EX-99.(H)(4)(III) 9 dex99h4iii.htm SECOND AMENDMENT TO AQR TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENT Second Amendment to AQR Transfer Agency Interactive Client Services Agreement

Exhibit (h)(4)(iii)

Amendment No. 2 to Transfer Agency Interactive Client Services Agreement

This Amendment No. 2, dated as of September 22, 2009, to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).

WHEREAS, the Fund and ALPS entered into a Transfer Agency Interactive Client Services Agreement dated as of December 8, 2008, as amended and as in effect prior to giving effect to this Amendment (the “Agreement”); and

WHEREAS, the Fund and ALPS wish to amend the provisions of the Agreement to reflect the addition of a new Portfolio and Classes under Appendix A of the Agreement.

NOW, THEREFORE, the parties hereby agree to amend the Agreement as follows:

1. The parties hereto agree to delete the current Appendix A in the Agreement in its entirety and replace it with a new Appendix A attached hereto.

2. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement.

IN WITNESS WHEREOF, the parties have executed this Amendment as of the day and year first above written.

 

AQR FUNDS     ALPS FUND SERVICES, INC.
By:   /s/    Brendan Kalb             By:   /s/    Jeremy O. May        
 

Name: Brendan Kalb

Title: Secretary

      

Name: Jeremy O. May

Title: President

APPENDIX A

LIST OF PORTFOLIOS

 

PORTFOLIO    CLASSES OFFERED

AQR Momentum Fund

    Class L

AQR Small Cap Momentum Fund

    Class L

AQR International Momentum Fund

    Class L

AQR Global Equity Fund

   

Class N

Class I

Class Y

AQR International Equity Fund

   

Class N

Class I

Class Y

AQR International Small Cap Fund

   

Class N

Class I

Class Y

AQR Emerging Markets Fund

   

Class N

Class I

Class Y

AQR Equity Plus Fund

   

Class N

Class I

AQR Small Cap Core Fund

   

Class N

Class I

AQR Small Cap Growth Fund

   

Class N

Class I

AQR Diversified Arbitrage Fund

   

Class N

Class I

AQR Managed Futures Strategy Fund

   

Class N

Class I