0001209191-13-051362.txt : 20131108 0001209191-13-051362.hdr.sgml : 20131108 20131108143947 ACCESSION NUMBER: 0001209191-13-051362 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131106 FILED AS OF DATE: 20131108 DATE AS OF CHANGE: 20131108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Proto Labs Inc CENTRAL INDEX KEY: 0001443669 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED STRUCTURAL METAL PRODUCTS [3440] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 5540 Pioneer Creek CITY: Maple Plain STATE: MN ZIP: 55359 BUSINESS PHONE: 763-479-7474 MAIL ADDRESS: STREET 1: 5540 Pioneer Creek CITY: Maple Plain STATE: MN ZIP: 55359 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cleveland Bradley A. CENTRAL INDEX KEY: 0001542472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35435 FILM NUMBER: 131204094 MAIL ADDRESS: STREET 1: 5540 PIONEER CREEK DRIVE CITY: MAPLE PLAIN STATE: MN ZIP: 55359 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-11-06 0 0001443669 Proto Labs Inc PRLB 0001542472 Cleveland Bradley A. 5540 PIONEER CREEK DRIVE MAPLE PLAIN MN 55359 1 1 0 0 President and CEO Common Stock 2013-11-06 4 S 0 19811 84.01 D 232121 I By Bradley A. Cleveland Declaration Trust Common Stock 2013-11-06 4 S 0 12577 85.51 D 219544 I By Bradley A. Cleveland Declaration Trust Common Stock 2013-11-06 4 S 0 14450 85.86 D 205094 I By Bradley A. Cleveland Declaration Trust Common Stock 2013-11-06 4 S 0 1831 87.32 D 203263 I By Bradley A. Cleveland Declaration Trust Common Stock 2013-11-07 4 S 0 38040 79.00 D 165223 I By Bradley A. Cleveland Declaration Trust Common Stock 2013-11-07 4 S 0 25141 80.32 D 140082 I By Bradley A. Cleveland Declaration Trust Common Stock 2013-11-07 4 S 0 10857 81.01 D 129225 I By Bradley A. Cleveland Declaration Trust Common Stock 2013-11-07 4 S 0 5898 82.24 D 123327 I By Bradley A. Cleveland Declaration Trust Common Stock 2013-11-07 4 S 0 3056 83.35 D 120271 I By Bradley A. Cleveland Declaration Trust Common Stock 2013-11-07 4 S 0 2903 84.648 D 117368 I By Bradley A. Cleveland Declaration Trust Sales effected pursuant to Rule 10b5-1 trading plan adopted by the Bradley A. Cleveland Declaration Trust (the "Trust") on August 30, 2013. Reflects the weighted average price of 19,811 shares of common stock of Proto Labs, Inc. sold by the Trust in multiple transactions on November 6, 2013 with sale prices ranging from $83.58 to $84.45 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 12,577 shares of common stock of Proto Labs, Inc. sold by the Trust in multiple transactions on November 6, 2013 with sale prices ranging from $84.79 to $85.78 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 14,450 shares of common stock of Proto Labs, Inc. sold by the Trust in multiple transactions on November 6, 2013 with sale prices ranging from $85.785 to $86.19 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 1,831 shares of common stock of Proto Labs, Inc. sold by the Trust in multiple transactions on November 6, 2013 with sale prices ranging from $86.98 to $87.68 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 38,040 shares of common stock of Proto Labs, Inc. sold by the Trust in multiple transactions on November 7, 2013 with sale prices ranging from $78.64 to $79.53 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 25,141 shares of common stock of Proto Labs, Inc. sold by the Trust in multiple transactions on November 7, 2013 with sale prices ranging from $79.76 to $80.74 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 10,857 shares of common stock of Proto Labs, Inc. sold by the Trust in multiple transactions on November 7, 2013 with sale prices ranging from $80.77 to $81.66 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 5,898 shares of common stock of Proto Labs, Inc. sold by the Trust in multiple transactions on November 7, 2013 with sale prices ranging from $81.81 to $82.60 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 3,056 shares of common stock of Proto Labs, Inc. sold by the Trust in multiple transactions on November 7, 2013 with sale prices ranging from $83.21 to $83.81 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 2,903 shares of common stock of Proto Labs, Inc. sold by the Trust in multiple transactions on November 7, 2013 with sale prices ranging from $84.37 to $85.125 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. /s/ Mark D. Pihlstrom, attorney-in-fact for Bradley A. Cleveland 2013-11-08