0000899243-17-005926.txt : 20170302
0000899243-17-005926.hdr.sgml : 20170302
20170302092448
ACCESSION NUMBER: 0000899243-17-005926
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170228
FILED AS OF DATE: 20170302
DATE AS OF CHANGE: 20170302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN CHEMICAL CO
CENTRAL INDEX KEY: 0000915389
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 621539359
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 511
STREET 2: 200 SOUTH WILCOX DRIVE
CITY: KINGSPORT
STATE: TN
ZIP: 37660
BUSINESS PHONE: 4232292000
MAIL ADDRESS:
STREET 1: P O BOX 511 B-54D
CITY: KINGSPORT
STATE: TN
ZIP: 37662
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: King Scott V.
CENTRAL INDEX KEY: 0001444370
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12626
FILM NUMBER: 17657133
MAIL ADDRESS:
STREET 1: 100 N. EASTMAN ROAD, B54
CITY: KINGSPORT
STATE: TN
ZIP: 37660
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-28
0
0000915389
EASTMAN CHEMICAL CO
EMN
0001444370
King Scott V.
200 SOUTH WILCOX
KINGSPORT
TN
37660
0
1
0
0
CAO & Controller
Common Stock
2017-02-28
4
M
0
3000
39.84
A
17831
D
Common Stock
2017-02-28
4
S
0
3000
79.57
D
14831
D
Common Stock
2017-02-28
4
S
0
5000
79.55
D
9831
D
Common Stock
40
I
By ESOP
Common Stock
2036
I
By 401(k) Plan
Employee Stock Option (right to buy)
39.84
2017-02-28
4
M
0
3000
0.00
D
2013-11-02
2020-11-01
Common Stock
3000
0
D
Restrictive Stock Units
2017-02-28
4
A
0
2550
0.00
A
Common Stock
2550
2550
D
Employee Stock Option (right to buy)
80.25
2017-02-28
4
A
0
8075
0.00
A
2018-02-28
2027-02-27
Common Stock
8075
8075
D
Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $79.50 to $79.70. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.
Each restricted stock unit represents a contingent right to receive one share of issuer common stock.
The restricted stock units will vest and payout in unrestricted shares of Company stock on February 28, 2020, subject to Mr. King's continued employment.
One-third of the option becomes exercisable on February 28, 2018, February 28, 2019, and February 28, 2020, respectively.
Brian L. Henry, by Power of Attorney
2017-03-02