0001144204-17-055890.txt : 20171102 0001144204-17-055890.hdr.sgml : 20171102 20171102171635 ACCESSION NUMBER: 0001144204-17-055890 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171031 FILED AS OF DATE: 20171102 DATE AS OF CHANGE: 20171102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ruddy Jordan B. CENTRAL INDEX KEY: 0001575426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36369 FILM NUMBER: 171173506 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bluerock Residential Growth REIT, Inc. CENTRAL INDEX KEY: 0001442626 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 263136483 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 843-1601 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Bluerock Multifamily Growth REIT, Inc. DATE OF NAME CHANGE: 20130313 FORMER COMPANY: FORMER CONFORMED NAME: Bluerock Enhanced Multifamily Trust, Inc. DATE OF NAME CHANGE: 20081209 FORMER COMPANY: FORMER CONFORMED NAME: Bluerock Enhanced Multifamily REIT, Inc. DATE OF NAME CHANGE: 20081028 4 1 tv478430_4.xml OWNERSHIP DOCUMENT X0306 4 2017-10-31 0 0001442626 Bluerock Residential Growth REIT, Inc. BRG 0001575426 Ruddy Jordan B. 712 FIFTH AVENUE 9TH FLOOR NEW YORK NY 10019 0 1 0 0 See Remarks Class C Common Stock 2017-10-31 4 A 0 8670 A Class A Common Stock 8670 8670 D OP Units 2017-10-31 4 A 0 424845 A Class A Common Stock 424845 424845 D Shares of the Issuer's Class C Common Stock are convertible, at the holder's option, into shares of the Issuer's Class A Common Stock on a one-for-one basis, and upon the occurrence of certain transfers of units of limited partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership") or shares of Class C Common Stock and similar events, will convert automatically into shares of the Issuer's Class A Common Stock, also on a one-for-one basis. The acquisition represents consideration paid by the Issuer in connection with its acquisition of the assets used by its former manager in the performance of the management functions formerly provided to the Issuer. Represents OP Units in the Operating Partnership, of which the Issuer is the general partner. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. The acquisition represents consideration paid by the Issuer, through the Operating Partnership, in connection with the Issuer's acquisition of the assets used by its former manager in performance of the management functions formerly provided to the Issuer. Chief Operating Officer and President /s/ Christopher J. Vohs, Attorney-in-fact 2017-11-02