0001444363-20-000044.txt : 20200527
0001444363-20-000044.hdr.sgml : 20200527
20200527165556
ACCESSION NUMBER: 0001444363-20-000044
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200524
FILED AS OF DATE: 20200527
DATE AS OF CHANGE: 20200527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stevens Glenn Henry
CENTRAL INDEX KEY: 0001472938
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35008
FILM NUMBER: 20915949
MAIL ADDRESS:
STREET 1: 550 HILLS DRIVE, SUITE 210
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
FORMER NAME:
FORMER CONFORMED NAME: Stevens Glenn H
DATE OF NAME CHANGE: 20090923
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001444363
STANDARD INDUSTRIAL CLASSIFICATION: [6221]
IRS NUMBER: 204568600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 908-731-0700
MAIL ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
4
1
wf-form4_159061293885861.xml
FORM 4
X0306
4
2020-05-24
0
0001444363
GAIN Capital Holdings, Inc.
GCAP
0001472938
Stevens Glenn Henry
135 US HWY. 202/206
BEDMNISTER
NJ
07921
1
1
0
0
President, CEO & Director
Common Stock
2020-05-24
4
A
0
60000
0
A
1837816
D
As previously disclosed, on May 24, 2018, the reporting person received a compensatory grant of performance-based RSUs ("PRSUs") whose vesting was dependent on the issuer's operating performance. The level of achievement against this operational goal was determined by the Compensation Committee of the Board of Directors, and 65% of the PRSUs vested as of the second anniversary of the grant date. The remaining 35% of the PRSUs is scheduled to vest on the third anniversary of the grant date.
/s/ Glenn Henry Stevens
2020-05-27