0000921895-23-002109.txt : 20230901 0000921895-23-002109.hdr.sgml : 20230901 20230901151347 ACCESSION NUMBER: 0000921895-23-002109 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230830 FILED AS OF DATE: 20230901 DATE AS OF CHANGE: 20230901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sweitzer David P CENTRAL INDEX KEY: 0001685530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36451 FILM NUMBER: 231232195 MAIL ADDRESS: STREET 1: 3481 PLANO PARKWAY CITY: THE COLONY STATE: TX ZIP: 75056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quest Resource Holding Corp CENTRAL INDEX KEY: 0001442236 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 510665952 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3481 PLANO PARKWAY CITY: THE COLONY STATE: TX ZIP: 75056 BUSINESS PHONE: 972-464-0004 MAIL ADDRESS: STREET 1: 3481 PLANO PARKWAY CITY: THE COLONY STATE: TX ZIP: 75056 FORMER COMPANY: FORMER CONFORMED NAME: Infinity Resources Holdings Corp. DATE OF NAME CHANGE: 20121030 FORMER COMPANY: FORMER CONFORMED NAME: YouChange Holdings Corp DATE OF NAME CHANGE: 20100824 FORMER COMPANY: FORMER CONFORMED NAME: BlueStar Financial Group, Inc. DATE OF NAME CHANGE: 20080806 4 1 form412364swe_09012023.xml OWNERSHIP DOCUMENT X0508 4 2023-08-30 0 0001442236 Quest Resource Holding Corp QRHC 0001685530 Sweitzer David P 3481 PLANO PARKWAY THE COLONY TX 75056 0 1 0 0 EVP and COO 0 Common Stock 2023-08-30 4 M 0 34000 1.51 A 42511 D Common Stock 2023-08-30 4 S 0 34000 7.1851 D 8511 D Common Stock 2023-08-30 4 M 0 10500 1.17 A 19011 D Common Stock 2023-08-30 4 S 0 10500 7.1851 D 8511 D Common Stock 2023-08-30 4 M 0 24271 2.08 A 32782 D Common Stock 2023-08-30 4 S 0 24271 7.1851 D 8511 D Common Stock 22425 D Employee Stock Option (Right to Buy) 1.51 2023-08-30 4 M 0 34000 0.00 D 2029-02-12 Common Stock 34000 0 D Employee Stock Option (Right to Buy) 1.17 2023-08-30 4 M 0 10500 0.00 D 2027-10-02 Common Stock 10500 0 D Employee Stock Option (Right to Buy) 2.08 2023-08-30 4 M 0 24271 0.00 D 2026-10-03 Common Stock 24271 38229 D These shares represent the number of shares exercised by the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.455, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. These securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan held by the Reporting Person. The option, representing a right to purchase a total of 100,000 shares, is exercisable in three equal annual installments beginning on February 12, 2020, which was the first anniversary of the date on which the option was granted. The option, representing a right to purchase a total of 10,500 shares, is exercisable in five equal annual installments beginning on October 2, 2018, which was the first anniversary of the date on which the option was granted. The option, representing a right to purchase a total of 62,500 shares, is exercisable in five equal annual installments beginning on October 3, 2017, which was the first anniversary of the date on which the option was granted. /s/ Brett W. Johnston, as Attorney-in-Fact 2023-09-01