The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 1,755 | 23,925 | SH | DFND | 0 | 23,925 | 0 | ||
ACCURAY INC | COM | 004397105 | 142 | 31,513 | SH | DFND | 0 | 31,513 | 0 | ||
ACORDA THERAPEUTICS INC | CALL | 00484M106 | 411 | 20,900 | SH | Call | DFND | 0 | 20,900 | 0 | |
ACORDA THERAPEUTICS INC | COM | 00484M106 | 305 | 15,516 | SH | DFND | 0 | 15,516 | 0 | ||
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 1,072 | 1,263,000 | PRN | DFND | 0 | 1,263,000 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 840 | 10,103 | SH | DFND | 0 | 10,103 | 0 | ||
ACXIOM HOLDINGS INC | COM | 005125109 | 799 | 16,177 | SH | DFND | 0 | 16,177 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 1,635 | 26,564 | SH | DFND | 0 | 26,564 | 0 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 1,719 | 24,367 | SH | DFND | 0 | 24,367 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 265 | 15,886 | SH | DFND | 0 | 15,886 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | NOTE 2.500% 2/0 | 014339AA3 | 387 | 361,000 | PRN | DFND | 0 | 361,000 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 835 | 5,068 | SH | DFND | 0 | 5,068 | 0 | ||
ALLAKOS INC | COM | 01671P100 | 3,545 | 88,125 | SH | DFND | 0 | 88,125 | 0 | ||
ALLENA PHARMACEUTICALS INC | COM | 018119107 | 3,242 | 301,889 | SH | DFND | 0 | 301,889 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 2,771 | 2,296 | SH | DFND | 0 | 2,296 | 0 | ||
AMAZON COM INC | COM | 023135106 | 1,677 | 837 | SH | DFND | 0 | 837 | 0 | ||
AMN HEALTHCARE SERVICES INC | PUT | 001744101 | 656 | 12,000 | SH | Put | DFND | 0 | 12,000 | 0 | |
ANAPTYSBIO INC | COM | 032724106 | 1,180 | 11,823 | SH | DFND | 0 | 11,823 | 0 | ||
ANTHEM INC | COM | 036752103 | 2,851 | 10,405 | SH | DFND | 0 | 10,405 | 0 | ||
APPLE INC | COM | 037833100 | 1,670 | 7,400 | SH | DFND | 0 | 7,400 | 0 | ||
APTINYX INC | COM | 03836N103 | 1,449 | 56,270 | SH | DFND | 0 | 56,270 | 0 | ||
ARCUS BIOSCIENCES INC | COM | 03969F109 | 72 | 5,161 | SH | DFND | 0 | 5,161 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 1,596 | 34,680 | SH | DFND | 0 | 34,680 | 0 | ||
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 548 | 13,852 | SH | DFND | 0 | 13,852 | 0 | ||
AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 | 64 | 2,094 | SH | DFND | 0 | 2,094 | 0 | ||
AVROBIO INC | COM | 05455M100 | 55 | 1,060 | SH | DFND | 0 | 1,060 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 1,205 | 15,437 | SH | DFND | 0 | 15,437 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 1,438 | 37,338 | SH | DFND | 0 | 37,338 | 0 | ||
CARBON BLACK INC | COM | 14081R103 | 131 | 6,163 | SH | DFND | 0 | 6,163 | 0 | ||
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 437 | 11,167 | SH | DFND | 0 | 11,167 | 0 | ||
CIGNA CORPORATION | CALL | 125509109 | 5,769 | 27,700 | SH | Call | DFND | 0 | 27,700 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 356 | 1,709 | SH | DFND | 0 | 1,709 | 0 | ||
CIRRUS LOGIC INC | COM | 172755100 | 1,139 | 29,503 | SH | DFND | 0 | 29,503 | 0 | ||
CLOVIS ONCOLOGY INC | CALL | 189464100 | 264 | 9,000 | SH | Call | DFND | 0 | 9,000 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 821 | 27,957 | SH | DFND | 0 | 27,957 | 0 | ||
CLOVIS ONCOLOGY INC | NOTE 1.250% 5/0 | 189464AC4 | 596 | 768,000 | PRN | DFND | 0 | 768,000 | 0 | ||
CME GROUP INC | COM CL A | 12572Q105 | 560 | 3,289 | SH | DFND | 0 | 3,289 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 980 | 12,389 | SH | DFND | 0 | 12,389 | 0 | ||
DAVITA INC | COM | 23918K108 | 1,532 | 21,394 | SH | DFND | 0 | 21,394 | 0 | ||
DEXCOM INC | COM | 252131107 | 688 | 4,811 | SH | DFND | 0 | 4,811 | 0 | ||
DOCUSIGN INC | COM | 256163106 | 27 | 518 | SH | DFND | 0 | 518 | 0 | ||
DROPBOX INC | CL A | 26210C104 | 2,020 | 75,287 | SH | DFND | 0 | 75,287 | 0 | ||
EBAY INC | COM | 278642103 | 552 | 16,716 | SH | DFND | 0 | 16,716 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 1,774 | 10,191 | SH | DFND | 0 | 10,191 | 0 | ||
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 332 | 9,518 | SH | DFND | 0 | 9,518 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 591 | 4,907 | SH | DFND | 0 | 4,907 | 0 | ||
ENDOCYTE INC | COM | 29269A102 | 47 | 2,634 | SH | DFND | 0 | 2,634 | 0 | ||
ENDOLOGIX INC | COM | 29266S106 | 152 | 79,765 | SH | DFND | 0 | 79,765 | 0 | ||
ENDOLOGIX INC | NOTE 3.250%11/0 | 29266SAB2 | 289 | 413,000 | PRN | DFND | 0 | 413,000 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 1,129 | 25,440 | SH | DFND | 0 | 25,440 | 0 | ||
EVENTBRITE INC | COM CL A | 29975E109 | 58 | 1,537 | SH | DFND | 0 | 1,537 | 0 | ||
FATE THERAPEUTICS INC | COM | 31189P102 | 202 | 12,387 | SH | DFND | 0 | 12,387 | 0 | ||
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 18 | 20,600 | PRN | DFND | 0 | 20,600 | 0 | ||
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAD0 | 294 | 282,000 | PRN | DFND | 0 | 282,000 | 0 | ||
GODADDY INC | CL A | 380237107 | 2,406 | 28,856 | SH | DFND | 0 | 28,856 | 0 | ||
GREENSKY INC | CL A | 39572G100 | 963 | 53,520 | SH | DFND | 0 | 53,520 | 0 | ||
GRITSTONE ONCOLOGY INC | COM | 39868T105 | 165 | 13,092 | SH | DFND | 0 | 13,092 | 0 | ||
GRUBHUB INC | COM | 400110102 | 403 | 2,904 | SH | DFND | 0 | 2,904 | 0 | ||
GUIDEWIRE SOFTWARE INC | COM | 40171V100 | 1,084 | 10,729 | SH | DFND | 0 | 10,729 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 1,414 | 10,163 | SH | DFND | 0 | 10,163 | 0 | ||
HUMANA INC | COM | 444859102 | 2,246 | 6,634 | SH | DFND | 0 | 6,634 | 0 | ||
ICON PLC | SHS | G4705A100 | 635 | 4,130 | SH | DFND | 0 | 4,130 | 0 | ||
INOGEN INC | COM | 45780L104 | 453 | 1,856 | SH | DFND | 0 | 1,856 | 0 | ||
INTUIT | COM | 461202103 | 2,393 | 10,522 | SH | DFND | 0 | 10,522 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 975 | 1,698 | SH | DFND | 0 | 1,698 | 0 | ||
IRHYTHM TECHNOLOGIES INC | COM | 450056106 | 218 | 2,303 | SH | DFND | 0 | 2,303 | 0 | ||
ISHARES TR | RUSSELL 2000 | 464287655 | 2,562 | 15,200 | SH | Put | DFND | 0 | 15,200 | 0 | |
ISHARES TR | MEDICAL DEVICES | 464288810 | 3,412 | 15,000 | SH | Put | DFND | 0 | 15,000 | 0 | |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 2,358 | 14,027 | SH | DFND | 0 | 14,027 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 176 | 10,072 | SH | DFND | 0 | 10,072 | 0 | ||
LKQ CORP | COM | 501889208 | 1,147 | 36,219 | SH | DFND | 0 | 36,219 | 0 | ||
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 1,833 | 5,812 | SH | DFND | 0 | 5,812 | 0 | ||
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 112 | 11,188 | SH | DFND | 0 | 11,188 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 1,090 | 4,898 | SH | DFND | 0 | 4,898 | 0 | ||
MEDICINES CO | COM | 584688105 | 1,046 | 34,960 | SH | DFND | 0 | 34,960 | 0 | ||
MEDICINES CO | NOTE 2.750% 7/1 | 584688AG0 | 1,083 | 1,188,000 | PRN | DFND | 0 | 1,188,000 | 0 | ||
MERIT MED SYS INC | COM | 589889104 | 1,035 | 16,842 | SH | DFND | 0 | 16,842 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,020 | 8,917 | SH | DFND | 0 | 8,917 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 1,305 | 8,779 | SH | DFND | 0 | 8,779 | 0 | ||
MONGODB INC | CL A | 60937P106 | 133 | 1,637 | SH | DFND | 0 | 1,637 | 0 | ||
MYLAN N V | SHS EURO | N59465109 | 2,542 | 69,449 | SH | DFND | 0 | 69,449 | 0 | ||
MYOKARDIA INC | COM | 62857M105 | 1,353 | 20,758 | SH | DFND | 0 | 20,758 | 0 | ||
NEON THERAPEUTICS INC | COM | 64050Y100 | 5,841 | 832,355 | SH | DFND | 0 | 832,355 | 0 | ||
NETFLIX INC | COM | 64110L106 | 769 | 2,055 | SH | DFND | 0 | 2,055 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 841 | 2,992 | SH | DFND | 0 | 2,992 | 0 | ||
PACIRA PHARMACEUTICALS INC | COM | 695127100 | 1,525 | 31,033 | SH | DFND | 0 | 31,033 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 1,177 | 13,404 | SH | DFND | 0 | 13,404 | 0 | ||
PENUMBRA INC | COM | 70975L107 | 1,385 | 9,253 | SH | DFND | 0 | 9,253 | 0 | ||
PERKINELMER INC | COM | 714046109 | 933 | 9,596 | SH | DFND | 0 | 9,596 | 0 | ||
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 444 | 22,666 | SH | DFND | 0 | 22,666 | 0 | ||
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 1,631 | 61,250 | SH | DFND | 0 | 61,250 | 0 | ||
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 1,177 | 25,676 | SH | DFND | 0 | 25,676 | 0 | ||
RED HAT INC | COM | 756577102 | 1,374 | 10,080 | SH | DFND | 0 | 10,080 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 2,248 | 14,134 | SH | DFND | 0 | 14,134 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 282 | 1,748 | SH | DFND | 0 | 1,748 | 0 | ||
SIENNA BIOPHARMACEUTICALS IN | COM | 82622H108 | 226 | 15,283 | SH | DFND | 0 | 15,283 | 0 | ||
SOLID BIOSCIENCES INC | COM | 83422E105 | 312 | 6,604 | SH | DFND | 0 | 6,604 | 0 | ||
SPARK THERAPEUTICS INC | COM | 84652J103 | 529 | 9,699 | SH | DFND | 0 | 9,699 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 508 | 5,300 | SH | Put | DFND | 0 | 5,300 | 0 | |
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 1,906 | 10,542 | SH | DFND | 0 | 10,542 | 0 | ||
SQUARE INC | CL A | 852234103 | 1,320 | 13,336 | SH | DFND | 0 | 13,336 | 0 | ||
SQUARE INC | NOTE 0.375% 3/0 | 852234AB9 | 1,961 | 453,000 | PRN | DFND | 0 | 453,000 | 0 | ||
TABLEAU SOFTWARE INC | CL A | 87336U105 | 1,925 | 17,226 | SH | DFND | 0 | 17,226 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 1,667 | 37,749 | SH | DFND | 0 | 37,749 | 0 | ||
TENABLE HLDGS INC | COM | 88025T102 | 145 | 3,717 | SH | DFND | 0 | 3,717 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 1,349 | 47,405 | SH | DFND | 0 | 47,405 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,176 | 4,420 | SH | DFND | 0 | 4,420 | 0 | ||
UNITY BIOTECHNOLOGY INC | COM | 91381U101 | 4,481 | 308,730 | SH | DFND | 0 | 308,730 | 0 | ||
VIEWRAY INC | COM | 92672L107 | 80 | 8,597 | SH | DFND | 0 | 8,597 | 0 | ||
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 632 | 1,973 | SH | DFND | 0 | 1,973 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS 0.03 PAR | N96617118 | 282 | 9,718 | SH | DFND | 0 | 9,718 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 1,882 | 14,316 | SH | DFND | 0 | 14,316 | 0 | ||
ZSCALER INC | COM | 98980G102 | 51 | 1,258 | SH | DFND | 0 | 1,258 | 0 |