EX-99.(H)(4)(XVII) 9 d892965dex99h4xvii.htm SIXTEENTH AMENDMENT TO TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENT Sixteenth Amendment to Transfer Agency Interactive Client Services Agreement

Exhibit (h)(4)(xvii)

Amendment No. 16 to Transfer Agency Interactive Client Services Agreement

This Amendment No. 16, dated as of April 1, 2015 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).

WHEREAS, the Fund and ALPS entered into a Transfer Agency Interactive Client Services Agreement, dated as of December 8, 2008, as amended and as in effect prior to giving effect to this Amendment (the “Agreement”); and

WHEREAS, the Fund and ALPS wish to amend the provisions of the Agreement to reflect a share class re-designation for certain Portfolios under Appendix A of the Agreement.

NOW, THEREFORE, the parties hereby agree to amend the Agreement as follows:

1. Upon the Effective Date, the parties hereto agree to delete the current APPENDIX A – LIST OF PORTFOLIOS of the Agreement in its entirety and replace it with a new APPENDIX A – LIST OF PORTFOLIOS attached hereto and incorporated by reference herein.

2. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not defined in this Amendment shall have the meanings ascribed to them in the Agreement.

IN WITNESS WHEREOF, the parties have executed this Amendment as of the Effective Date.

 

AQR FUNDS ALPS FUND SERVICES, INC.
By:

/s/ Nicole DonVito

By:

/s/ Jeremy O. May

Name: Nicole DonVito Name: Jeremy O. May
Title: Chief Legal Officer & Vice President Title: President


APPENDIX A

LIST OF PORTFOLIOS

 

FUND    CLASSES OFFERED
AQR Large Cap Momentum Style Fund   

Class I

Class N

Class R6

AQR Small Cap Momentum Style Fund   

Class I

Class N

Class R6

AQR International Momentum Style Fund   

Class I

Class N

Class R6

AQR Global Equity Fund   

Class N

Class I

Class Y

Class R6

AQR International Equity Fund   

Class N

Class I

Class Y

Class R6

AQR International Small Cap Fund   

Class N

Class I

Class Y

AQR Emerging Markets Fund   

Class N

Class I

Class Y

AQR Equity Plus Fund   

Class N

Class I

AQR Small Cap Core Fund   

Class N

Class I

AQR Small Cap Growth Fund   

Class N

Class I

AQR Diversified Arbitrage Fund   

Class N

Class I

Class R6


AQR Managed Futures Strategy Fund

Class N

Class I

Class R6

AQR Risk Parity Fund

Class N

Class I

Class R6

AQR Multi-Strategy Alternative Fund

Class N

Class I

Class R6

AQR TM Large Cap Momentum Style Fund

Class I

Class N

Class R6

AQR TM Small Cap Momentum Style Fund

Class I

Class N

Class R6

AQR TM International Momentum Style Fund

Class I

Class N

Class R6

AQR Large Cap Defensive Style Fund

Class N

Class I

Class R6

AQR International Defensive Style Fund

Class N

Class I

Class R6

AQR Emerging Defensive Style Fund

Class N

Class I

Class R6

AQR Risk-Balanced Commodities Strategy Fund

Class N

Class I

Class R6

AQR Risk-Balanced Commodities Strategy LV Fund

Class N

Class I

AQR Risk Parity II MV Fund

Class N

Class I

Class Y

Class R6


AQR Risk Parity II HV Fund

Class N

Class I

Class Y

Class R6

AQR Large Cap Multi-Style Fund

Class N

Class I

Class R6

AQR Small Cap Multi-Style Fund

Class N

Class I

Class R6

AQR International Multi-Style Fund

Class N

Class I

Class R6

AQR Long-Short Equity Fund

Class N

Class I

Class R6

AQR Managed Futures Strategy HV Fund

Class N

Class I

Class R6

AQR Style Premia Alternative Fund

Class N

Class I

Class R6

AQR Global Macro Fund

Class N

Class I

Class R6

AQR Emerging Multi-Style Fund

Class I

Class N

Class R6

AQR Emerging Momentum Style Fund

Class I

Class N

Class R6

AQR Equity Market Neutral Fund

Class I

Class N

Class R6


AQR Style Premia Alternative LV Fund

Class I

Class N

Class R6

AQR TM Large Cap Multi-Style Fund

Class I

Class N

Class R6

AQR TM Small Cap Multi-Style Fund

Class I

Class N

Class R6

AQR TM International Multi-Style Fund

Class I

Class N

Class R6

AQR TM Emerging Multi-Style Fund

Class I

Class N

Class R6