0001209191-14-002415.txt : 20140108 0001209191-14-002415.hdr.sgml : 20140108 20140108171625 ACCESSION NUMBER: 0001209191-14-002415 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140106 FILED AS OF DATE: 20140108 DATE AS OF CHANGE: 20140108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Proto Labs Inc CENTRAL INDEX KEY: 0001443669 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED STRUCTURAL METAL PRODUCTS [3440] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 5540 Pioneer Creek CITY: Maple Plain STATE: MN ZIP: 55359 BUSINESS PHONE: 763-479-7474 MAIL ADDRESS: STREET 1: 5540 Pioneer Creek CITY: Maple Plain STATE: MN ZIP: 55359 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tumelty John B. CENTRAL INDEX KEY: 0001542616 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35435 FILM NUMBER: 14517104 MAIL ADDRESS: STREET 1: 5540 PIONEER CREEK DRIVE CITY: MAPLE PLAIN STATE: MN ZIP: 55359 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-01-06 0 0001443669 Proto Labs Inc PRLB 0001542616 Tumelty John B. 5540 PIONEER CREEK DRIVE MAPLE PLAIN MN 55359 0 1 0 0 Managing Dir.-Proto Labs, Ltd. Common Stock 2014-01-06 4 M 0 1750 7.86 A 1750 D Common Stock 2014-01-06 4 M 0 2714 30.58 A 4464 D Common Stock 2014-01-06 4 S 0 4013 72.9505 D 451 D Common Stock 2014-01-06 4 S 0 451 73.6089 D 0 D Employee Stock Option (right to buy) 7.86 2014-01-06 4 M 0 1750 0.00 D 2020-12-21 Common Stock 1750 42000 D Employee Stock Option (right to buy) 30.58 2014-01-06 4 M 0 2714 0.00 D 2022-05-07 Common Stock 2714 10856 D Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2013. The transactions reported on this Form 4 conclude the transactions contemplated by the Rule 10b5-1 trading plan. Reflects the weighted average price of 4,013 shares of common stock of Proto Labs, Inc. sold by the reporting person in multiple transactions on January 6, 2014 with sale prices ranging from $72.50 to $73.50 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 451 shares of common stock of Proto Labs, Inc. sold by the reporting person in multiple transactions on January 6, 2014 with sale prices ranging from $73.60 to $73.66 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. This stock option vests on a montly basis in 2013 and will then vest 20% of the shares annually on each of 12/21/14 and 12/21/15. This stock option vests as to 20% of the shares in five annual installments beginning on May 7, 2013. /s/ Samuel A. Rosenbaum, Attorney-in-Fact 2014-01-07