EX-99.(H)(4)(XV) 10 d752654dex99h4xv.htm FOURTEENTH AMENDMENT TO TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENT Fourteenth Amendment to Transfer Agency Interactive Client Services Agreement

Exhibit (h)(4)(xv)

Amendment No. 14 to Transfer Agency Interactive Client Services Agreement

This Amendment No. 14, dated as of August 13, 2014 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).

WHEREAS, the Fund and ALPS entered into a Transfer Agency Interactive Client Services Agreement, dated as of December 8, 2008, as amended and as in effect prior to giving effect to this Amendment (the “Agreement”); and

WHEREAS, the Fund and ALPS wish to amend the provisions of the Agreement to reflect the addition of two new Portfolios and three classes of each new Portfolio under Appendix A of the Agreement.

NOW, THEREFORE, the parties hereby agree to amend the Agreement as follows:

1. Upon the Effective Date, the parties hereto agree to delete the current APPENDIX A – LIST OF PORTFOLIOS of the Agreement in its entirety and replace it with a new APPENDIX A – LIST OF PORTFOLIOS attached hereto and incorporated by reference herein.

2. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not defined in this Amendment shall have the meanings ascribed to them in the Agreement.

IN WITNESS WHEREOF, the parties have executed this Amendment as of the Effective Date.

 

AQR FUNDS         ALPS FUND SERVICES, INC.
By:  

/s/ Nicole DonVito

      By:  

/s/ Jeremy O. May

Name:   Nicole DonVito       Name:   Jeremy O. May
Title:   Chief Legal Officer & Vice President       Title:   President


APPENDIX A

LIST OF PORTFOLIOS

 

FUND    CLASSES OFFERED

AQR Momentum Fund

  

Class L

Class N

Class R6

AQR Small Cap Momentum Fund

  

Class L

Class N

Class R6

AQR International Momentum Fund

  

Class L

Class N

Class R6

AQR Global Equity Fund

  

Class N

Class I

Class Y

Class R6

AQR International Equity Fund

  

Class N

Class I

Class Y

Class R6

AQR International Small Cap Fund

  

Class N

Class I

Class Y

AQR Emerging Markets Fund

  

Class N

Class I

Class Y

AQR Equity Plus Fund

  

Class N

Class I

AQR Small Cap Core Fund

  

Class N

Class I

AQR Small Cap Growth Fund

  

Class N

Class I

AQR Diversified Arbitrage Fund

  

Class N

Class I

Class R6 


AQR Managed Futures Strategy Fund

  

Class N

Class I

Class R6

AQR Risk Parity Fund

  

Class N

Class I

Class R6

AQR Multi-Strategy Alternative Fund

  

Class N

Class I

Class R6

AQR Tax-Managed Momentum Fund

  

Class L

Class N

Class R6

AQR Tax-Managed Small Cap Momentum Fund

  

Class L

Class N

Class R6

AQR Tax-Managed International Momentum Fund

  

Class L

Class N

Class R6

AQR U.S. Defensive Equity Fund

  

Class N

Class I

Class R6

AQR International Defensive Equity Fund

  

Class N

Class I

Class R6

AQR Emerging Defensive Equity Fund

  

Class N

Class I

Class R6

AQR Risk-Balanced Commodities Strategy Fund

  

Class N

Class I

Class R6

AQR Risk-Balanced Commodities Strategy LV Fund

  

Class N

Class I

AQR Risk Parity II MV Fund

  

Class N

Class I

Class Y

Class R6 


AQR Risk Parity II HV Fund

  

Class N

Class I

Class Y

Class R6

AQR Core Equity Fund

  

Class N

Class L

Class R6

AQR Small Cap Core Equity Fund

  

Class N

Class L

Class R6

AQR International Core Equity Fund

  

Class N

Class L

Class R6

AQR Long-Short Equity Fund

  

Class N

Class I

Class R6

AQR Managed Futures Strategy HV Fund

  

Class N

Class I

Class R6

AQR Style Premia Alternative Fund

  

Class N

Class I

Class R6

AQR Global Macro Fund

  

Class N

Class I

Class R6

AQR Emerging Core Equity Fund

  

Class L

Class N

Class R6

AQR Emerging Momentum Fund

  

Class L

Class N

Class R6

AQR Equity Market Neutral Fund

  

Class I

Class N

Class R6

AQR Style Premia Alternative LV Fund

  

Class I

Class N

Class R6