0001636587-21-000026.txt : 20210816 0001636587-21-000026.hdr.sgml : 20210816 20210816172049 ACCESSION NUMBER: 0001636587-21-000026 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 EFFECTIVENESS DATE: 20210816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ACT Capital Management, LLC CENTRAL INDEX KEY: 0001442273 IRS NUMBER: 141895400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21355 FILM NUMBER: 211179894 BUSINESS ADDRESS: STREET 1: 100 W. LANCASTER AVE STREET 2: SUITE 110 CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 610-688-2834 MAIL ADDRESS: STREET 1: 100 W. LANCASTER AVE STREET 2: SUITE 110 CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: ACT Capital Management, LLLP DATE OF NAME CHANGE: 20080806 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001442273 XXXXXXXX 06-30-2021 06-30-2021 ACT Capital Management, LLC

100 W. LANCASTER AVE SUITE 110 WAYNE PA 19087

13F HOLDINGS REPORT 028-21355 N Fayth Ecker 610-688-2833 Fayth Ecker Wayne PA 08-16-2021 0 117 194599 false INFORMATION TABLE 2 act13fq22021.xml AFFIMED N V COM N01045108 2445 287600 SH SOLE 2445 0 0 AFFIRM HLDGS INC COM CL A 00827B106 337 5000 SH SOLE 337 0 0 AIRBNB INC COM CL A 009066101 8 50 SH SOLE 8 0 0 ALDEYRA THERAPEUTICS INC COM 01438T106 17 1500 SH SOLE 17 0 0 AMAZON.COM INC COM 023135106 689 200 SH SOLE 689 0 0 AMPIO PHARMACEUTICALS INC COM 03209T109 487 291500 SH SOLE 487 0 0 ANNOVIS BIO INC COM COM 03615A108 1027 12000 SH SOLE 1027 0 0 APPLIED GENETIC TECHNOLOGIES COM 03820J100 79 20000 SH SOLE 79 0 0 APPLIED THERAPEUTICS INC COM 03828A101 780 37500 SH SOLE 780 0 0 ARAVIVE INC COM 03890D108 141 23500 SH SOLE 141 0 0 ARCTURUS THERAPEUTICS HLDGS COM 03969T109 15408 455300 SH SOLE 15408 0 0 ARCUTIS BIOTHERAPEUTICS INC COM 03969K108 328 12000 SH SOLE 328 0 0 ARROWHEAD PHARMACEUTICALS INC COM 04280A100 17277 208600 SH SOLE 17277 0 0 ASPIRA WOMENS HEALTH INC COM 04537Y109 6355 1130720 SH SOLE 6355 0 0 ATARA BIOTHERAPEUTICS INC COM 046513107 1818 116900 SH SOLE 1818 0 0 AUDACY INC CL A 05070N103 421 97500 SH SOLE 421 0 0 AURINIA PHARMACEUTICALS INC COM 05156V102 2106 162500 SH SOLE 2106 0 0 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 71 10500 SH SOLE 71 0 0 AVINGER INC COM 053734604 44 35000 SH SOLE 44 0 0 AVROBIO INC COM 05455M100 27 3000 SH SOLE 27 0 0 AXSOME THERAPEUTICS INC COM 05464T104 911 13500 SH SOLE 911 0 0 BELLEROPHON THERAPEUTICS INC COM NEW 078771300 121 25000 SH SOLE 121 0 0 BERKELEY LTS INC COM 084310101 538 12000 SH SOLE 538 0 0 BIOLINE RX LTD SPONSORED ADS 09071M205 78 27500 SH SOLE 78 0 0 BIONANO GENOMICS INC COM 09075F107 257 35000 SH SOLE 257 0 0 BIOXCEL THERAPEUTICS INC COM 09075P105 1221 42000 SH SOLE 1221 0 0 C3 AI INC CL A 12468P104 1 80 SH SOLE 1 0 0 CARDIFF ONCOLOGY INC COM 14147L108 682 102500 SH SOLE 682 0 0 CASSAVA SCIENCES INC COM 14817C107 3845 45000 SH SOLE 3845 0 0 CELLECTAR BIOSCIENCES INC COM PAR 15117F500 259 217500 SH SOLE 259 0 0 CHAMPIONS ONCOLOGY INC COM NEW 15870P307 514 50000 SH SOLE 514 0 0 CHECKPOINT THERAPEUTICS INC COM 162828107 605 205000 SH SOLE 605 0 0 CLEARSIDE BIOMEDICAL INC COM 185063104 11993 2462500 SH SOLE 11993 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 65 3000 SH SOLE 65 0 0 CLOVIS ONCOLOGY INC COM 189464100 70 12000 SH SOLE 70 0 0 COHERUS BIOSCIENCES INC COM 19249H103 90 6500 SH SOLE 90 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 684 2700 SH SOLE 684 0 0 COLLPLANT BIOTECHNOLOGIES LT SHS NEW M2R51X116 160 7500 SH SOLE 160 0 0 CURE PHARMACEUTICAL HLDG CORP COM 23127P104 16 30000 SH SOLE 16 0 0 CURIS INC COM NEW 231269200 646 80000 SH SOLE 646 0 0 CYTEIR THERAPEUTICS INC COM 23284P103 2 90 SH SOLE 2 0 0 CYTOSORBENTS CORP COM NEW 23283X206 265 35000 SH SOLE 265 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 1351 158500 SH SOLE 1351 0 0 ENLIVEX THERAPEUTICS LTD COM M4130Y106 735 82500 SH SOLE 735 0 0 ENTHUSIAST GAMING HOLDINGS INC COM 29385B109 238 40000 SH SOLE 238 0 0 ERYTECH PHARMA SPONSORED ADR 29604W108 10 2000 SH SOLE 10 0 0 ESPORTS ENTMT GROUP INC COM 29667K306 706 65000 SH SOLE 706 0 0 EZGO TECHNOLOGIES LTD SHS G5279F102 5 1000 SH SOLE 5 0 0 F5 NETWORKS INC COM 315616102 2707 14500 SH SOLE 2707 0 0 FORD MTR CO DEL COM 345370860 773 52000 SH SOLE 773 0 0 FORTE BIOSCIENCES INC COM 34962G109 541 16071 SH SOLE 541 0 0 FUBOTV INC COM 35953D104 8606 268000 SH SOLE 8606 0 0 GENETRON HOLDINGS LIMITED ADS 37186H100 152 7500 SH SOLE 152 0 0 GENOCEA BIOSCIENCES INC COM NEW 372427401 12 5000 SH SOLE 12 0 0 GORES HOLDINGS VI INC COM CL A 38286R105 1605 99000 SH SOLE 1605 0 0 HELIUS MED TECHNOLOGIES INC COM CL A NEW 42328V603 1002 59186 SH SOLE 1002 0 0 ICAD INC COM NEW 44934S206 3844 222000 SH SOLE 3844 0 0 IDEAYA BIOSCIENCES INC COM 45166A102 1453 69200 SH SOLE 1453 0 0 IMMATICS N V COM N44445109 738 63500 SH SOLE 738 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 300 100200 SH SOLE 300 0 0 INHIBIKASE THERAPEUTICS INC COM COM 45719W106 2450 875000 SH SOLE 2450 0 0 INMODE LTD COM COM M5425M103 2140 22600 SH SOLE 2140 0 0 INSTIL BIO INC COM 45783C101 194 10000 SH SOLE 194 0 0 ISHARES SILVER TR ISHARES 46428Q109 872 36000 SH SOLE 872 0 0 JUMIA TECHNOLOGIES AG SPONSORED ADS 48138M105 440 14500 SH SOLE 440 0 0 KALA PHARMACEUTICALS INC COM 483119103 1007 190000 SH SOLE 1007 0 0 KARYOPHARM THERAPEUTICS INC COM 48576U106 145 14000 SH SOLE 145 0 0 KAZIA THERAPEUTICS LIMITED SPONSORED ADR 48669G105 247 25000 SH SOLE 247 0 0 KINGSOFT CLOUD HLDGS LTD ADS 49639K101 153 4500 SH SOLE 153 0 0 KRYSTAL BIOTECH INC COM 501147102 1298 19075 SH SOLE 1298 0 0 LANDCADIA HOLDINGS III INC COM CL A 51476H100 403 32500 SH SOLE 403 0 0 LEAP THERAPEUTICS INC COM 52187K101 220 134000 SH SOLE 220 0 0 MARKER THERAPEUTICS INC COM 57055L107 1172 420000 SH SOLE 1116 0 0 MEDICENNA THERAPEUTICS CORP COM 58490H107 1054 350000 SH SOLE 1054 0 0 MODERNA INC COM 60770K107 1058 4500 SH SOLE 1058 0 0 MOGO INC COM COM 60800C109 373 47500 SH SOLE 373 0 0 MYOVANT SCIENCES LTD COM G637AM102 1993 87500 SH SOLE 1993 0 0 NATERA INC COM 632307104 2941 25900 SH SOLE 2941 0 0 NEKTAR THERAPEUTICS COM 640268108 2772 161500 SH SOLE 2772 0 0 NEOLEUKIN THERAPEUTICS INC COM 64049K104 2207 239000 SH SOLE 2207 0 0 NOVAVAX INC COM NEW 670002401 2187 10300 SH SOLE 2187 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 2042 37500 SH SOLE 2042 0 0 NVIDIA CORPORATION COM 67066G104 721 900 SH SOLE 721 0 0 ONCOCYTE CORPORATION COM 68235C107 1895 330000 SH SOLE 1895 0 0 ONCTERNAL THERAPEUTICS INC COM 68236P107 1710 360000 SH SOLE 1710 0 0 OYSTER PT PHARMA INC COM 69242L106 542 31500 SH SOLE 542 0 0 PDS BIOTECHNOLOGY CORP COM 70465T107 565 45000 SH SOLE 565 0 0 PEABODY ENGR CORP COM 704551100 159 20000 SH SOLE 159 0 0 QUDIAN INC ADR 747798106 61 25000 SH SOLE 61 0 0 QUHUO LTD ADS 74841Q100 44 9900 SH SOLE 44 0 0 QUIDEL CORP COM 74838J101 782 6100 SH SOLE 782 0 0 REATA PHARMACEUTICALS INC CL A 75615P103 1784 12600 SH SOLE 1784 0 0 REDHILL BIOPHARMA LTD SPONSORED ADS 757468103 964 140000 SH SOLE 964 0 0 RELMADA THERAPEUTICS INC COM 75955J402 791 24700 SH SOLE 791 0 0 RHYTHM PHARMACEUTICALS INC COM 76243J105 607 31000 SH SOLE 607 0 0 ROCKET COS INC COM CL A 77311W101 420 21700 SH SOLE 420 0 0 SIO GENE THERAPIES INC COM 829399104 506 185000 SH SOLE 506 0 0 SQZ BIOTECHNOLOGIES CO COM 78472W104 109 7500 SH SOLE 109 0 0 STAAR SURGICAL CO COM PAR $0.01 852312305 35319 231600 SH SOLE 35319 0 0 SUPERIOR DRILLING PRODS INC COM 868153107 113 122500 SH SOLE 113 0 0 SURFACE ONCOLOGY INC COM 86877M209 1272 170500 SH SOLE 1272 0 0 SYROS PHARMACEUTICALS INC COM 87184Q107 287 52500 SH SOLE 287 0 0 TERADATA CORP COM 88076W103 550 11000 SH SOLE 550 0 0 TG THERAPEUTICS INC COM 88322Q108 2134 55000 SH SOLE 2134 0 0 THE BEAUTY HEALTH COMPANY COM CL A 88331L108 2902 172750 SH SOLE 2902 0 0 TRACON PHARMACEUTICALS INC COM NEW 89237H209 185 28500 SH SOLE 185 0 0 TRANSMEDICS GROUP INC COM 89377M109 33 1000 SH SOLE 33 0 0 TRILLIUM THERAPEUTICS INC COM NEW 89620X506 4511 465000 SH SOLE 4511 0 0 UNITED THERAPEUTICS CORP COM 91307C102 1884 10500 SH SOLE 1884 0 0 UNITY SOFTWARE INC COM 91332U101 3306 30100 SH SOLE 3306 0 0 UP FINTECH HOLDING LIMITED SPONSORED ADS 91531W106 739 25500 SH SOLE 739 0 0 UPSTART HLDGS INC COM 91680M107 3098 24800 SH SOLE 3098 0 0 VERTEX ENERGY INC COM 92534K107 139 10500 SH SOLE 139 0 0 VIKING THERAPEUTICS INC COM 92686J106 770 128500 SH SOLE 770 0 0 VISTAGEN THERAPEUTICS INC COM NEW 92840H202 315 100000 SH SOLE 315 0 0 YALLA GROUP LTD ADS 98459U103 270 13500 SH SOLE 270 0 0 ZOVIO INC COM 98979V102 78 30000 SH SOLE 78 0 0