0000950103-20-015248.txt : 20200804
0000950103-20-015248.hdr.sgml : 20200804
20200804174050
ACCESSION NUMBER: 0000950103-20-015248
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200731
FILED AS OF DATE: 20200804
DATE AS OF CHANGE: 20200804
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bevilacqua Thomas A
CENTRAL INDEX KEY: 0001514367
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35008
FILM NUMBER: 201074466
MAIL ADDRESS:
STREET 1: 1001 BAYHILL DRIVE, SUITE 300
STREET 2: C/O VANTAGEPOINT VENTURE PARTNERS
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001444363
STANDARD INDUSTRIAL CLASSIFICATION: [6221]
IRS NUMBER: 204568600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 908-731-0700
MAIL ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
4
1
dp133849_4-bevilacqua.xml
FORM 4
X0306
4
2020-07-31
1
0001444363
GAIN Capital Holdings, Inc.
GCAP
0001514367
Bevilacqua Thomas A
C/O VANTAGEPOINT CAPITAL PARTNERS
1111 BAYHILL DRIVE, SUITE 220
SAN BRUNO
CA
94066
1
0
0
0
Common Stock
2020-07-31
4
D
0
109477
6.00
D
0
D
On July 31, 2020, Gain Capital holdings, Inc. (the "Issuer") and StoneX Group Inc. (f/k/a INTL FCStone Inc.) completed the merger contemplated by the Agreement and Plan of Merger among the parties thereto, dated as of February 26, 2020 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement each share of Issuer common stock reported in Table I above was converted into the right to receive $6.00 in cash.
Mr. Bevilacqua, one of the Issuer's directors, is a managing director of VantagePoint Capital Partners. VantagePoint Management, Inc. has voting and investment control over these shares. Mr. Bevilacqua disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
/s/ Thomas A. Bevilacqua
2020-08-04