EX-99.(H)(2)(XXVIII) 4 d274837dex99h2xxviii.htm TWENTY- SEVENTH AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT Twenty- Seventh Amendment to Transfer Agency and Service Agreement

Amendment No. 27 to Transfer Agency and Service Agreement

This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of January 10, 2022:

 

Term    Means
“Existing Agreement”    The Transfer Agency and Services Agreement between Trust and Transfer Agent dated December 8, 2008, as amended or restated from time to time
“Transfer Agent”    ALPS Fund Services, Inc.
“Trust”    AQR Funds

Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B hereto.

IN WITNESS WHEREOF, the Parties have caused this Amendment to be executed by their duly authorized representatives.

 

ALPS Fund Services, Inc.   AQR Funds
By:    /s/ Ken Fullerton   By:    /s/ Nicole DonVito
Name:    Ken Fullerton   Name:    Nicole DonVito
Title:    Authorized Representative   Title:    Chief Legal Officer & VP

Schedule A to this Amendment

Amendments

As of January 7, 2022, the Existing Agreement is amended as follows:

 

1.

The current Schedule A – Fund List is deleted in its entirety and replaced with new Schedule A – Fund List, attached hereto and incorporated herein.

Schedule B to this Amendment

General Terms

 

1.

Capitalized terms not defined herein shall have the meanings given to them in the Existing Agreement.

 

2.

The Parties’ duties and obligations are governed by and limited to the express terms and conditions of this Amendment, and shall not be modified, supplemented, amended or interpreted in accordance with, any industry custom or practice, or any internal policies or procedures of any Party. This Amendment (including any attachments, schedules and addenda hereto), along with the Existing Agreement, as amended, contains the entire agreement of the Parties with respect to the subject matter hereof and supersedes all previous communications, representations, understandings and agreements, either oral or written, between the Parties with respect thereto.

 

3.

This Amendment may be executed in counterparts, each of which when so executed will be deemed to be an original. Such counterparts together will constitute one agreement. Signatures may be exchanged via facsimile or electronic mail and signatures so exchanged shall be binding to the same extent as if original signatures were exchanged.

 

4.

This Amendment and any dispute or claim arising out of or in connection with it, its subject matter or its formation (including non-contractual disputes or claims) shall be governed by and construed in accordance with the laws of the same jurisdiction as the Existing Agreement.

SCHEDULE A

FUND LIST

 

FUND   CLASSES OFFERED
     
AQR Large Cap Momentum Style Fund  

Class I

Class N

Class R6

AQR Small Cap Momentum Style Fund  

Class I

Class N

Class R6

AQR International Momentum Style Fund  

Class I

Class N

Class R6

AQR Global Equity Fund  

Class N
Class I
Class Y

Class R6

AQR International Equity Fund  

Class N
Class I
Class Y

Class R6

AQR Diversified Arbitrage Fund  

Class N
Class I

Class R6

AQR Managed Futures Strategy Fund  

Class N

Class I

Class R6

AQR Multi-Asset Fund  

Class N

Class I

Class R6

AQR Large Cap Defensive Style Fund  

Class N

Class I

Class R6

AQR International Defensive Style Fund  

Class N

Class I

Class R6

AQR Risk-Balanced Commodities Strategy Fund  

Class N

Class I

Class R6

AQR Large Cap Multi-Style Fund  

Class N

Class I

Class R6

AQR Small Cap Multi-Style Fund  

Class N

Class I

Class R6

AQR International Multi-Style Fund  

Class N

Class I

Class R6

AQR Long-Short Equity Fund  

Class N

Class I

Class R6

AQR Managed Futures Strategy HV Fund  

Class N

Class I

    Class R6
AQR Style Premia Alternative Fund  

Class I

Class N

Class R6

AQR Macro Opportunities Fund  

Class N

Class I

Class R6

AQR Emerging Multi-Style II Fund  

Class I

Class N

Class R6

AQR Equity Market Neutral Fund  

Class I

Class N

Class R6

AQR Alternative Risk Premia Fund  

Class I

Class N

Class R6

AQR High Yield Bond Fund  

Class I

Class N

Class R6

AQR Diversifying Strategies Fund  

Class I

Class N

Class R6

AQR Sustainable Long-Short Equity Carbon Aware Fund  

Class I

Class N

Class R6