X0206 3 2020-02-11 0 0001293613 Kayne Anderson MLP/Midstream Investment Co KYN 0001137774 PRUDENTIAL FINANCIAL INC 751 BROAD ST NEWARK NJ 07102 0 0 1 0 0001444597 Prudential Retirement Insurance & Annuity Co prudentail retirement insurance and Annu 280 Trumbull Street Hartford CT 06103 0 0 1 0 Series K Mandatory Redeemable Preferred Shares 1000000 I By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P Series L Mandatory Redeemable Preferred Shares 1200000 I By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P 3.26% Series MM Senior Unsecured Notes due October 29, 2022 1000000 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person 3.26% Series MM Senior Unsecured Notes due October 29, 2022 12000000 I By The Gibraltar Life Insurance Co., Ltd., a wholly-owned subsidiary of the Reporting Person 3.26% Series MM Senior Unsecured Notes due October 29, 2022 10900000 I By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P 3.26% Series MM Senior Unsecured Notes due October 29, 2022 1100000 I By Prudential Arizona Reinsurance Universal Company, a wholly-owned subsidiary of the Reporting Pers Acquired on April 10, 2015. Issued by Kayne Anderson Energy Development Company (predecessor by merger to KYN). Preferred shares owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Acquired on February 11, 2020. Acquired on October 29, 2014. As grantor of the PAR U Hartford Life Insurance Comfort Trust. Prudential Financial, Inc. By: /s/Richard Baker, Second Vice President 2020-02-13 Prudential Retirement Insurance and Annuity Company By: PGIM, Inc., as investment manager By: /s/Callie Hamilton, Vice President 2020-02-13