EX-99.(H)(4)(X) 12 d485697dex99h4x.htm NINTH AMENDMENT TO TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENT Ninth Amendment to Transfer Agency Interactive Client Services Agreement

Exhibit (h)(4)(x)

Amendment No. 9 to Transfer Agency Interactive Client Services Agreement

This Amendment No. 9, dated as of February 22, 2013 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).

WHEREAS, the Fund and ALPS entered into a Transfer Agency Interactive Client Services Agreement, dated as of December 8, 2008, as amended and as in effect prior to giving effect to this Amendment (the “Agreement”); and

WHEREAS, the Fund and ALPS wish to amend the provisions of the Agreement to reflect the addition of three new Portfolios and two classes of each new Portfolio under Schedule A of the Agreement.

NOW, THEREFORE, the parties hereby agree to amend the Agreement as follows:

1. Upon the Effective Date, the parties hereto agree to delete the current APPENDIX A – LIST OF PORTFOLIOS of the Agreement in its entirety and replace it with a new APPENDIX A – LIST OF PORTFOLIOS attached hereto and incorporated by reference herein.

2. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not defined in this Amendment shall have the meanings ascribed to them in the Agreement.

IN WITNESS WHEREOF, the parties have executed this Amendment as of the Effective Date.

 

AQR FUNDS     ALPS FUND SERVICES, INC.
By:  

/s/ Nicole DonVito

    By:  

/s/ Jeremy O. May

Name:   Nicole DonVito     Name:   Jeremy O. May
Title:   Vice President     Title:   President


APPENDIX A

LIST OF PORTFOLIOS

 

FUND    CLASSES OFFERED

AQR Momentum Fund

   Class L

Class N

AQR Small Cap Momentum Fund

   Class L

Class N

AQR International Momentum Fund

   Class L

Class N

AQR Global Equity Fund

   Class N
Class I
Class Y

AQR International Equity Fund

   Class N
Class I
Class Y

AQR International Small Cap Fund

   Class N
Class I
Class Y

AQR Emerging Markets Fund

   Class N
Class I
Class Y

AQR Equity Plus Fund

   Class N
Class I

AQR Small Cap Core Fund

   Class N
Class I

AQR Small Cap Growth Fund

   Class N
Class I

AQR Diversified Arbitrage Fund

   Class N
Class I

AQR Managed Futures Strategy Fund

   Class N

Class I

AQR Risk Parity Fund

   Class N

Class I


AQR Multi-Strategy Alternative Fund

   Class N

Class I

AQR Tax-Managed Momentum Fund

   Class L

Class N

AQR Tax-Managed Small Cap Momentum Fund

   Class L

Class N

AQR Tax-Managed International Momentum Fund

   Class L

Class N

AQR U.S. Defensive Equity Fund

   Class N

Class I

AQR International Defensive Equity Fund

   Class N

Class I

AQR Emerging Defensive Equity Fund

   Class N

Class I

AQR Risk-Balanced Commodities Strategy Fund

   Class N

Class I

AQR Risk-Balanced Commodities Strategy LV Fund

   Class N

Class I

AQR Risk Parity II MV Fund

   Class N

Class I

Class Y

AQR Risk Parity II HV Fund

   Class N

Class I

Class Y

AQR Core Equity Fund

   Class N

Class L

AQR Small Cap Core Equity Fund

   Class N

Class L

AQR International Core Equity Fund

   Class N

Class L