0001144204-15-073059.txt : 20151229 0001144204-15-073059.hdr.sgml : 20151229 20151229103137 ACCESSION NUMBER: 0001144204-15-073059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151216 FILED AS OF DATE: 20151229 DATE AS OF CHANGE: 20151229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Wins Finance Holdings Inc. CENTRAL INDEX KEY: 0001640251 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-480-9882 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Xu Richard CENTRAL INDEX KEY: 0001443359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-204074 FILM NUMBER: 151310487 MAIL ADDRESS: STREET 1: 65 BROADWAY STREET 2: SUITE 501 CITY: NEW YORK STATE: NY ZIP: 10006 4 1 v427888_4.xml OWNERSHIP DOCUMENT X0306 4 2015-12-16 0 0001640251 Wins Finance Holdings Inc. WINS 0001443359 Xu Richard C/O WINS FINANCE HOLDINGS INC. 1F BUILDING 7 NO. 58 JIANGUO ROAD, CHAOYANG BEIJING F4 100024 CHINA 1 1 0 0 President Options (right to buy) 12.00 2015-12-16 4 A 0 150000 0 A 2020-12-15 Ordinary Shares 150000 150000 D The options become exercisable in three equal annual installments beginning on December 16, 2015 provided that the reporting person continues his employment with Wins Finance Holdings Inc. (and/or its subsidiaries and/or variable interest entities) or continues to serve as a member of the Board of Directors of Wins Finance Holdings Inc. /s/ Richard Xu 2015-12-24