EX-99.(H)(3)(XXVI) 8 d27684dex99h3xxvi.htm TWENTY-FIFTH AMENDMENT TO TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENT Twenty-Fifth Amendment to Transfer Agency Interactive Client Services Agreement

CONFIDENTIAL

TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENT

AMENDMENT NO. 25

This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of March 15, 2021 (the “Effective Date”):

 

Term    Means
“Existing Agreement”    The Transfer Agency Interactive Client Services Agreement between the Fund and ALPS dated December 8, 2008, as amended
“ALPS”    ALPS Fund Services, Inc.
“Fund”    AQR Funds

Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.

IN WITNESS WHEREOF, the Parties have caused this Amendment to be executed by their duly authorized representatives.

 

ALPS Fund Services, Inc.    AQR Funds
By:   

  /s/ Michael Sleightholme

   By:   

  /s/ Nicole DonVito

Name:   

  Michael Sleightholme

   Name:   

  Nicole DonVito

Title:      Authorized Representative    Title:      Chief Legal Officer & Vice President


Schedule A to this Amendment

Amendments

As of the Effective Date, the Existing Agreement is amended as follows:

 

  1.

The current Appendix A – List of Portfolios to the Agreement is deleted in its entirety and replaced with the following new Appendix A – List of Portfolios:

APPENDIX A

LIST OF PORTFOLIOS

 

PORTFOLIO    CLASSES OFFERED
AQR Large Cap Momentum Style Fund   

Class I

Class N

Class R6

AQR Small Cap Momentum Style Fund   

Class I

Class N

Class R6

AQR International Momentum Style Fund   

Class I

Class N

Class R6

AQR Global Equity Fund   

Class N
Class I
Class Y

Class R6

AQR International Equity Fund   

Class N
Class I
Class Y

Class R6

AQR Diversified Arbitrage Fund   

Class N
Class I

Class R6

AQR Managed Futures Strategy Fund   

Class N

Class I

Class R6

AQR Multi-Asset Fund   

Class N

Class I

Class R6

AQR Large Cap Defensive Style Fund    Class N

 

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Class I

Class R6

AQR International Defensive Style Fund   

Class N

Class I

Class R6

AQR Risk-Balanced Commodities Strategy Fund   

Class N

Class I

Class R6

AQR Risk Parity II MV Fund   

Class N

Class I

Class Y

Class R6

AQR Large Cap Multi-Style Fund   

Class N

Class I

Class R6

AQR Small Cap Multi-Style Fund   

Class N

Class I

Class R6

AQR International Multi-Style Fund   

Class N

Class I

Class R6

AQR Long-Short Equity Fund   

Class N

Class I

Class R6

AQR Managed Futures Strategy HV Fund   

Class N

Class I

Class R6

AQR Global Macro Fund   

Class N

Class I

Class R6

AQR Equity Market Neutral Fund   

Class I

Class N

Class R6

 

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AQR Style Premia Alternative Fund   

Class I

Class N

Class R6

AQR Emerging Multi-Style II Fund   

Class I

Class N

Class R6

AQR Core Plus Bond Fund   

Class I

Class N

Class R6

AQR Alternative Risk Premia Fund   

Class I

Class N

Class R6

AQR Diversifying Strategies Fund   

Class I

Class N

Class R6

AQR High Yield Bond Fund   

Class I

Class N

Class R6

 

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Schedule B to this Amendment

General Terms

 

1.

Capitalized terms not defined herein shall have the meanings given to them in the Existing Agreement.

 

2.

The Parties’ duties and obligations are governed by and limited to the express terms and conditions of this Amendment, and shall not be modified, supplemented, amended or interpreted in accordance with, any industry custom or practice, or any internal policies or procedures of any Party. This Amendment (including any attachments, schedules and addenda hereto), along with the Existing Agreement, as amended, contains the entire agreement of the Parties with respect to the subject matter hereof and supersedes all previous communications, representations, understandings and agreements, either oral or written, between the Parties with respect thereto.

 

3.

This Amendment may be executed in counterparts, each of which when so executed will be deemed to be an original. Such counterparts together will constitute one agreement. Signatures may be exchanged via facsimile or electronic mail and signatures so exchanged shall be binding to the same extent as if original signatures were exchanged.

 

4.

This Amendment and any dispute or claim arising out of or in connection with it, its subject matter or its formation (including non-contractual disputes or claims) shall be governed by and construed in accordance with the laws of the same jurisdiction as the Existing Agreement.

 

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