The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 1,082 | 17,474 | SH | DFND | 0 | 17,474 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 256 | 4,546 | SH | DFND | 0 | 4,546 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 101 | 1,794 | SH | DFND | 0 | 1,794 | 0 | ||
ACCURAY INC | COM | 004397105 | 377 | 72,684 | SH | DFND | 0 | 72,684 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 780 | 44,345 | SH | DFND | 0 | 44,345 | 0 | ||
AETNA INC NEW | COM | 00817Y108 | 2,277 | 18,640 | SH | DFND | 0 | 18,640 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 1,873 | 75,002 | SH | DFND | 0 | 75,002 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 444 | 5,585 | SH | DFND | 0 | 5,585 | 0 | ||
AMAZON COM INC | COM | 023135106 | 1,083 | 1,514 | SH | DFND | 0 | 1,514 | 0 | ||
ANTERO RES CORP | COM | 03674X106 | 770 | 29,620 | SH | DFND | 0 | 29,620 | 0 | ||
APPLE INC | COM | 037833100 | 211 | 2,207 | SH | DFND | 0 | 2,207 | 0 | ||
APPLIED MATLS INC | CALL | 038222905 | 976 | 40,700 | SH | Call | DFND | 0 | 40,700 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 1,529 | 63,793 | SH | DFND | 0 | 63,793 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 1,257 | 27,804 | SH | DFND | 0 | 27,804 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 835 | 4,924 | SH | DFND | 0 | 4,924 | 0 | ||
BIOGEN INC | COM | 09062X103 | 1,726 | 7,139 | SH | DFND | 0 | 7,139 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 914 | 11,752 | SH | DFND | 0 | 11,752 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 406 | 20,049 | SH | DFND | 0 | 20,049 | 0 | ||
BRISTOL MYERS SQUIBB CO | CALL | 110122908 | 2,398 | 32,600 | SH | Call | DFND | 0 | 32,600 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 669 | 9,099 | SH | DFND | 0 | 9,099 | 0 | ||
BROOKDALE SR LIVING INC | COM | 112463104 | 1,046 | 67,761 | SH | DFND | 0 | 67,761 | 0 | ||
CBRE GROUP INC | CL A | 12504L109 | 788 | 29,774 | SH | DFND | 0 | 29,774 | 0 | ||
CIRRUS LOGIC INC | COM | 172755100 | 895 | 23,076 | SH | DFND | 0 | 23,076 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 431 | 31,406 | SH | DFND | 0 | 31,406 | 0 | ||
CLOVIS ONCOLOGY INC | NOTE 2.500% 9/1 | 189464AB6 | 1,082 | 1,520,000 | PRN | DFND | 0 | 1,520,000 | 0 | ||
COMMSCOPE HLDG CO INC | COM | 20337X109 | 821 | 26,464 | SH | DFND | 0 | 26,464 | 0 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 462 | 12,741 | SH | DFND | 0 | 12,741 | 0 | ||
DIMENSION THERAPEUTICS INC | COM | 25433V105 | 89 | 14,761 | SH | DFND | 0 | 14,761 | 0 | ||
DISH NETWORK CORP | CL A | 25470M109 | 1,061 | 20,246 | SH | DFND | 0 | 20,246 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 2,262 | 22,683 | SH | DFND | 0 | 22,683 | 0 | ||
ENDOLOGIX INC | COM | 29266S106 | 396 | 31,800 | SH | DFND | 0 | 31,800 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 1,554 | 13,595 | SH | DFND | 0 | 13,595 | 0 | ||
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 338 | 20,383 | SH | DFND | 0 | 20,383 | 0 | ||
GW PHARMACEUTICALS PLC | PUT | 36197T953 | 302 | 3,300 | SH | Put | DFND | 0 | 3,300 | 0 | |
HALLIBURTON CO | COM | 406216101 | 683 | 15,080 | SH | DFND | 0 | 15,080 | 0 | ||
HCA HOLDINGS INC | COM | 40412C101 | 1,046 | 13,578 | SH | DFND | 0 | 13,578 | 0 | ||
HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 1,049 | 1,058,000 | PRN | DFND | 0 | 1,058,000 | 0 | ||
HERBALIFE LTD | COM USD SHS | G4412G101 | 765 | 13,069 | SH | DFND | 0 | 13,069 | 0 | ||
HERON THERAPEUTICS INC | COM | 427746102 | 871 | 48,279 | SH | DFND | 0 | 48,279 | 0 | ||
HOLOGIC INC | COM | 436440101 | 651 | 18,827 | SH | DFND | 0 | 18,827 | 0 | ||
HORTONWORKS INC | COM | 440894103 | 212 | 19,799 | SH | DFND | 0 | 19,799 | 0 | ||
INNOVIVA INC | COM | 45781M101 | 28 | 2,703 | SH | DFND | 0 | 2,703 | 0 | ||
INSYS THERAPEUTICS INC NEW | PUT | 45824V959 | 14 | 1,100 | SH | Put | DFND | 0 | 1,100 | 0 | |
ISHARES TR | PUT | 464287956 | 489 | 1,900 | SH | Put | DFND | 0 | 1,900 | 0 | |
JAZZ PHARMACEUTICALS PLC | CALL | G50871905 | 579 | 4,100 | SH | Call | DFND | 0 | 4,100 | 0 | |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 1,443 | 10,209 | SH | DFND | 0 | 10,209 | 0 | ||
KITE PHARMA INC | COM | 49803L109 | 253 | 5,060 | SH | DFND | 0 | 5,060 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 62 | 23,023 | SH | DFND | 0 | 23,023 | 0 | ||
LILLY ELI & CO | PUT | 532457958 | 630 | 8,000 | SH | Put | DFND | 0 | 8,000 | 0 | |
LILLY ELI & CO | PUT | 532457958 | 969 | 12,300 | SH | Put | DFND | 0 | 12,300 | 0 | |
LIVANOVA PLC | SHS | G5509L101 | 251 | 4,993 | SH | DFND | 0 | 4,993 | 0 | ||
MCKESSON CORP | COM | 58155Q103 | 1,107 | 5,929 | SH | DFND | 0 | 5,929 | 0 | ||
MEDICINES CO | COM | 584688105 | 1,709 | 50,808 | SH | DFND | 0 | 50,808 | 0 | ||
MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 164 | 139,000 | PRN | DFND | 0 | 139,000 | 0 | ||
MERCK & CO INC | PUT | 58933Y955 | 2,500 | 43,400 | SH | Put | DFND | 0 | 43,400 | 0 | |
MICROSOFT CORP | COM | 594918104 | 887 | 17,341 | SH | DFND | 0 | 17,341 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 322 | 6,445 | SH | DFND | 0 | 6,445 | 0 | ||
MYOKARDIA INC | COM | 62857M105 | 201 | 16,187 | SH | DFND | 0 | 16,187 | 0 | ||
OREXIGEN THERAPEUTICS INC | NOTE 2.750%12/0 | 686164AB0 | 145 | 403,000 | PRN | DFND | 0 | 403,000 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 666 | 5,427 | SH | DFND | 0 | 5,427 | 0 | ||
POWERSHARES QQQ TRUST | CALL | 73935A904 | 1,075 | 10,000 | SH | Call | DFND | 0 | 10,000 | 0 | |
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 677 | 22,740 | SH | DFND | 0 | 22,740 | 0 | ||
REGENERON PHARMACEUTICALS | PUT | 75886F957 | 664 | 1,900 | SH | Put | DFND | 0 | 1,900 | 0 | |
RICE ENERGY INC | COM | 762760106 | 322 | 14,613 | SH | DFND | 0 | 14,613 | 0 | ||
SELECT SECTOR SPDR TR | CALL | 81369Y906 | 976 | 14,300 | SH | Call | DFND | 0 | 14,300 | 0 | |
SELECT SECTOR SPDR TR | PUT | 81369Y959 | 1,327 | 18,500 | SH | Put | DFND | 0 | 18,500 | 0 | |
SPECTRANETICS CORP | COM | 84760C107 | 108 | 5,780 | SH | DFND | 0 | 5,780 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 363 | 13,136 | SH | DFND | 0 | 13,136 | 0 | ||
U S SILICA HLDGS INC | COM | 90346E103 | 223 | 6,456 | SH | DFND | 0 | 6,456 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,094 | 7,747 | SH | DFND | 0 | 7,747 | 0 | ||
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 685 | 5,105 | SH | DFND | 0 | 5,105 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 295 | 3,425 | SH | DFND | 0 | 3,425 | 0 | ||
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 275 | 24,662 | SH | DFND | 0 | 24,662 | 0 | ||
VIPSHOP HLDGS LTD | NOTE 1.500% 3/1 | 92763WAA1 | 1,098 | 1,112,000 | PRN | DFND | 0 | 1,112,000 | 0 | ||
VISA INC | COM CL A | 92826C839 | 295 | 3,982 | SH | DFND | 0 | 3,982 | 0 | ||
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 288 | 26,187 | SH | DFND | 0 | 26,187 | 0 | ||
VULCAN MATLS CO | COM | 929160109 | 357 | 2,964 | SH | DFND | 0 | 2,964 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 1,476 | 17,725 | SH | DFND | 0 | 17,725 | 0 | ||
ZELTIQ AESTHETICS INC | COM | 98933Q108 | 347 | 12,713 | SH | DFND | 0 | 12,713 | 0 |