0001213900-25-030065.txt : 20250408 0001213900-25-030065.hdr.sgml : 20250408 20250408213624 ACCESSION NUMBER: 0001213900-25-030065 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250326 FILED AS OF DATE: 20250408 DATE AS OF CHANGE: 20250408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heshmatpour Amir F CENTRAL INDEX KEY: 0001443035 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-42567 FILM NUMBER: 25823412 MAIL ADDRESS: STREET 1: 6363 LUNITA RD CITY: MALIBU STATE: CA ZIP: 90265 FORMER NAME: FORMER CONFORMED NAME: Hestmatpour Amir F DATE OF NAME CHANGE: 20080814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEONC TECHNOLOGIES HOLDINGS, INC. CENTRAL INDEX KEY: 0001979414 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences EIN: 921954864 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 DOLE DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 310 663 7831 MAIL ADDRESS: STREET 1: 2 DOLE DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 4/A 1 marketforms-69125.xml PRIMARY DOCUMENT X0508 4/A 2025-03-26 2025-03-28 0001979414 NEONC TECHNOLOGIES HOLDINGS, INC. NTHI 0001443035 Heshmatpour Amir F C/O NEONC TECHNOLOGIES HOLDINGS, INC. 2 DOLE DRIVE WESTLAKE VILLAGE CA 91362 true false false false 0 Common Stock 2025-03-26 4 J false 3996 0 D 216459 I By HCWG LLC Common Stock 2025-03-26 4 X false 78125 12.00 A 294584 I By HCWG LLC Common Stock 2025-03-26 4 S false 37500 25.00 D 257084 I By HCWG LLC Common Stock 2025-03-26 4 S false 964 19.1299 D 256120 I By HCWG Common Stock 2025000 D Common Stock 550000 I By KIG LLC Common Stock 3714020 I By AFH Holdings & Advisory, LLC. Warrant (right to buy) 12.00 2025-03-26 4 X false 78125 0 D 2025-03-26 Common Stock 78125 0 I By HCWG LLC Transfer of shares held by HCWG LLC ("HCWG") pursuant to agreement. Not applicable. Number of shares transferred was based on a per share value of $18. The shares reported as indirectly held herein by HCWG represent only Reporting Person's interest in HCWG. On 3/26/2025, in conjunction with Issuer's initial listing on Nasdaq, HCWG exercised a warrant to purchase 312,500 shares of Issuer's common stock at $12 per share. HCWG paid the exercise price on a cashless basis, resulting in Issuer's withholding 150,000 of the warrant shares to pay the exercise price and issuing to HCWG the remaining 162,500 shares of common stock. Number of shares reported herein as acquired and disposed of by the Reporting Person represents Reporting Person's indirect interest in HCWG. Includes (i) 500,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein. Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC. Not applicable. /S/ AMIR F HESHMATPOUR 2025-04-08