0001213900-25-045539.txt : 20250519 0001213900-25-045539.hdr.sgml : 20250519 20250519190239 ACCESSION NUMBER: 0001213900-25-045539 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250511 FILED AS OF DATE: 20250519 DATE AS OF CHANGE: 20250519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heshmatpour Amir F CENTRAL INDEX KEY: 0001443035 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42567 FILM NUMBER: 25965672 MAIL ADDRESS: STREET 1: 6363 LUNITA RD CITY: MALIBU STATE: CA ZIP: 90265 FORMER NAME: FORMER CONFORMED NAME: Hestmatpour Amir F DATE OF NAME CHANGE: 20080814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEONC TECHNOLOGIES HOLDINGS, INC. CENTRAL INDEX KEY: 0001979414 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences EIN: 921954864 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 23975 PARK SORRENTO STREET 2: SUITE 205 CITY: CALABASAS STATE: CA ZIP: 91302 BUSINESS PHONE: 310 663 7831 MAIL ADDRESS: STREET 1: 23975 PARK SORRENTO STREET 2: SUITE 205 CITY: CALABASAS STATE: CA ZIP: 91302 4 1 marketforms-69538.xml PRIMARY DOCUMENT X0508 4 2025-05-11 0001979414 NEONC TECHNOLOGIES HOLDINGS, INC. NTHI 0001443035 Heshmatpour Amir F C/O NEONC TECHNOLOGIES HOLDINGS, INC. 2 DOLE DRIVE WESTLAKE VILLAGE CA 91362 true true false false President 0 Common Stock 2025-05-11 4 P false 1600 7.51 A 1751600 D Common Stock 2025-05-12 4 P false 1400 7.2314 A 1753000 D Common Stock 2025-05-13 4 P false 990 7.0119 A 1753990 D Common Stock 2025-05-14 4 P false 1000 7.267 A 1754990 D Common Stock 2025-05-15 4 P false 1500 7.2967 A 1756490 D CommonStock 2025-05-16 4 P false 3510 16.8721 A 1760000 D Common Stock 257084 I By HCWG LLC Common Stock 550000 I By KIG LLC Common Stock 3714020 I By AFH Holdings & Advisory, LLC. Includes (i) 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.28 to $7.11 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. See footnote 1. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.40 to $6.42 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.44 to $7.20 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.50 to $7.20 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $20.99 to $7.01 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. The shares reported herein represent only Reporting Person's proportionate interest in HCWG LLC. Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein. Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC. /S/ AMIR F HESHMATPOUR 2025-05-19