EX-99.(H)(2)(XVII) 7 d892965dex99h2xvii.htm SIXTEENTH AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT Sixteenth Amendment to Transfer Agency and Service Agreement

Exhibit (h)(2)(xvii)

Amendment No. 16 to Transfer Agency and Service Agreement

This Amendment No. 16, dated as of April 1, 2015 (the “Effective Date”), to the Transfer Agency and Service Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware, having its principal place of business at Two Greenwich Plaza, 3rd Floor, Greenwich, Connecticut 06830 (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Transfer Agent”).

WHEREAS, the Trust and the Transfer Agent entered into a Transfer Agency and Service Agreement, dated as of December 8, 2008, as amended and as in effect prior to giving effect to this Amendment (the “Agreement”); and

WHEREAS, the Trust and the Transfer Agent wish to amend the provisions of the Agreement to reflect a share class re-designation for certain Portfolios under Schedule A of the Agreement.

NOW, THEREFORE, the parties hereby agree to amend the Agreement as follows:

1. Upon the Effective Date, the parties hereto agree to delete the current SCHEDULE A – FUND LIST of the Agreement in its entirety and replace it with a new SCHEDULE A – FUND LIST attached hereto and incorporated by reference herein.

2. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not defined in this Amendment shall have the meanings ascribed to them in the Agreement.

IN WITNESS WHEREOF, the parties have executed this Amendment as of the Effective Date.

 

AQR FUNDS ALPS FUND SERVICES, INC.
By:

/s/ Nicole DonVito

 By:

/s/ Jeremy O. May

Name: Nicole DonVito Name: Jeremy O. May
Title: Chief Legal Officer & Vice President Title: President

SCHEDULE A

FUND LIST

 

FUND

  

CLASSES OFFERED

AQR Large Cap Momentum Style Fund  

Class I

Class N

Class R6

AQR Small Cap Momentum Style Fund  

Class I

Class N

Class R6

AQR International Momentum Style Fund  

Class I

Class N

Class R6

AQR Global Equity Fund  

Class N
Class I
Class Y

Class R6

AQR International Equity Fund  

Class N
Class I
Class Y

Class R6

AQR International Small Cap Fund   Class N
Class I
Class Y
AQR Emerging Markets Fund   Class N
Class I
Class Y
AQR Equity Plus Fund   Class N
Class I
AQR Small Cap Core Fund   Class N
Class I
AQR Small Cap Growth Fund   Class N
Class I
AQR Diversified Arbitrage Fund  

Class N
Class I

Class R6

AQR Managed Futures Strategy Fund  

Class N

Class I

Class R6

AQR Risk Parity Fund  

Class N

Class I

Class R6

AQR Multi-Strategy Alternative Fund

Class N

Class I

Class R6

AQR TM Large Cap Momentum Style Fund

Class I

Class N

Class R6

AQR TM Small Cap Momentum Style Fund

Class I

Class N

Class R6

AQR TM International Momentum Style Fund

Class I

Class N

Class R6

AQR Large Cap Defensive Style Fund

Class N

Class I

Class R6

AQR International Defensive Style Fund

Class N

Class I

Class R6

AQR Emerging Defensive Style Fund

Class N

Class I

Class R6

AQR Risk-Balanced Commodities Strategy Fund

Class N

Class I

Class R6

AQR Risk-Balanced Commodities Strategy LV Fund

Class N

Class I

AQR Risk Parity II MV Fund

Class N

Class I

Class Y

Class R6

AQR Risk Parity II HV Fund

Class N

Class I

Class Y

Class R6

AQR Large Cap Multi-Style Fund

Class N

Class I

Class R6

AQR Small Cap Multi-Style Fund

Class N

Class I

Class R6

AQR International Multi-Style Fund

Class N

Class I

Class R6

AQR Long-Short Equity Fund

Class N

Class I

Class R6

AQR Managed Futures Strategy HV Fund

Class N

Class I

Class R6

AQR Style Premia Alternative Fund

Class N

Class I

Class R6

AQR Global Macro Fund

Class N

Class I

Class R6

AQR Emerging Multi-Style Fund

Class I

Class N

Class R6

AQR Emerging Momentum Style Fund

Class I

Class N

Class R6

AQR Equity Market Neutral Fund

Class I

Class N

Class R6

AQR Style Premia Alternative LV Fund

Class I

Class N

Class R6

AQR TM Large Cap Multi-Style Fund

Class I

Class N

Class R6

AQR TM Small Cap Multi-Style Fund

Class I

Class N

Class R6

AQR TM International Multi-Style Fund

Class I

Class N

Class R6

AQR TM Emerging Multi-Style Fund

Class I

Class N

Class R6