0000899243-20-029194.txt : 20201023 0000899243-20-029194.hdr.sgml : 20201023 20201023183502 ACCESSION NUMBER: 0000899243-20-029194 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201021 FILED AS OF DATE: 20201023 DATE AS OF CHANGE: 20201023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marcon Martha E. CENTRAL INDEX KEY: 0001442449 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39645 FILM NUMBER: 201258696 MAIL ADDRESS: STREET 1: 4484 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guild Holdings Co CENTRAL INDEX KEY: 0001821160 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 852453154 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5887 COPLEY DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92111 BUSINESS PHONE: 8585606330 MAIL ADDRESS: STREET 1: 5887 COPLEY DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-21 0 0001821160 Guild Holdings Co GHLD 0001442449 Marcon Martha E. C/O GUILD HOLDINGS COMPANY 5887 COPLEY DRIVE SAN DIEGO CA 92111 1 0 0 0 Restricted Stock Units 2020-10-21 4 A 0 13333 0.00 A Class A Common Stock, par value $0.01 per share 13333 13333 D Represents restricted stock units of Guild Holdings Company granted to Ms. Marcon under Guild Holdings Company's 2020 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Guild Holdings Company's Class A Common Stock, par value $0.01 per share. Restricted stock units vest on the first anniversary of the grant date, generally subject to the award recipient's continued service through the applicable vesting date. Exhibit List Exhibit 24 - Power of Attorney /s/ Lisa I. Klika, Attorney-in-Fact 2020-10-23 EX-24 2 attachment1.htm EX-24 DOCUMENT
                               POWER OF ATTORNEY

         The undersigned hereby constitutes and appoints Lisa Klika as the
undersigned's true and lawful attorney-in-fact to:

         (1)  execute for and on behalf of the undersigned, in the undersigned's
              capacity as a director and/or officer of Guild Holdings Company
              (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a)
              of the Securities Exchange Act of 1934, as amended, and the rules
              thereunder (the "Exchange Act") and Form ID, if necessary, to
              obtain EDGAR codes and related documentation for use in filing
              Forms 3, 4 and 5;

         (2)  do and perform any and all acts for and on behalf of the
              undersigned which may be necessary or desirable to complete and
              execute any such Form 3, 4 or 5 or Form ID, complete and execute
              any amendment or amendments thereto, and file such forms with the
              U.S. Securities and Exchange Commission and any stock exchange or
              similar authority;

         (3)  take any other action of any type whatsoever in connection with
              the foregoing which, in the opinion of such attorney-in-fact, may
              be of benefit to, in the best interest of, or legally required by,
              the undersigned, it being understood that the documents executed
              by such attorney-in-fact on behalf of the undersigned pursuant to
              this Power of Attorney shall be in such form and shall contain
              such terms and conditions as such attorney-in-fact may approve in
              such attorney-in-fact's discretion; and

         (4)  seek or obtain, as the undersigned's attorney-in-fact and on the
              undersigned's behalf, information regarding transactions in the
              Company's securities from any third party, including brokers,
              employee benefit plan administrators and trustees, and the
              undersigned hereby authorizes any such person to release any such
              information to such attorney-in-fact and approves and ratifies any
              such release of information.

         The undersigned hereby grants to the attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in connection with the exercise of any of the
rights and powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall
lawfully do or cause to be done by virtue of this Power of Attorney and the
rights and powers herein granted. The undersigned acknowledges that the
foregoing attorney-in-fact, in serving in such capacity at the request of the
undersigned, is not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Exchange Act.

         This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
forgoing attorney-in-fact.

         This Power of Attorney does not relieve the undersigned from
responsibility for compliance with the undersigned's obligations under the
Exchange Act, including, without limitation, the reporting requirements under
Section 16 of the Exchange Act. Additionally, although pursuant to this Power of
Attorney the Company will use commercially reasonable best efforts to timely and
accurately file Section 16 reports on behalf of the undersigned, the Company
does not represent or warrant that it will be able to in all cases timely and
accurately file Section 16 reports on behalf of the undersigned due to various
factors and the undersigned's and the Company's need to rely on others for
information, including the undersigned and brokers of the undersigned.

                            [Signature Page Follows]




         IN WITNESS WHEREOF, the undersigned had caused this Power of Attorney
to be executed as of this 21st day of October, 2020.




                                              By: /s/ Martha E. Marcon
                                                  ------------------------
                                              Name: Martha E. Marcon