0000899243-17-005926.txt : 20170302 0000899243-17-005926.hdr.sgml : 20170302 20170302092448 ACCESSION NUMBER: 0000899243-17-005926 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20170302 DATE AS OF CHANGE: 20170302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN CHEMICAL CO CENTRAL INDEX KEY: 0000915389 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 621539359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 511 STREET 2: 200 SOUTH WILCOX DRIVE CITY: KINGSPORT STATE: TN ZIP: 37660 BUSINESS PHONE: 4232292000 MAIL ADDRESS: STREET 1: P O BOX 511 B-54D CITY: KINGSPORT STATE: TN ZIP: 37662 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: King Scott V. CENTRAL INDEX KEY: 0001444370 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12626 FILM NUMBER: 17657133 MAIL ADDRESS: STREET 1: 100 N. EASTMAN ROAD, B54 CITY: KINGSPORT STATE: TN ZIP: 37660 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-28 0 0000915389 EASTMAN CHEMICAL CO EMN 0001444370 King Scott V. 200 SOUTH WILCOX KINGSPORT TN 37660 0 1 0 0 CAO & Controller Common Stock 2017-02-28 4 M 0 3000 39.84 A 17831 D Common Stock 2017-02-28 4 S 0 3000 79.57 D 14831 D Common Stock 2017-02-28 4 S 0 5000 79.55 D 9831 D Common Stock 40 I By ESOP Common Stock 2036 I By 401(k) Plan Employee Stock Option (right to buy) 39.84 2017-02-28 4 M 0 3000 0.00 D 2013-11-02 2020-11-01 Common Stock 3000 0 D Restrictive Stock Units 2017-02-28 4 A 0 2550 0.00 A Common Stock 2550 2550 D Employee Stock Option (right to buy) 80.25 2017-02-28 4 A 0 8075 0.00 A 2018-02-28 2027-02-27 Common Stock 8075 8075 D Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $79.50 to $79.70. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. The restricted stock units will vest and payout in unrestricted shares of Company stock on February 28, 2020, subject to Mr. King's continued employment. One-third of the option becomes exercisable on February 28, 2018, February 28, 2019, and February 28, 2020, respectively. Brian L. Henry, by Power of Attorney 2017-03-02