0001144204-15-073059.txt : 20151229
0001144204-15-073059.hdr.sgml : 20151229
20151229103137
ACCESSION NUMBER: 0001144204-15-073059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151216
FILED AS OF DATE: 20151229
DATE AS OF CHANGE: 20151229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wins Finance Holdings Inc.
CENTRAL INDEX KEY: 0001640251
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE, 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-480-9882
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE, 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Xu Richard
CENTRAL INDEX KEY: 0001443359
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-204074
FILM NUMBER: 151310487
MAIL ADDRESS:
STREET 1: 65 BROADWAY
STREET 2: SUITE 501
CITY: NEW YORK
STATE: NY
ZIP: 10006
4
1
v427888_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-12-16
0
0001640251
Wins Finance Holdings Inc.
WINS
0001443359
Xu Richard
C/O WINS FINANCE HOLDINGS INC. 1F
BUILDING 7 NO. 58 JIANGUO ROAD, CHAOYANG
BEIJING
F4
100024
CHINA
1
1
0
0
President
Options (right to buy)
12.00
2015-12-16
4
A
0
150000
0
A
2020-12-15
Ordinary Shares
150000
150000
D
The options become exercisable in three equal annual installments beginning on December 16, 2015 provided that the reporting person continues his employment with Wins Finance Holdings Inc. (and/or its subsidiaries and/or variable interest entities) or continues to serve as a member of the Board of Directors of Wins Finance Holdings Inc.
/s/ Richard Xu
2015-12-24