.019753726792 N/A DO US N 1 Haymaker Acquisition Corp. II N/A Call Purchased Haymaker Acquisition Corp. II Haymaker Acquisition Corp. II 1.00000000 11.50000000 USD 2026-10-31 XXXX 134666.33000000 N N N Novellus Systems, Inc. N/A 670008AD3 2400000.00000000 PA USD 24996821.30000000 3.666695146702 Long DBT CORP US N 2 2041-05-15 Fixed 2.62500000 N N N N Y Lam Research Corp. USD XXXX N N N Sirius XM Holdings, Inc. 54930055RWDMVXAGZK98 82968B103 221.00000000 NS USD 1184.56000000 0.000173758909 Long EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -621.11000000 -0.00009110842 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 62318.38000000 USD 82124.00000000 CAD 2020-12-16 -621.11000000 N N N Adams Diversified Equity Fund, Inc. 5493005W7G81BNPP7M23 006212104 17739.00000000 NS USD 287549.19000000 0.042179571824 Long RF US N 1 N N N CNX Resources Corp. 549300JK3KH8PWM3B226 12653C108 -215343.00000000 NS USD -2032837.92000000 -0.29818979164 Short EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -614.83000000 -0.00009018723 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 54222.04000000 USD 45642.00000000 EUR 2020-12-16 -614.83000000 N N N Aptiv plc N/A N/A -23402.00000000 NS USD -2145495.36000000 -0.31471511234 Short EC CORP JE N 1 N N N Evolution Gaming Group AB 549300SUH6ZR1RF6TA88 N/A -74399.00000000 NS -4915774.48000000 -0.72107754069 Short EC CORP SE Y 2 N N N N/A N/A 524643111 250000.00000000 NS USD 133750.00000000 0.019619313591 N/A DO US N 1 Legacy Acquisition Corp. N/A Call Purchased Legacy Acquisition Corp. Legacy Acquisition Corp. 0.50000000 11.50000000 USD 2022-11-30 XXXX 133750.00000000 N N N Booking Holdings, Inc. FXM8FAOHMYDIPD38UZ17 09857LAM0 -6200000.00000000 PA USD -7960731.80000000 -1.16773154094 Short DBT CORP US Y 2 2025-05-01 Fixed 0.75000000 N N N N N Booking Holdings, Inc. USD XXXX N N N II-VI, Inc. 549300O5C25A0MMHHU33 902104306 6700.00000000 NS USD 1264625.00000000 0.185503360377 Long EP CORP US N 2 N N N Miller/Howard High Dividend Fund N/A 600379101 18595.00000000 NS USD 114545.20000000 0.016802229526 Long RF US N 1 N N N Alteryx, Inc. 549300XWZG0JHL7I0827 02156B103 -1164.00000000 NS USD -132172.20000000 -0.01938787169 Short EC CORP US N 1 N N N Impinj, Inc. 549300M26VGKSMMWWN17 453204109 222.00000000 NS USD 5849.70000000 0.000858071766 Long EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 1533.39000000 0.000224927545 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 154926.00000000 CAD 117924.59000000 USD 2020-12-16 1533.39000000 N N N Panacea Acquisition Corp. N/A 698102100 37998.00000000 NS USD 425501.60000000 0.062415322048 Long EC CORP US N 1 N N N 2020 Cash Mandatory Exchangeable Trust N/A 901375105 2925.00000000 NS USD 3146656.50000000 0.461571892618 Long EP CORP US Y 2 N N N BlackRock MuniYield New Jersey Fund, Inc. 302GWJWF35C1USY1CK75 09254Y109 532.00000000 NS USD 7336.28000000 0.001076132918 Long RF US N 1 N N N Okta, Inc. 549300N8J06I8MRHU620 679295AE5 2850000.00000000 PA USD 3254642.00000000 0.477411902994 Long DBT CORP US Y 2 2026-06-15 Fixed 0.37500000 N N N N Y Okta, Inc. USD XXXX N N N Glaukos Corp. 5299004JA1LHE21M6T14 377322102 -21414.00000000 NS USD -1060421.28000000 -0.15554944023 Short EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -536.40000000 -0.00007868261 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 62233.67000000 USD 82124.00000000 CAD 2020-12-16 -536.40000000 N N N AdaptHealth Corp. N/A 00653Q102 -25784.00000000 NS USD -562349.04000000 -0.08248898813 Short EC CORP US N 1 N N N QTS Realty Trust, Inc. 5493006PA4CJK4OG2J54 74736A103 -15449.00000000 NS USD -973595.98000000 -0.14281334461 Short EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -1031.61000000 -0.00015132321 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 160072.69000000 USD 135410.00000000 EUR 2020-12-16 -1031.61000000 N N N N/A N/A 74348Q116 401500.00000000 NS USD 148595.15000000 0.021796896044 N/A DO US N 1 Property Solutions Acquisition Corp. N/A Call Purchased Property Solutions Acquisition Corp. Property Solutions Acquisition Corp. 1.00000000 11.50000000 USD 2027-08-28 XXXX 148595.15000000 N N N PTC Therapeutics, Inc. 549300UJLWOIWFDGB318 69366J200 -28508.00000000 NS USD -1332749.00000000 -0.19549622855 Short EC CORP US N 1 N N N DEMC Ltd. N/A N/A 513897325.57000000 NS USD 513.90000000 0.000075382170 Long EC CORP US Y 3 N N N N/A N/A 000000000 1106076.02000000 PA 2991.94000000 0.000438877077 N/A DE US N 2 Merrill Lynch International 549300J8H1BYG1YAFY05 N/A N/A Rec/pay the total return of custom basket plus LIBOR +/- spread (-0.25% to 1.25%). GBP Currency. Maturity 25 Months 02/25/22 Y 2022-02-25 0.00000000 USD 0.00000000 USD 1106076.00000000 USD 8723.36000000 N N N Aptiv plc N/A N/A 22775.00000000 NS USD 2595211.25000000 0.380682342800 Long EP CORP JE N 2 N N N N/A N/A 39678G111 170000.00000000 NS USD 88400.00000000 0.012967082777 N/A DO US N 1 Greenvision Acquisition Corp. 549300Z6TFLNGRBTFZ11 Call Purchased Greenvision Acquisition Corp. Greenvision Acquisition Corp. 1.00000000 11.50000000 USD 2024-10-28 XXXX 88400.00000000 N N N Grubhub, Inc. 529900CR2K1AJ5W4RR39 400110102 92529.00000000 NS USD 6692622.57000000 0.981717091210 Long EC CORP US N 1 N N N Fortress Value Acquisition Corp. II N/A 349642207 199360.00000000 NS USD 2053447.87000000 0.301212992186 Long EC CORP US N 1 N N N United States of America 254900HROIFWPRGM1V77 9127963L1 22643000.00000000 PA USD 22637716.71000000 3.320646453274 Long STIV UST US N 2 2020-12-24 None 0.00000000 N N N N N N N/A N/A 68839R120 75000.00000000 NS USD 105000.00000000 0.015402077959 N/A DO US N 1 Osprey Technology Acquisition Corp. N/A Call Purchased Osprey Technology Acquisition Corp. Osprey Technology Acquisition Corp. 1.00000000 11.50000000 USD 2024-10-30 XXXX 105000.00000000 N N N Maxeon Solar Technologies Ltd. 5493007JPB074ITT6Y72 57779BAA2 3750000.00000000 PA USD 4500000.00000000 0.660089055409 Long DBT CORP SG Y 2 2025-07-15 Fixed 6.50000000 N N N N N Maxeon Solar Technologies Ltd. USD XXXX N N N SSR Mining, Inc. 549300JD2KR7AB9DYJ38 784730103 -10.00000000 NS -186.62000000 -0.00002737462 Short EC CORP CA N 1 N N N Tri-Continental Corp. 6QVMFZKY1QSOOIHD7Y77 895436103 17629.00000000 NS USD 457119.97000000 0.067053308712 Long RF US N 1 N N N John Hancock Hedged Equity & Income Fund TXPTLN9B34V0S0MTR071 47804L102 2110.00000000 NS USD 22281.60000000 0.003268408954 Long RF US N 1 N N N Tekla Healthcare Opportunities Fund 549300WT8EMZSV1XVW72 879105104 17230.00000000 NS USD 311690.70000000 0.045720804387 Long RF US N 1 N N N BlackRock Enhanced Global Dividend Trust U48QD6ILUF60LKMSND68 092501105 38368.00000000 NS USD 367181.76000000 0.053860591360 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -2327.98000000 -0.00034148313 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 318929.07000000 USD 269559.00000000 EUR 2020-12-16 -2327.98000000 N N N Splunk, Inc. 549300XGDSGBP6UEI867 848637104 -2.00000000 NS USD -376.26000000 -0.00005519224 Short EC CORP US N 1 N N N Tekla Life Sciences Investors 5493007BYZPSOVVS0M04 87911K100 25207.00000000 NS USD 443139.06000000 0.065002498562 Long RF US N 1 N N N RingCentral, Inc. 549300C8EH0H1614VE84 76680RAG2 2500000.00000000 PA USD 2454687.50000000 0.360069411822 Long DBT CORP US Y 2 2026-03-15 None 0.00000000 N N N N N RingCentral, Inc. USD XXXX N N N N/A N/A 23343Q118 1875.00000000 NS USD 3186.94000000 0.000467480936 N/A DO US N 1 DFP Healthcare Acquisitions Corp. N/A Call Purchased DFP Healthcare Acquisitions Corp. DFP Healthcare Acquisitions Corp. 1.00000000 11.50000000 USD 2025-04-01 XXXX 3186.94000000 N N N 8x8, Inc. 254900XWSOC5U1BRW939 282914100 -33127.00000000 NS USD -515124.85000000 -0.07556183903 Short EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 227.26000000 0.000033335964 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 25000.00000000 CAD 19009.00000000 USD 2020-12-16 227.26000000 N N N Just Eat Takeaway.com NV 724500FVZIBSSQ7SHI95 N/A -62087.00000000 NS -6950437.77000000 -1.01953508939 Short EC CORP NL Y 2 N N N Varex Imaging Corp. 549300CWYWPVCT8E9W67 92214XAA4 2225000.00000000 PA USD 1997903.06000000 0.293065320816 Long DBT CORP US Y 2 2025-06-01 Fixed 4.00000000 N N N N N Varex Imaging Corp. USD XXXX N N N NuVasive, Inc. 549300C5ZB4NZ6TWM881 670704AK1 875000.00000000 PA USD 834298.69000000 0.122380318713 Long DBT CORP US Y 2 2023-06-01 Fixed 1.00000000 N N N N N NuVasive, Inc. USD XXXX N N N N/A N/A N/A 75000.00000000 NS USD 187.50000000 0.000027503710 N/A DO KY N 2 Reebonz Holding Ltd. N/A Call Purchased Reebonz Holding Ltd. Reebonz Holding Ltd. 0.12500000 92.00000000 USD 2023-12-19 XXXX 187.50000000 N N N N/A N/A N/A 1.00000000 NC N/A -430.18000000 -0.00006310157 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 53445.44000000 USD 45138.00000000 EUR 2020-12-16 -430.18000000 N N N N/A N/A N/A 142386.00000000 NS USD 1210.28000000 0.000177531684 N/A DO VG N 2 Roan Holdings Group Co. Ltd. 549300DSGUGS4PV35Z64 Call Purchased Roan Holdings Group Co. Ltd. Roan Holdings Group Co. Ltd. 0.50000000 12.00000000 USD 2021-07-06 XXXX 1210.28000000 N N N N/A N/A 89154L118 68467.00000000 NS USD 1745908.50000000 0.256101131688 N/A DO US N 1 Tortoise Acquisition Corp. N/A Call Purchased Tortoise Acquisition Corp. Tortoise Acquisition Corp. 1.00000000 11.50000000 USD 2024-03-04 XXXX 1745908.50000000 N N N Nuveen S&P 500 Buy-Write Income Fund 5493000J8QMCY5J7XP73 6706ER101 51099.00000000 NS USD 576396.72000000 0.084549592543 Long RF US N 1 N N N N/A N/A 50201G114 14375.00000000 NS USD 15596.88000000 0.002287851063 N/A DO US N 1 LGL Systems Acquisition Corp. N/A Call Purchased LGL Systems Acquisition Corp. LGL Systems Acquisition Corp. 1.00000000 11.50000000 USD 2026-11-12 XXXX 15596.88000000 N N N N/A N/A 000000000 12967547.43999999 PA USD -329864.82000000 -0.04838670165 N/A DE GB N 2 Goldman Sachs International W22LROWP2IHZNBB6K528 N/A N/A Rec/pay the total return of custom basket plus Fed +/- spread (0.11%). USD Currency. Maturity 53-61 Months 01/13/25 to 09/08/25 Inspired Entertainment, Inc. 159246.50000000 USD -15924.65000000 USD Tenzing Acquisition Corp. 1626000.00000000 USD 15000.00000000 USD Spartan Energy Acquisition Corp. 211698.54000000 USD -17399.88000000 USD Exela Technologies, Inc. 11629.43000000 USD -5116.94000000 USD Hall of Fame Resort & Entertainment Co. 31974.80000000 USD -59030.40000000 USD International General Insurance Holdings Ltd. 65800.00000000 USD 0.00000000 USD Sirius International Insurance Group Ltd. 171975.00000000 USD 28662.50000000 USD Verra Mobility Corp. 160000.80000000 USD -29333.48000000 USD Megalith Financial Acquisition Corp. 85163.26000000 USD -4563.92000000 USD National Energy Services Reunited Corp. 286650.00000000 USD -73710.00000000 USD Infrastructure and Energy Alternatives, Inc. 123619.36000000 USD -75324.12000000 USD Digital Media Solutions, Inc. 107500.00000000 USD -57500.00000000 USD Grid Dynamics Holdings, Inc. 160200.00000000 USD -900.00000000 USD LF Capital Acquisition Corp., Class A 1054000.00000000 USD -4000.00000000 USD Limbach Holdings, Inc. 94221.12000000 USD 38697.96000000 USD Longevity Acquisition Corp. 1346250.00000000 USD 10000.00000000 USD KBL Merger Corp. IV 112500.00000000 USD -42500.00000000 USD Falcon Minerals Corp. 20025.00000000 USD 1875.00000000 USD Purple Innovation, Inc. 1352000.00000000 USD 402000.00000000 USD Repay Holdings Corp. 951750.00000000 USD -29970.00000000 USD Global Blue Group Holding AG 21299.79000000 USD 5289.95000000 USD Akerna Corp. 8482.50000000 USD -580.50000000 USD Allegiance Telecom, Inc. 1.50000000 USD -148.50000000 USD Legacy Acquisition Corp. 133750.00000000 USD 44175.00000000 USD Rimini Street, Inc. 71225.19000000 USD -23112.81000000 USD AdaptHealth Corp. 280323.93000000 USD -7197.68000000 USD Leisure Acquisition Corp. 55000.00000000 USD -12.50000000 USD American Virtual Cloud Technologies, Inc. 77850.00000000 USD 350.00000000 USD Megalith Financial Acquisition Corp., Class A 1031500.00000000 USD -1000.00000000 USD Estre Ambiental, Inc. 463.31000000 USD -3507.91000000 USD Ranpak Holdings Corp. 140410.48000000 USD -8406.93000000 USD OneSpaWorld Holdings Ltd. 176982.30000000 USD 1999.80000000 USD Broadmark Realty Capital, Inc. 77500.00000000 USD 8715.25000000 USD Hycroft Mining Holding Corp. 392500.00000000 USD -18750.00000000 USD NextDecade Corp. 63514.05000000 USD 53106.40000000 USD Nesco Holdings, Inc. 25000.20000000 USD -1666.68000000 USD Altus Midstream Co. 2012.50000000 USD 637.50000000 USD New Frontier Health Corp. 88000.00000000 USD 13000.00000000 USD Forum Merger II Corp. 1221307.88000000 USD 15197.27000000 USD Velodyne Lidar, Inc. 968220.00000000 USD -493020.00000000 USD Y 2025-01-13 0.00000000 USD 0.00000000 USD 12967547.00000000 USD -333970.27000000 N N N Penson Worldwide, Inc. N/A 709600100 -212307.00000000 NS USD 0.00000000 0.000000 Short EC CORP US N 3 N N N N/A N/A 457867117 110000.00000000 NS USD 304700.00000000 0.044695363374 N/A DO US N 1 Insurance Acquisition Corp. 5493000DBZBX1I1QVY71 Call Purchased Insurance Acquisition Corp. Insurance Acquisition Corp. 1.00000000 11.50000000 USD 2024-03-31 XXXX 304700.00000000 N N N Omeros Corp. 549300CJWLXX2MXVVV71 682143AG7 1900000.00000000 PA USD 1609995.00000000 0.236164461947 Long DBT CORP US N 2 2026-02-15 Fixed 5.25000000 N N N N Y Omeros Corp. USD XXXX N N N N/A N/A N/A 1.00000000 NC N/A -359.30000000 -0.00005270444 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 44284.99000000 USD 37399.00000000 EUR 2020-12-16 -359.30000000 N N N Illumina, Inc. SQ95QG8SR5Q56LSNF682 452327AK5 -2350000.00000000 PA USD -2485898.48000000 -0.36464763989 Short DBT CORP US N 2 2023-08-15 None 0.00000000 N N N N Y Illumina, Inc. USD XXXX N N N BlackRock MuniHoldings Quality Fund, Inc. NFS78Q54XVQ5XSE3R379 09254A101 2410.00000000 NS USD 31040.80000000 0.004553264966 Long RF US N 1 N N N Insight Enterprises, Inc. 529900S8991TYW6YP792 45765UAB9 1375000.00000000 PA USD 1441760.69000000 0.211486767108 Long DBT CORP US N 2 2025-02-15 Fixed 0.75000000 N N N N Y Insight Enterprises, Inc. USD XXXX N N N Equity Distribution Acquisition Corp. N/A 29465E205 284800.00000000 NS USD 2933440.00000000 0.430295919711 Long EC CORP US N 1 N N N Fintech Acquisition Corp. IV N/A 31810N302 203190.00000000 NS USD 2080665.60000000 0.305205464561 Long EC CORP US N 1 N N N N/A N/A N/A 125000.00000000 NS USD 1250.00000000 0.000183358070 N/A DO KY N 2 Kaixin Auto Holdings 549300WYFZM867Q8Q259 Call Purchased Kaixin Auto Holdings Kaixin Auto Holdings 1.00000000 11.50000000 USD 2024-04-30 XXXX 1250.00000000 N N N Sabre Corp. 529900VKCYZW8GZ4WW58 78573M104 -875261.00000000 NS USD -5697949.11000000 -0.83581196573 Short EC CORP US N 1 N N N Sempra Energy PBBKGKLRK5S5C0Y4T545 816851109 -3444.00000000 NS USD -407631.84000000 -0.05979407027 Short EC CORP US N 1 N N N Nuveen Core Equity Alpha Fund RXOICX8BWX0J6XOHJ530 67090X107 1431.00000000 NS USD 18316.80000000 0.002686826491 Long RF US N 1 N N N China Medical Technologies, Inc. N/A 169483104 4931.00000000 NS USD 0.00000000 0.000000 Long EC CORP KY N 3 N N N Invesco California Value Municipal Income Trust 0O4FOPVOK8KA2I2US555 46132H106 23963.00000000 NS USD 299297.87000000 0.043902944065 Long RF US N 1 N N N DFP Healthcare Acquisitions Corp. N/A 23343Q100 7500.00000000 NS USD 77700.00000000 0.011397537690 Long EC CORP US N 1 N N N N/A N/A 543195119 125000.00000000 NS USD 121250.00000000 0.017785732881 N/A DO US N 1 Longview Acquisition Corp. N/A Call Purchased Longview Acquisition Corp. Longview Acquisition Corp. 1.00000000 11.50000000 USD 2025-06-29 XXXX 121250.00000000 N N N Nuveen Municipal Credit Income Fund 54930078DL3R0VSYW338 67070X101 13224.00000000 NS USD 194260.56000000 0.028495393234 Long RF US N 1 N N N GigCapital3, Inc. N/A 37519D107 360000.00000000 NS USD 3582000.00000000 0.525430888106 Long EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A 389.27000000 0.000057100637 N/A DFE N/A N 2 JP Morgan Chase Bank 7H6GLXDRUGQFU57RNE97 31604.00000000 CAD 24132.40000000 USD 2020-12-16 389.27000000 N N N N/A N/A 87105M110 113333.00000000 NS USD 531531.77000000 0.077968511995 N/A DO US N 1 Switchback Energy Acquisition Corp. N/A Call Purchased Switchback Energy Acquisition Corp. Switchback Energy Acquisition Corp. 1.00000000 11.50000000 USD 2024-12-31 XXXX 531531.77000000 N N N NSA Bondco Ltd. 213800163XEE49LPJM48 N/A 3731040.00000000 PA USD 373104.00000000 0.054729303762 Long DBT CORP KY N 3 2021-08-31 Fixed 12.00000000 N N Y N N N N/A N/A 22564L113 200000.00000000 NS USD 168000.00000000 0.024643324735 N/A DO US N 1 Crescent Acquisition Corp. N/A Call Purchased Crescent Acquisition Corp. 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USD XXXX N N N Apellis Pharmaceuticals, Inc. 254900HS0ZFRXXSB9D42 03753U106 -617.00000000 NS USD -18614.89000000 -0.00273055225 Short EC CORP US N 1 N N N Calamos Convertible and High Income Fund 549300S5PS2P178Z6N82 12811P108 21642.00000000 NS USD 252562.14000000 0.037047445427 Long RF US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -425.91000000 -0.00006247522 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 52472.19000000 USD 44313.00000000 EUR 2020-12-16 -425.91000000 N N N Tuscan Holdings Corp. 549300J4UX9OMHSTKS35 90069K104 95000.00000000 NS USD 967100.00000000 0.141860472330 Long EC CORP US N 1 N N N Bloomin' Brands, Inc. E1UJ2GO305B5FXGV7N04 094235108 -68896.00000000 NS USD -1052041.92000000 -0.15432030160 Short EC CORP US N 1 N N N NCR Corp. 549300YKTY8JX1DV2R67 62886E108 -17082.00000000 NS USD -378195.48000000 -0.05547615492 Short EC CORP US N 1 N N N Western Asset Premier Bond Fund 5493007UP8PFRNTX0546 957664105 1260.00000000 NS USD 16279.20000000 0.002387938166 Long RF US N 1 N N N E.Merge Technology Acquisition Corp. N/A 26873Y203 365000.00000000 NS USD 3671900.00000000 0.538618000568 Long EC CORP US N 1 N N N Templeton Global Income Fund QU1AAXOSV5K4OVMXJP19 880198106 52398.00000000 NS USD 280329.30000000 0.041120511742 Long RF US N 1 N N N N/A N/A 000000000 4747968.67000000 PA 187899.54000000 0.027562317749 N/A DE GB N 2 Goldman Sachs International W22LROWP2IHZNBB6K528 N/A N/A Rec/pay the total return of custom basket plus LIBOR +/- spread (0.03%). JPY Currency. Maturity 61 Months 04/11/25 Y 2025-04-11 0.00000000 USD 0.00000000 USD 4747969.00000000 USD 102725.45000000 N N N Pioneer Municipal High Income Advantage Trust UE8ZNXHQH48NNA19I459 723762100 17089.00000000 NS USD 186611.88000000 0.027373435466 Long RF US N 1 N N N Vistas Media Acquisition Co., Inc. N/A 92840T206 130690.00000000 NS USD 1326503.50000000 0.194580098291 Long EC CORP US N 1 N N N N/A N/A N/A 1.00000000 NC N/A -459.10000000 -0.00006734375 N/A DFE N/A N 2 Citibank MBNUM2BPBDO7JBLYG310 46563.51000000 USD 39254.00000000 EUR 2020-12-16 -459.10000000 N N N PIMCO New York Municipal Income Fund II P1IBOVZHA4PI2PLT9Q65 72200Y102 1722.00000000 NS USD 18477.06000000 0.002710334462 Long RF US N 1 N N N DEMC Ltd. 5493004JFDUCV1UTK851 N/A 12969.00000000 NS USD 0.13000000 0.000000019069 Long EC CORP US Y 3 N N N Longview Acquisition Corp. N/A 543195101 100000.00000000 NS USD 982000.00000000 0.144046100536 Long EC CORP US N 1 N N N N/A N/A 50200K116 240000.00000000 NS USD 429600.00000000 0.063016501823 N/A DO US N 1 LF Capital Acquisition Corp. N/A Call Purchased LF Capital Acquisition Corp. LF Capital Acquisition Corp. 1.00000000 11.50000000 USD 2023-06-27 XXXX 429600.00000000 N N N Bridgebio Pharma, Inc. 54930028YG89VTY2J114 10806X102 -421.00000000 NS USD -15795.92000000 -0.00231704753 Short EC CORP US N 1 N N N Lazard Global Total Return and Income Fund, Inc. MZRC4RJENF0LPRIWFB85 52106W103 14459.00000000 NS USD 224403.68000000 0.032916980702 Long RF US N 1 N N N N/A N/A N/A -57.00000000 NC USD -19726.81000000 -0.00289365586 N/A DIR US N 1 CME Clearing House LCZ7XYGSLJUHFXXNXD88 Short United States of America U.S. Treasury 10 Year Note 2020-12-21 -7953281.25000000 USD -19726.81000000 N N N 2020-10-30 AQR Funds Heather Bonner Heather Bonner Principal Financial Officer XXXX