EX-99.(H)(2)(V) 9 dex99h2v.htm FOURTH AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT Fourth Amendment to Transfer Agency and Service Agreement

Exhibit (h)(2)(v)

Amendment No. 4 to Transfer Agency and Service Agreement

This Amendment No. 4, dated as of May 18, 2011, to the Transfer Agency and Service Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc. a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Transfer Agent”).

WHEREAS, the Trust and the Transfer Agent entered into a Transfer Agency and Service Agreement, dated as of December 8, 2008, as amended and as in effect prior to giving effect to this Amendment (the “Agreement”); and

WHEREAS, the Trust and the Transfer Agent wish to amend the provisions of the Agreement to reflect the addition of a new Fund and classes under Schedule A of the Agreement.

NOW, THEREFORE, the parties hereby agree to amend the Agreement as follows:

2 The parties agree to delete the current Schedule A in the Agreement in its entirety and replace it with a new Schedule A attached hereto.

2. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement.

IN WITNESS WHEREOF, the parties have executed this Amendment as of the day and year first above written.

 

AQR FUNDS

    

ALPS FUND SERVICES, INC.

By:

  

/s/ Nicole DonVito

    

By:

  

/s/ Jeremy O. May

Name:

  

Nicole DonVito

    

Name:

  

Jeremy O. May

Title:

  

Vice President

    

Title:

  

President

SCHEDULE A

FUND LIST

 

FUND

   

CLASSES OFFERED

AQR Momentum Fund

   

Class L

AQR Small Cap Momentum Fund

   

Class L

AQR International Momentum Fund

   

Class L

AQR Global Equity Fund

   

Class N

Class I

Class Y

AQR International Equity Fund

   

Class N

Class I

Class Y

AQR International Small Cap Fund

   

Class N

Class I

Class Y

AQR Emerging Markets Fund

   

Class N

Class I

Class Y

AQR Equity Plus Fund

   

Class N

Class I

AQR Small Cap Core Fund

   

Class N

Class I

AQR Small Cap Growth Fund

   

Class N

Class I

AQR Diversified Arbitrage Fund

   

Class N

Class I

AQR Managed Futures Strategy Fund

   

Class N

Class I

AQR Risk Parity Fund

   

Class N

Class I

AQR Multi-Strategy Alternative Fund

   

Class N

Class I