The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 1,210 | 24,895 | SH | DFND | 0 | 24,895 | 0 | ||
ACCURAY INC | COM | 004397105 | 247 | 51,928 | SH | DFND | 0 | 51,928 | 0 | ||
ACORDA THERAPEUTICS INC | COM | 00484M106 | 941 | 47,752 | SH | DFND | 0 | 47,752 | 0 | ||
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 190 | 220,000 | PRN | DFND | 0 | 220,000 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 628 | 10,911 | SH | DFND | 0 | 10,911 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 1,708 | 32,496 | SH | DFND | 0 | 32,496 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 175 | 15,296 | SH | DFND | 0 | 15,296 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,190 | 15,541 | SH | DFND | 0 | 15,541 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 851 | 915 | SH | DFND | 0 | 915 | 0 | ||
AMAZON COM INC | COM | 023135106 | 1,292 | 1,335 | SH | DFND | 0 | 1,335 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 673 | 5,084 | SH | DFND | 0 | 5,084 | 0 | ||
ANTHEM INC | COM | 036752103 | 2,358 | 12,534 | SH | DFND | 0 | 12,534 | 0 | ||
APPLE INC | COM | 037833100 | 426 | 2,955 | SH | DFND | 0 | 2,955 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 1,620 | 26,755 | SH | DFND | 0 | 26,755 | 0 | ||
BIOGEN INC | COM | 09062X103 | 67 | 248 | SH | DFND | 0 | 248 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 361 | 3,973 | SH | DFND | 0 | 3,973 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 429 | 1,016 | SH | DFND | 0 | 1,016 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 944 | 18,622 | SH | DFND | 0 | 18,622 | 0 | ||
BOX INC | CL A | 10316T104 | 505 | 27,711 | SH | DFND | 0 | 27,711 | 0 | ||
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 194 | 6,020 | SH | DFND | 0 | 6,020 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 1,376 | 8,222 | SH | DFND | 0 | 8,222 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 618 | 6,604 | SH | DFND | 0 | 6,604 | 0 | ||
CLOVIS ONCOLOGY INC | NOTE 2.500% 9/1 | 189464AB6 | 1,341 | 790,001 | PRN | DFND | 0 | 790,001 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 348 | 24,236 | SH | DFND | 0 | 24,236 | 0 | ||
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 83 | 2,313 | SH | DFND | 0 | 2,313 | 0 | ||
CORNERSTONE ONDEMAND INC | NOTE 1.500% 7/0 | 21925YAB9 | 523 | 519,000 | PRN | DFND | 0 | 519,000 | 0 | ||
DXC TECHNOLOGY CO | COM | 23355L106 | 1,325 | 17,275 | SH | DFND | 0 | 17,275 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 1,648 | 13,938 | SH | DFND | 0 | 13,938 | 0 | ||
ENDOLOGIX INC | COM | 29266S106 | 485 | 99,736 | SH | DFND | 0 | 99,736 | 0 | ||
ENDOLOGIX INC | NOTE 3.250%11/0 | 29266SAB2 | 266 | 309,000 | PRN | DFND | 0 | 309,000 | 0 | ||
ENVISION HEALTHCARE CORP | COM | 29414D100 | 132 | 2,100 | SH | DFND | 0 | 2,100 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 186 | 4,023 | SH | DFND | 0 | 4,023 | 0 | ||
EVOLENT HEALTH INC | CL A | 30050B101 | 202 | 7,967 | SH | DFND | 0 | 7,967 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 1,049 | 6,951 | SH | DFND | 0 | 6,951 | 0 | ||
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 98 | 155,000 | PRN | DFND | 0 | 155,000 | 0 | ||
GODADDY INC | CL A | 380237107 | 1,975 | 46,566 | SH | DFND | 0 | 46,566 | 0 | ||
HERON THERAPEUTICS INC | COM | 427746102 | 679 | 49,038 | SH | DFND | 0 | 49,038 | 0 | ||
HILL ROM HLDGS INC | COM | 431475102 | 229 | 2,873 | SH | DFND | 0 | 2,873 | 0 | ||
HUMANA INC | COM | 444859102 | 1,827 | 7,591 | SH | DFND | 0 | 7,591 | 0 | ||
ICON PLC | SHS | G4705A100 | 418 | 4,272 | SH | DFND | 0 | 4,272 | 0 | ||
IGNYTA INC | COM | 451731103 | 199 | 19,254 | SH | DFND | 0 | 19,254 | 0 | ||
INTERSECT ENT INC | COM | 46071F103 | 196 | 7,011 | SH | DFND | 0 | 7,011 | 0 | ||
JD COM INC | SPON ADR CL A | 47215P106 | 730 | 18,619 | SH | DFND | 0 | 18,619 | 0 | ||
JOUNCE THERAPEUTICS INC | COM | 481116101 | 100 | 7,095 | SH | DFND | 0 | 7,095 | 0 | ||
KITE PHARMA INC | COM | 49803L109 | 2,990 | 28,837 | SH | DFND | 0 | 28,837 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 212 | 22,796 | SH | DFND | 0 | 22,796 | 0 | ||
LENDINGTREE INC NEW | COM | 52603B107 | 273 | 1,584 | SH | DFND | 0 | 1,584 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 821 | 25,550 | SH | DFND | 0 | 25,550 | 0 | ||
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 440 | 26,626 | SH | DFND | 0 | 26,626 | 0 | ||
MCKESSON CORP | COM | 58155Q103 | 1,627 | 9,888 | SH | DFND | 0 | 9,888 | 0 | ||
MEDICINES CO | COM | 584688105 | 810 | 21,300 | SH | Call | DFND | 0 | 21,300 | 0 | |
MEDICINES CO | COM | 584688105 | 1,358 | 35,720 | SH | DFND | 0 | 35,720 | 0 | ||
MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 286 | 219,000 | PRN | DFND | 0 | 219,000 | 0 | ||
MEDICINES CO | NOTE 2.750% 7/1 | 584688AG0 | 510 | 485,000 | PRN | DFND | 0 | 485,000 | 0 | ||
MERIT MED SYS INC | COM | 589889104 | 233 | 6,108 | SH | DFND | 0 | 6,108 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,791 | 25,984 | SH | DFND | 0 | 25,984 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 1,266 | 18,293 | SH | DFND | 0 | 18,293 | 0 | ||
MYOKARDIA INC | COM | 62857M105 | 359 | 27,370 | SH | DFND | 0 | 27,370 | 0 | ||
NETEASE INC | SPONSORED ADR | 64110W102 | 662 | 2,203 | SH | DFND | 0 | 2,203 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 328 | 2,269 | SH | DFND | 0 | 2,269 | 0 | ||
PACIRA PHARMACEUTICALS INC | COM | 695127100 | 1,723 | 36,119 | SH | DFND | 0 | 36,119 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 846 | 6,324 | SH | DFND | 0 | 6,324 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 445 | 8,298 | SH | DFND | 0 | 8,298 | 0 | ||
PEABODY ENERGY CORP NEW | COM | 704551100 | 55 | 2,244 | SH | DFND | 0 | 2,244 | 0 | ||
PENUMBRA INC | COM | 70975L107 | 691 | 7,876 | SH | DFND | 0 | 7,876 | 0 | ||
PERKINELMER INC | COM | 714046109 | 792 | 11,626 | SH | DFND | 0 | 11,626 | 0 | ||
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 2,936 | 52,269 | SH | DFND | 0 | 52,269 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SERIES 1 | 73935A104 | 1,831 | 13,300 | SH | Put | DFND | 0 | 13,300 | 0 | |
PRICELINE GRP INC | COM NEW | 741503403 | 329 | 176 | SH | DFND | 0 | 176 | 0 | ||
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 420 | 4,800 | SH | Call | DFND | 0 | 4,800 | 0 | |
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 2,559 | 29,282 | SH | DFND | 0 | 29,282 | 0 | ||
REGENXBIO INC | COM | 75901B107 | 95 | 4,824 | SH | DFND | 0 | 4,824 | 0 | ||
S&P GLOBAL INC | COM | 78409V104 | 834 | 5,714 | SH | DFND | 0 | 5,714 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 859 | 9,919 | SH | DFND | 0 | 9,919 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 2,758 | 34,800 | SH | Call | DFND | 0 | 34,800 | 0 | |
SERVICENOW INC | COM | 81762P102 | 1,449 | 13,670 | SH | DFND | 0 | 13,670 | 0 | ||
SPECTRANETICS CORP | COM | 84760C107 | 578 | 15,056 | SH | DFND | 0 | 15,056 | 0 | ||
SQUARE INC | CL A | 852234103 | 433 | 18,438 | SH | DFND | 0 | 18,438 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,376 | 7,421 | SH | DFND | 0 | 7,421 | 0 | ||
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 1,845 | 15,117 | SH | DFND | 0 | 15,117 | 0 | ||
VISA INC | COM CL A | 92826C839 | 1,164 | 12,414 | SH | DFND | 0 | 12,414 | 0 | ||
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 147 | 16,417 | SH | DFND | 0 | 16,417 | 0 | ||
VULCAN MATLS CO | COM | 929160109 | 315 | 2,488 | SH | DFND | 0 | 2,488 | 0 | ||
WEATHERFORD INTL LTD | NOTE 5.875% 7/0 | 947075AH0 | 1,856 | 1,830,000 | PRN | DFND | 0 | 1,830,000 | 0 | ||
ZAYO GROUP HLDGS INC | COM | 98919V105 | 747 | 24,188 | SH | DFND | 0 | 24,188 | 0 | ||
ZENDESK INC | COM | 98936J101 | 340 | 12,254 | SH | DFND | 0 | 12,254 | 0 |