X0306
4
2020-03-13
0001682852
Moderna, Inc.
MRNA
0001443340
Bancel Stephane
C/O MODERNA, INC.
200 TECHNOLOGY SQUARE
CAMBRIDGE
MA
02139
1
1
Chief Executive Officer
Common Stock
2020-03-13
4
S
0
3547
20.14
D
703413
I
See Footnote
Common Stock
2020-03-13
4
S
0
3909
20.99
D
699504
I
See Footnote
Common Stock
2020-03-13
4
S
0
2165
22.03
D
697339
I
See Footnote
Common Stock
2020-03-13
4
S
0
1425
22.93
D
695914
I
See Footnote
Common Stock
2020-03-16
5
G
0
E
4676
0
D
6709998
D
Common Stock
7937269
I
See Footnote
Common Stock
9224912
I
See Footnote
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.57 to $20.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.58 to $21.54. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.59 to $22.58. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.69 to $23.42. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The reported disposition was effected pursuant to a Rule 10b5-1 trading plan.
The reported disposition represents a bona fide charitable gift made by the reporting person.
These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
/s/ Lori Henderson, as Attorney-in-Fact
2020-03-17